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Administrative Orders

Administrative Orders are formal enforcement orders issued by the NCUA pursuant to Section 206 of the Federal Credit Union Act (12 U.S.C. § 1786). Generally, the NCUA issues Administrative Orders when it finds that a credit union or persons affiliated with a credit union have violated a law, rule or regulation, breached a fiduciary duty, or engaged in an unsafe or unsound practice.

The three most common orders issued by the NCUA include:

  • An Order to Cease and Desist, which requires an institution or individual to take action (or refrain from taking action), including making restitution;
  • An Order of Prohibition, which prohibits an individual from ever working for a federally insured financial institution; and
  • An Order Assessing Civil Money Penalties, which requires an institution or individual to pay an assessed penalty amount.

Prior to the issuance of an Administrative Order, the Federal Credit Union Act provides due process rights, which include the ability to have an administrative hearing before the Office of Financial Institution Adjudication, and to appeal the agency's decision to issue an order to the U.S. Circuit Court of Appeals.

The NCUA also issues Notices of Prohibition to individuals under Section 205(d) of the Federal Credit Union Act (12 U.S.C. § 1785(d)). The notice advises an individual convicted of a criminal offense of the prohibitions resulting from their conviction. (Until recently the NCUA issued formal Notices of Prohibition, but in conformity with the other federal financial institution regulators, we are now issuing letter notices.)

Disclaimer: This platform is intended to provide access to the enforcement actions taken by the NCUA since 1991 in a searchable and downloadable format. It is not guaranteed to be comprehensive. The primary source for the enforcement actions are the NCUA's press releases and other official communications. The names of the individuals and financial institutions contained herein reflect the institutions' identities when the enforcement actions were finalized and do not necessarily represent their current identities.

This platform also includes notices issued by the NCUA since 2008 to individuals under Section 205(d) of the Federal Credit Union Act. Under the law, the prohibitions outlined in these notices may have expired and the individual might no longer be prohibited from holding a position at an insured credit union. Although the NCUA is making notices issued pursuant to 205(d) searchable and downloadable, users of this platform should conduct their own inquiry regarding the current status of any prohibition identified in this platform.

Enforcement actions issued by other federal financial institution regulators can be found at the following websites:

