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Administrative Orders

Administrative Orders are formal enforcement orders issued by the NCUA pursuant to Section 206 of the Federal Credit Union Act (12 U.S.C. § 1786). Generally, the NCUA issues Administrative Orders when it finds that a credit union or persons affiliated with a credit union have violated a law, rule or regulation, breached a fiduciary duty, or engaged in an unsafe or unsound practice.

The three most common orders issued by the NCUA include:

  • An Order to Cease and Desist, which requires an institution or individual to take action (or refrain from taking action), including making restitution;
  • An Order of Prohibition, which prohibits an individual from ever working for a federally insured financial institution; and
  • An Order Assessing Civil Money Penalties, which requires an institution or individual to pay an assessed penalty amount.

Prior to the issuance of an Administrative Order, the Federal Credit Union Act provides due process rights, which include the ability to have an administrative hearing before the Office of Financial Institution Adjudication, and to appeal the agency's decision to issue an order to the U.S. Circuit Court of Appeals.

The NCUA also issues Notices of Prohibition to individuals under Section 205(d) of the Federal Credit Union Act (12 U.S.C. § 1785(d)). The notice advises an individual convicted of a criminal offense of the prohibitions resulting from their conviction. (Until recently the NCUA issued formal Notices of Prohibition, but in conformity with the other federal financial institution regulators, we are now issuing letter notices.)

Disclaimer: This platform is intended to provide access to the enforcement actions taken by the NCUA since 1991 in a searchable and downloadable format. It is not guaranteed to be comprehensive. The primary source for the enforcement actions are the NCUA's press releases and other official communications. The names of the individuals and financial institutions contained herein reflect the institutions' identities when the enforcement actions were finalized and do not necessarily represent their current identities.

This platform also includes notices issued by the NCUA since 2008 to individuals under Section 205(d) of the Federal Credit Union Act. Under the law, the prohibitions outlined in these notices may have expired and the individual might no longer be prohibited from holding a position at an insured credit union. Although the NCUA is making notices issued pursuant to 205(d) searchable and downloadable, users of this platform should conduct their own inquiry regarding the current status of any prohibition identified in this platform.

Enforcement actions issued by other federal financial institution regulators can be found at the following websites:

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Showing 1301 - 1400 of 1525 Results
Docket # Name and Relationship Institution City State Year
16-0211-R4 CTAFC Federal Credit Union
CTAFC Federal Credit Union Chicago IL 2016
18-0004-R4 CTAFC Federal Credit Union
CTAFC Federal Credit Union
CTAFC Federal Credit Union Chicago IL 2018
14-0223-R4 CTA South Federal Credit Union
CTA South Federal Credit Union
CTA South Federal Credit Union Chicago IL 2015
17-0114-r1 CT1 Media Credit Union, CT1 Media Credit Union
CT1 Media Credit Union
CT1 Media Credit Union Hartford CT 2017
17-0145-r3 CN/IC Employees Credit Union, CN/IC Employees Credit Union
CN/IC Employees Credit Union
CN/IC Employees Credit Union Memphis TN 2017
19-0116-ER CENCAP Federal Credit Union
CENCAP Federal Credit Union
CENCAP Federal Credit Union Hartford CT 2019
97-0401-I Baum, Leone;Burns, Lawrence; Kearse, John
CEDC Federal Credit Union
CEDC Federal Credit Union N/A N/A 1997
09-0011-R1 Quattrone, Sharon
CCSE Federal Credit Union
CCSE Federal Credit Union N/A N/A 2009
19-0182-SR Bullock, Tobisha
Former Institution-Affiliated Party of CAANO Employees Federal Credit Union
CAANO Employees Federal Credit Union New Orleans LA 2019
98-1-01-II Mantooth-Patterson, Charlotte
C.H.E. Credit Union
C.H.E. Credit Union N/A N/A 1998
17-0151-r5 C U P Federal Credit Union, C U P Federal Credit Union
C U P Federal Credit Union
C U P Federal Credit Union Provo UT 2017
19-0141-WR C & NW Proviso Credit Union
C & NW Proviso Credit Union
C & NW Proviso Credit Union Northlake IL 2019
14-0229-R1 Bykota Federal Credit Union
Bykota Federal Credit Union
Bykota Federal Credit Union Brooklyn NY 2015
18-0093-R3 Cain, Michelle
Former Employee of Business and Industrial Federal Credit Union
Business and Industrial Federal Credit Union Columbus IN 2018
08-0028-R4 Bell, Aaron
Former Board Member of Burlington Northern Santa Fe Railroad Credit Union, Cicero, Illinois
Burlington Northern Santa Fe Railroad Credit Union Cicero IL 2008
09-0004-R1 Hutchinson, Eve
Buffalo Fire Department Federal Credit Union, Buffalo, New York
Buffalo Fire Department Federal Credit Union Buffalo NY 2009
03-0201-V Brown, Rebecca
Former Loan Officer Buckley Federal Credit Union, Denver, CO
Buckley Federal Credit Union Denver CO 2003
17-0135-r1 Brockport Federal Credit Union, Brockport Federal Credit Union
Brockport Federal Credit Union
Brockport Federal Credit Union Brockport NY 2017
16-0162-R3 Brightview Federal Credit Union
Brightview Federal Credit Union Ridgeland MS 2016
06-0703-III Diaab, Patricia
Former branch manager of Brightstar Credit Union, previously Broward Schools Credit Union, Davie, Florida
Brightstar Credit Union, previously Broward Schools Credit Union Davie FL 2006
11-0022-R2 Borinquen Federal Credit Union
Borinquen Federal Credit Union in Philadelphia, Pennsylvania
Borinquen Federal Credit Union in Philadelphia Philadelphia PA 2011
19-0145-ER Morales, Ignacio
Former employee
Borinquen Federal Credit Union Philadelphia PA 2019
14-0194-R1 Kinney, Debra
Former Employee of Border Lodge Credit Union
Border Lodge Credit Union Derby Line CT 2014
15-0108-R1 Bootstrap Federal Credit Union
Bootstrap Federal Credit Union
Bootstrap Federal Credit Union New York NY 2015
16-0072-R5 Manning, Jacqueline Kay
Former Employee of Boise U S Employees Federal Credit Union
Boise U S Employees Federal Credit Union Boise ID 2016
08-0001-R2 Kolesar, Pranee
Boeing Helicopters Federal Credit Union, Ridley Park, Pennsylvania
Boeing Helicopters Federal Credit Union Ridley Park PA 2008
04-0502-V Gaston, Kissy Juliette
Former Loan Credit Analyst, Boeing Employees Credit Union, Tukwila, WA
Boeing Employees Credit Union Tukwila WA 2004
12-0019-R4 Young, Jeannette L.
Order of Prohibition - Former Employee of Bluestem Community Credit Union in El Dorado, Kansas.