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Showing 1 - 100 of 1525 Results
Docket # Name and Relationship Institution City State Year
18-00765-R5 Putman, Krista
Former Employee of Grays Harbor Community Hospital Federal Credit Union
Grays Harbor Community Hospital Federal Credit Union Aberdeen WA 2018
15-0128-R5 GH Woodworkers Federal Credit Union
GH Woodworkers Federal Credit Union
GH Woodworkers Federal Credit Union Aberdeen WA 2015
19-0178-WR Bagley, Ashley
Former Employee of Great Northwest Federal Credit Union
Great Northwest Federal Credit Union Aberdeen WA 2019
18-0075-R5 Madtson, Jane L.
Former Employee of Grays Harbor Community Hospital Federal Credit Union
Grays Harbor Community Hospital Federal Credit Union Aberdeen WA 2018
00-0801-IV Radle, Rdean Louise
An Institution-Affiliated Party and Person Participating in the Affairs of Amway Employees Credit Union, Ada, Michigan
Amway Employees Credit Union Ada MI 2000
98-0901-III West, Tommie A.
An Institution Affiliated Party and Person Participating in the Affairs of the Bartow Employees Federal Credit Union Adairsville, Georgia
Bartow Employees Federal Credit Union Adairsville Adairsville GA 1998
17-0032-R2 Akron Municipal Employees Credit Union
Akron Municipal Employees Credit Union
Akron Municipal Employees Credit Union Akron OH 2017
10-0031-R1 Daniels, Carla Y.
Order of Prohibition - Former Employee of School Systems Federal Credit Union in Albany, New York
School Systems Federal Credit Union in Albany Albany NY 2010
15-0075-R3 Rapides General Hospital Empl Federal Credit Union
Rapides General Hospital Empl Federal Credit Union
Rapides General Hospital Empl Federal Credit Union Alexandria VA 2015
17-0152-r2 A B and W Emp Credit Union Inc Credit Union, A B and W Emp Credit Union Inc Credit Union
A B and W Emp Credit Union Inc Credit Union
A B and W Emp Credit Union Inc Credit Union Alexandria VA 2017
09-0013-R2 Jones, Anthony C.
Former Vice-President of State Department Federal Credit Union, Alexandria, VA
State Department Federal Credit Union Alexandria VA 2009
12-0010-R2 Flores, Alexander Baduria
Notice of Prohibition - Former Employee of Capstone Federal Credit Union in Aliso Viejo, California
Capstone Federal Credit Union in Aliso Viejo Aliso Viejo CA 2012
19-0112-ER Turk, Julie Ann
Former Employee of Allentown Federal Credit Union
Allentown Federal Credit Union Allentown PA 2019
19-0132-WR Zanassi, Jennifer
Former Institution-Affiliated Party
Western Heritage Federal Credit Union Alliance NE 2020
19-0132-WR Mosher, Melissa
Former Institution-Affiliated Party
Western Heritage Federal Credit Union Alliance NE 2020
17-0072-R1 Alpena Community Credit Union
Alpena Community Credit Union
Alpena Community Credit Union Alpena MI 2017
16-0210-R4 Alpine Community Credit Union
Alpine Community Credit Union Alpine TX 2016
17-0052-R2 Wombacher, Nicole
Former Employee of Your Choice Federal Credit Union
Your Choice Federal Credit Union Altoona PA 2017
17-0053-R2 Holland, Linda A.
Former Employee of Your Choice Federal Credit Union
Your Choice Federal Credit Union Altoona PA 2017
08-0034-R2 Replogle, Randal Scott
Former ATM Representative at Blair Credit Union, Altoona Regional Health System Federal Credit Union and Huntingdon Federal Credit Union, Altoona, Pennsylvania
Blair Credit Union, Altoona Regional Health System Federal Credit Union, and Huntingdon Federal Credit Union Altoona PA 2008
05-0502-II Capone, Cristina L.
Former Teller, Blair County FCU, Altoona, PA;
Blair County FCU Altoona PA 2005
21-0112-SR Carney, Brittany A.
Former Employee
Red River Federal Credit Union Altus OK 2021
17-0100-R4 Valverde, Desire
Former Employee of Education Credit Union
Education Credit Union Amarillo TX 2017
05-0102-IV Lockwood, Sarah
Former Loan Officer, BNSF Credit Union, Amarillo, Texas
BNSF Credit Union Amarillo TX 2005
05-0501-IV Hall, Lawrence K.
former CEO, Amarillo Community FCU, Amarillo, TX;
Amarillo Community FCU Amarillo TX 2005
04-0901-IV Dunn, Barbara
Former President/Chief Executive Officer, BNSF Credit Union, Amarillo, TX
BNSF Credit Union Amarillo TX 2004
09-0020-R2 Bender, Susan
Former teller of New Alliance Federal Credit Union, Ambridge, Pennsylvania
New Alliance Federal Credit Union Ambridge PA 2009
21-0109-WR Hill, Henry
Former Employee
Greater Iowa Credit Union Ames IA 2021
16-0102-R3 Fourth Ward Federal Credit Union
N/A Amite LA 2016
16-0209-R3 Northeast Mississippi Federal Credit Union
Northeast Mississippi Federal Credit Union Amory MS 2016
22-0107-WR Fletcher, Vanessa
Former Institution-Affiliated Party
Alaska USA Federal Credit Union Anchorage AK 2022
17-0065-R5 Mano, Shanice
Former Employee of Credit Union 1
Credit Union 1 Anchorage AK 2017
04-0503-V Chavez, Carol Angela