Bluestem Community Credit Union in El Dorado El Dorado KS 2012
09-0050-R3 Smith, Crystal L.
Bluegrass Community Federal Credit Union, Ashland, Kentucky
Bluegrass Community Federal Credit Union Ashland KY 2009
17-0047-R4 Hall, Maureen
Former Employee of Blue Federal Credit Union
Blue Federal Credit Union Cheyenne WY 2017
08-0034-R2 Replogle, Randal Scott
Former ATM Representative at Blair Credit Union, Altoona Regional Health System Federal Credit Union and Huntingdon Federal Credit Union, Altoona, Pennsylvania
Blair Credit Union, Altoona Regional Health System Federal Credit Union, and Huntingdon Federal Credit Union Altoona PA 2008
05-0502-II Capone, Cristina L.
Former Teller, Blair County FCU, Altoona, PA;
Blair County FCU Altoona PA 2005
99-0201-VI Jackman, Ellis R.
An Institution Affiliated Party and Person Participating in the Affairs of the Blackfoot Educators Credit Union
Blackfoot Educators Credit Union N/A N/A 1999
17-0058-R4 Morrison, Sara Jo
Former Employee of Black Hills Federal Credit Union
Black Hills Federal Credit Union Rapid City SD 2017
18-0070-R3 Dunning, Jonathan Wade
Former Employee of Birmingham Financial Federal Credit Union
Birmingham Financial Federal Credit Union Birmingham AL 2018
03-0902-IV Johnson, Harold
Former chairman, Birch Run Area Credit Union, Birch Run, Mich
Birch Run Area Credit Union Birch Run MI 2003
03-0901-IV Hollerback, Sherri
Former credit committee member, Birch Run Area Credit Union, Birch Run, Mich.
Birch Run Area Credit Union Birch Run MI 2003
14-0142-R1 Bi-County Ptc Federal Credit Union
Bi-County Ptc Federal Credit Union
Bi-County Ptc Federal Credit Union Warren MI 2014
18-0016-R4 Gilmore, Cynthia
Former Employee of Beverly Bus Garage Federal Credit Union
Beverly Bus Garage Federal Credit Union Chicago IL 2018
17-0026-R1 Beulah Federal Credit Union
Beulah Federal Credit Union
Beulah Federal Credit Union Brooklyn NY 2017
07-0801-II Edraney, Stephen E.
Former Manager/Consultant Bethlehem Municipal Employees FCU Bethlehem, Pennsylvania
Bethlehem Municipal Employees FCU Bethlehem Bethlehem PA 2007
18-0005-R2 Bethany Baptist Christian Federal Credit Union
Bethany Baptist Christian Federal Credit Union
Bethany Baptist Christian Federal Credit Union Chester PA 2018
14-0231-R2 Berkeley County Public Schools Federal Credit Union
Berkeley County Public Schools Federal Credit Union
Berkeley County Public Schools Federal Credit Union Martinsburg WV 2015
14-0179-R3 Berea FISCU
Berea FISCU
Berea FISCU Berea KY 2014
15-0061-R1 Felicia, Gomez
Former Employee of Bellwether Community Credit Union
Bellwether Community Credit Union Manchester NH 2015
14-0066-R3 Beauregard School Employees Federal Credit Union
Beauregard School Employees Federal Credit Union Deridder LA 2014
20-0147-ER Hyler, Teresa
Former Employee
Beacon Credit Union Lynchburg VA 2020
09-0019-R3 Fleitas, Jorge
Former loan processor of Beacon Community Credit Union, Louisville, Kentucky
Beacon Community Credit Union Louisville KY 2009
03-07-01-II Blaney, James
Person participating in the affairs of Bayonne Postal Employees Credit Union, Bayonne, NJ
Bayonne Postal Employees Credit Union Bayonne NJ 2003
07-1201-II Holmes, Lisa L.
Former Supervisor at Baylands Federal Credit Union, West Point, VA
Baylands Federal Credit Union West Point VA 2008
97-0303-IV Fouch, Michael J.
An Institution Affiliated Party and Person Participating in the Affairs of the Bay Area Medical Federal Credit Union
Bay Area Medical Federal Credit Union N/A N/A 1997
97-0302-IV Fouch, Pamela Sue
An Institution Affiliated Party and Person Participating in the Affairs of the Bay Area Medical Federal Credit Union
Bay Area Medical Federal Credit Union N/A N/A 1997
97-0702IV Fouch, Linda