Former Visa Card Supervisor, Denali Alaskan Federal Credit Union, Anchorage, AK
Denali Alaskan Federal Credit Union Anchorage AK 2004
15-0139-R3 Miller, Cassandra
Former Employee of Madison County Federal Credit Union
Madison County Federal Credit Union Anderson IN 2015
08-0010-RI Dodge, Jason Stewart
Huron River Area Credit Union, Ann Arbor, Michigan
Huron River Area Credit Union Ann Arbor MI 2008
22-0105-WR Shimanek, Judith
Former Employee
Ark City Teachers Credit Union Arkansas City KS 2022
18-0007-R1 Harrington, Mark
Former Member of the board of directors of New England Teamsters Federal Credit Union
New England Teamsters Federal Credit Union Arlington MA 2018
04-0102-I Cashman, George W.
Former Board Member, New England Teamsters Federal Credit Union, Arlington, Massachusetts
New England Teamsters Federal Credit Union Arlington MA 2004
04-0101-I Carnes, William H.
Former Board Member, New England Teamsters Federal Credit Union, Arlington, Massachusetts
New England Teamsters Federal Credit Union Arlington MA 2004
14-0170-R4 Metro Federal Credit Union
Metro Federal Credit Union
Metro Federal Credit Union Arlington Heights IL 2014
97-0601-III Hamilton, David J.
Institution-affiliated party of Oteen VA Federal Credit Union Federal Credit Union Asheville, North Carolina
Oteen VA Federal Credit Union Federal Credit Union Asheville Asheville NC 1997
09-0050-R3 Smith, Crystal L.
Bluegrass Community Federal Credit Union, Ashland, Kentucky
Bluegrass Community Federal Credit Union Ashland KY 2009
21-0142-ER Viselli, Michael
Former Institution-Affiliated Party
Ingersoll-Rand Federal Credit Union Athens PA 2022
15-0162-R3 1st Choice Credit Union
1st Choice Credit Union
1st Choice Credit Union Atlanta GA 2016
19-0107-SR Renfroe, Suzanne Joy
Former Employee of Powerco Federal Credit Union
Powerco Federal Credit Union Atlanta GA 2019
09-0025-R3 Jennings, Aurelia D.
Piedmont Hospital Federal Credit Union, Atlanta, Georgia
Piedmont Hospital Federal Credit Union Atlanta GA 2009
16-0157-R3 Battery Employees Federal Credit Union
Battery Employees Federal Credit Union Attica IN 2016
13-0061-R1 Maston, Sharon
Sturdy Credit Union in Attleboro, Massachusetts
Sturdy Credit Union in Attleboro Attleboro MA 2013
00-0702-I Bowker, Debra W.
An Institution-Affiliated Party and Person Participating in the Affairs of Auburn New York Federal Credit Union, Auburn, New York
Auburn New York Federal Credit Union Auburn NY 2000
00-0703-I Clark, Tina
An Institution-Affiliated Party and Person Participating in the Affairs of Auburn New York Federal Credit Union, Auburn, New York
Auburn New York Federal Credit Union Auburn NY 2000
02-0101-VI Menchinella-Reynolds, Susan
Former manager of Placer Nevada Grange Credit Union, Auburn, CA
Placer Nevada Grange Credit Union Auburn CA 2001
23-0101-ER Finkelstein, Gabriel Max
Former Institution-Affiliated Party
Genisys Credit Union Auburn Hills MI 2023
17-0118-r3 Tabernacle Federal Credit Union, Tabernacle Federal Credit Union
Tabernacle Federal Credit Union
Tabernacle Federal Credit Union Augusta GA 2017
18-0100-R3 Tabernacle Federal Credit Union
Tabernacle Federal Credit Union
Tabernacle Federal Credit Union Augusta GA 2018
14-0019-R4 Schaal, Anne
Former Employee of Aurora Firefighter Credit Union in Aurora, Illinois
Aurora Firefighter Credit Union Aurora IL 2014
01-0801-V Humphries, Joy
Former manager at AMCOT Federal Credit Union, Austin, TX
AMCOT Federal Credit Union Austin TX 2001
15-0184-R2 Lakeshore Community Credit Union
Lakeshore Community Credit Union
Lakeshore Community Credit Union Avon Lake OH 2016
15-0184-R2 Lakeshore Community Credit Union
Lakeshore Community Credit Union
Lakeshore Community Credit Union Avon Lake OH 2015
14-0017-R5 Sanchez, Jolina
Former Employee of Azusa City Employees Federal Credit Union in Azusa, California
Azusa City Employees Federal Credit Union Azusa CA 2014
05-0601-V Rogers, Dorothy Jean
former Senior Member Service Representative, Kern FCU, Bakersfield, CA;
Kern FCU Bakersfield CA 2005
17-0015-R2 Galloway, Tina
Former Employee of Healthcare United Federal Credit Union
Healthcare United Federal Credit Union Baltimore MD 2017
17-0029-R2 Members First of Maryland Federal Credit Union
Members First of Maryland Federal Credit Union
Members First of Maryland Federal Credit Union Baltimore MD 2017
16-0094-R1 Eastern Maine Medical Center Federal Credit Union
N/A Bangor ME 2016
12-0013-R1 Vincent, Nicole M.
Notice of Prohibition - Former Employee of Bangor Federal Credit Union in Bangor, Maine
Bangor Federal Credit Union in Bangor Bangor ME 2012
03-0601-I Wilcox, Judith
Former Manager, Penobscot County Federal Credit Union, Bangor, ME
Penobscot County Federal Credit Union Bangor ME 2003
AO2017-0001-R3 Bordelon, Tamela
Former Employee of Eagle Louisiana Federal Credit Union
Eagle Louisiana Federal Credit Union Baton Rouge LA 2017
15-0035-R3 Lawilifie Credit Union
Lawilifie Credit Union
Lawilifie Credit Union Baton Rouge LA 2015
07-1002-III Rossin, Tiffany
Former Loan Officer at Baton Rouge Telco Credit Union, Baton Rouge, Louisiana
Baton Rouge Telco Credit Union Baton Rouge LA 2008
16-0105-R3 V. Suarez Employees Federal Credit Union
N/A Bayamon PR 2016
15-0032-R3 Claret Federal Credit Union
Claret Federal Credit Union
Claret Federal Credit Union Bayomon PR 2015
03-07-01-II Blaney, James
Person participating in the affairs of Bayonne Postal Employees Credit Union, Bayonne, NJ
Bayonne Postal Employees Credit Union Bayonne NJ 2003
03-0803-I Palumbo, Theresa
Respondent, Matteawan Federal Credit Union, Beacon, NY
Matteawan Federal Credit Union Beacon NY 2003
15-0091-R4 Juhan, Linda
Former Employee of IBEW Community Federal Credit Union
IBEW Community Federal Credit Union Beaumont TX 2015
21-0122-ER Shaw, Stacey
Former Employee
IBEW Local Union 712 Federal Credit Union Beaver PA 2021
06-0801-II Couch, Catherine Lee
An Institution-Affiliated Party and Person Participating in the Affairs of the West-AirComm Federal Credit Union Beaver, Pennsylvania;
West-AirComm Federal Credit Union Beaver Beaver PA 2006
17-0074-R2 Duq Lite Employees Federal Credit Union
Duq Lite Employees Federal Credit Union
Duq Lite Employees Federal Credit Union Beaver Falls PA 2017
06-0901-II Straley, James R.
Former Treasurer/Manager #21845 Blackhawk FCU;
#21845 Blackhawk FCU; Beaver Falls PA 2006
14-0049-R2 Countywide Federal Credit Union
Countywide Federal Credit Union Beavercreek OH 2014
05-0702-II Bolen, Vicky Black
Former Chief Executive Officer, Raleigh County FCU, Beckley, WV
Raleigh County FCU Becklye WV 2005
18-0062-R3 Oak Point Employees Credit Union
Oak Point Employees Credit Union
Oak Point Employees Credit Union Belle Chasse LA 2018
05-1201-V Mayshack, Tracy Lynn
Industrial Credit Union of Whatcom County, Bellingham, Washington
Industrial Credit Union of Whatcom County Bellingham WA 2005
15-0063-R2 Dearth, Jane
Former Employee of Riverview Credit Union
Riverview Credit Union Belpre OH 2015
06-0601-IV Kuechenmeister, Kari L.
Former Manager Headwaters Federal Credit Union, Bemidji, Minnesota
Headwaters Federal Credit Union Bemidji MN 2006
14-0225-R2 Cardozo Lodge Federal Credit Union
Cardozo Lodge Federal Credit Union
Cardozo Lodge Federal Credit Union Bensalem PA 2015
15-0074-R3 Alcoa Community Federal Credit Union
Alcoa Community Federal Credit Union
Alcoa Community Federal Credit Union Benton AZ 2015
14-0179-R3 Berea FISCU
Berea FISCU
Berea FISCU Berea KY 2014
16-0055-R5 Cooperative Center Federal Credit Union
N/A Berkeley CA 2016
00-0201-VI Lee, Michael Ping
An Institution Affiliated Party and Person Participating in the Affairs of the Cal State Credit Union Berkley, California
Cal State Credit Union Berkley Berkley CA 2000
07-0801-II Edraney, Stephen E.
Former Manager/Consultant Bethlehem Municipal Employees FCU Bethlehem, Pennsylvania
Bethlehem Municipal Employees FCU Bethlehem Bethlehem PA 2007
14-0144-R4 Altana Federal Credit Union
Altana Federal Credit Union
Altana Federal Credit Union Billings MT 2014
15-0086-R1 Yeaw, Jessica
Former Employee of Horizons Federal Credit Union
Horizons Federal Credit Union Binghamton NY 2015
03-0902-IV Johnson, Harold
Former chairman, Birch Run Area Credit Union, Birch Run, Mich
Birch Run Area Credit Union Birch Run MI 2003
03-0901-IV Hollerback, Sherri
Former credit committee member, Birch Run Area Credit Union, Birch Run, Mich.
Birch Run Area Credit Union Birch Run MI 2003
14-0071-R3 S R I Employees Federal Credit Union
S R I Employees Federal Credit Union Birmingham AL 2014
05-0801-III Jefferson County Employees Credit Union
Order of Assessment of Civil Money Penalty
N/A Birmingham AL 2005
18-0070-R3 Dunning, Jonathan Wade
Former Employee of Birmingham Financial Federal Credit Union
Birmingham Financial Federal Credit Union Birmingham AL 2018
12-0012-R3 Young, Michael John
Notice of Prohibition - Former Employee of? Alabama Central Credit Union in Birmingham, Alabama.
Alabama Central Credit Union Birmingham AL 2012
17-0155-R2 James, Marquis
Former Employee of XCEL Federal Credit Union
XCEL Federal Credit Union Bloomfield NJ 2017
14-0232-R4 Toro Employees Federal Credit Union
Toro Employees Federal Credit Union
Toro Employees Federal Credit Union Bloomington MN 2015
11-0056-R2 Mullins, Pamela
Notice of Prohibition - Formaer Employee of N&W POCA Division Federal Credit Union, in Bluefield, West Virginia
Former Employee of N&W POCA Division Federal Credit Union Bluefield WV 2011
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