An Institution Affiliated Party and Person Participating in the Affairs of the Bay Area Medical Federal Credit Union, Traverse City, Michigan
Bay Area Medical Federal Credit Union Traverse City MI 1997
97-0701IV Fouch, Robert
An Institution Affiliated Party and Person Participating in the Affairs of the Bay Area Medical Federal Credit Union, Traverse City, Michigan
Bay Area Medical Federal Credit Union Traverse City MI 1997
98-0701-IV Fouch, Jay
An Institution Affiliated Party and Person Participating in the Affairs of the Bay Area Medical Federal Credit Union
Bay Area Medical Federal Credit Union N/A N/A 1998
16-0157-R3 Battery Employees Federal Credit Union
Battery Employees Federal Credit Union Attica IN 2016
07-1002-III Rossin, Tiffany
Former Loan Officer at Baton Rouge Telco Credit Union, Baton Rouge, Louisiana
Baton Rouge Telco Credit Union Baton Rouge LA 2008
98-0901-III West, Tommie A.
An Institution Affiliated Party and Person Participating in the Affairs of the Bartow Employees Federal Credit Union Adairsville, Georgia
Bartow Employees Federal Credit Union Adairsville Adairsville GA 1998
97-03-07-I Vasapolle, Lynn M.
Former officer of Barnstable Community Federal Credit Union ("BCFCU")
Barnstable Community Federal Credit Union ("BCFCU") N/A N/A 1997
97-03-03-I Devaney, Ambrose L.
Former co-founder and officer of Barnstable Community Federal Credit Union ("BCFCU")
Barnstable Community Federal Credit Union ("BCFCU") N/A N/A 1997
97-03-06-I O'Neil, Michael D.
Former officer, director, employee, attorney, committee member and independent contractor of Barnstable Community Federal Credit Union ("BCFCU")
Barnstable Community Federal Credit Union ("BCFCU") N/A N/A 1997
97-03-05-I Harris, Bruce N.
Former officer, director, employee, committee member and independent contractor of Barnstable Community Federal Credit Union ("BCFCU")
Barnstable Community Federal Credit Union ("BCFCU") N/A N/A 1997
97-03-01-I Smith, James K.
Former co-founder and officer of Barnstable Community Federal Credit Union ("BCFCU")
Barnstable Community Federal Credit Union ("BCFCU") N/A N/A 1997
97-03-04-I Cohen, Robert
Former Attorney for Barnstable Community Federal Credit Union
Barnstable Community Federal Credit Union N/A N/A 1997
15-0173-R4 Baptist Credit Union
Baptist Credit Union
Baptist Credit Union San Antonio TX 2016
18-0047-R5 Entzminger, James
Former Employee of Banner Federal Credit Union
Banner Federal Credit Union Phoenix AZ 2018
12-0013-R1 Vincent, Nicole M.
Notice of Prohibition - Former Employee of Bangor Federal Credit Union in Bangor, Maine
Bangor Federal Credit Union in Bangor Bangor ME 2012
99-0403-I Beckwith, Christie Marie
An Institution Affiliated Party and Person Participating in the Affairs of Bangor FCU
Bangor FCU N/A N/A 1999
19-0168-WR Nelson, Jenifer
Former Employee of Baker’s Federal Credit Union
Baker’s Federal Credit Union Omaha NE 2019
18-0029-R4 Baker Hughes Federal Credit Union
Baker Hughes Federal Credit Union
Baker Hughes Federal Credit Union Houston TX 2018
14-0130-R2 Frace, Lisa
Former Employee of Baker Federal Credit Union
Baker Federal Credit Union Phillipsburg NJ 2014
15-0178-R5 Bailey, Inc. Employees Credit Union
Bailey, Inc. Employees Credit Union
Bailey, Inc. Employees Credit Union West Valley City UT 2016
14-0115-R5 Bailey, Inc. Employees Credit Union
Bailey, Inc. Employees Credit Union West Valley City UT 2014
13-0039-R4 Bagumbayan Credit Union
Bagumbayan Credit Union in Chicago, Illinois
Bagumbayan Credit Union in Chicago Chicago IL 2013
98-0801-I Moskaluk, Joseph
Former manager of Backus Hospital Employees Credit Union
Backus Hospital Employees Credit Union N/A N/A 1998
18-0098-R2 Back Mountain Federal Credit Union
Back Mountain Federal Credit Union
Back Mountain Federal Credit Union Shavertown PA 2018
05-0102-IV Lockwood, Sarah
Former Loan Officer, BNSF Credit Union, Amarillo, Texas
BNSF Credit Union Amarillo TX 2005
04-0901-IV Dunn, Barbara
Former President/Chief Executive Officer, BNSF Credit Union, Amarillo, TX
BNSF Credit Union Amarillo TX 2004
10-0002-R3 Freudner, John
Order of Prohibition - Former Employee of BMI Federal Credit Union in Dublin, Ohio
BMI Federal Credit Union in Dublin Dublin OH 2010
08-0046-R4 Costlow, Nora
Former manager of BMA Credit Union, Mesquite, Texas
BMA Credit Union Mesquite TX 2009
17-0143-r3 BCBST Employees Credit Union, BCBST Employees Credit Union
BCBST Employees Credit Union
BCBST Employees Credit Union Chattanooga TN 2017
99-11-01-I Anken, Paul
A person participating in the affairs of B.T.A. Federal Credit Union Rochester, NY
B.T.A. Federal Credit Union Rochester Rochester NY 1999
14-0230-R1 B.S. and C.P. Hospitals Employees Federal Credit Union
B.S. and C.P. Hospitals Employees Federal Credit Union
B.S. and C.P. Hospitals Employees Federal Credit Union Bronx NY 2015
19-0139-ER B.S. and C.P. Hospitals Employees Federal Credit Union
B.S. and C.P. Hospitals Employees Federal Credit Union
B.S. and C.P. Hospitals Employees Federal Credit Union Bronx NY 2019
14-0017-R5 Sanchez, Jolina
Former Employee of Azusa City Employees Federal Credit Union in Azusa, California
Azusa City Employees Federal Credit Union Azusa CA 2014
04-1101-IV Sample, Fregeania
Former Manager, Austin West Garfield Federal Credit Union, Chicago, IL
Austin West Garfield Federal Credit Union Chicago IL 2005
14-0019-R4 Schaal, Anne
Former Employee of Aurora Firefighter Credit Union in Aurora, Illinois
Aurora Firefighter Credit Union Aurora IL 2014
00-0702-I Bowker, Debra W.
An Institution-Affiliated Party and Person Participating in the Affairs of Auburn New York Federal Credit Union, Auburn, New York
Auburn New York Federal Credit Union Auburn NY 2000
00-0703-I Clark, Tina
An Institution-Affiliated Party and Person Participating in the Affairs of Auburn New York Federal Credit Union, Auburn, New York
Auburn New York Federal Credit Union Auburn NY 2000
12-0029-R1 Richard, Marsha
Notice of Prohibition - Former Employee of Atlantic Regional Federal Credit Union in Brunswick, Maine
Atlantic Regional Federal Credit Union in Brunswick Brunswick ME 2012
14-0054-R2 Atlantic Health Employees Federal Credit Union
Atlantic Health Employees Federal Credit Union Summit NJ 2014
15-0163-R3 Associated Federal Credit Union
Associated Federal Credit Union
Associated Federal Credit Union Elkhart IN 2016
13-0003-R4 Decant, Cindy
Notice of Prohibition - Former Employee of Associated Blind of Oklahoma/Texas Federal Credit Union in Oklahoma City, OK
Associated Blind of Oklahoma/Texas Federal Credit Union in Oklahoma City Oklahoma City OK 2013
14-0146-R1 Artmet Federal Credit Union
Artmet Federal Credit Union
Artmet Federal Credit Union Watham MA 2014
05-0401-V Miller, Mark A.
Former Vice President, Arrowhead Credit Union, San Bernardino, California
Arrowhead Credit Union San Bernardino CA 2005
16-0150-R1 Arnold Bakers Employees Federal Credit Union
Arnold Bakers Employees Federal Credit Union Greenwich CT 2016
15-0107-R1 Arnold Bakers Employees Federal Credit Union
Arnold Bakers Employees Federal Credit Union
Arnold Bakers Employees Federal Credit Union Greenwich CT 2015
15-0036-R3 Arlington Hotel Federal Credit Union
Arlington Hotel Federal Credit Union
Arlington Hotel Federal Credit Union Hot Springs AR 2015
14-0167-R3 Arkansas Kraft Employees Federal Credit Union
Arkansas Kraft Employees Federal Credit Union
Arkansas Kraft Employees Federal Credit Union Morrilton AR 2014
12-0056-R4 Judy, Joyce
Arkansas Employees Federal Credit Union in Little Rock, Arkansas
Arkansas Employees Federal Credit Union in Little Rock Little Rock AR 2012

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