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Administrative Orders

Administrative Orders are formal enforcement orders issued by the NCUA pursuant to Section 206 of the Federal Credit Union Act (12 U.S.C. § 1786). Generally, the NCUA issues Administrative Orders when it finds that a credit union or persons affiliated with a credit union have violated a law, rule or regulation, breached a fiduciary duty, or engaged in an unsafe or unsound practice.

The three most common orders issued by the NCUA include:

  • An Order to Cease and Desist, which requires an institution or individual to take action (or refrain from taking action), including making restitution;
  • An Order of Prohibition, which prohibits an individual from ever working for a federally insured financial institution; and
  • An Order Assessing Civil Money Penalties, which requires an institution or individual to pay an assessed penalty amount.

Prior to the issuance of an Administrative Order, the Federal Credit Union Act provides due process rights, which include the ability to have an administrative hearing before the Office of Financial Institution Adjudication, and to appeal the agency's decision to issue an order to the U.S. Circuit Court of Appeals.

The NCUA also issues Notices of Prohibition to individuals under Section 205(d) of the Federal Credit Union Act (12 U.S.C. § 1785(d)). The notice advises an individual convicted of a criminal offense of the prohibitions resulting from their conviction. (Until recently the NCUA issued formal Notices of Prohibition, but in conformity with the other federal financial institution regulators, we are now issuing letter notices.)

Disclaimer: This platform is intended to provide access to the enforcement actions taken by the NCUA since 1991 in a searchable and downloadable format. It is not guaranteed to be comprehensive. The primary source for the enforcement actions are the NCUA's press releases and other official communications. The names of the individuals and financial institutions contained herein reflect the institutions' identities when the enforcement actions were finalized and do not necessarily represent their current identities.

This platform also includes notices issued by the NCUA since 2008 to individuals under Section 205(d) of the Federal Credit Union Act. Under the law, the prohibitions outlined in these notices may have expired and the individual might no longer be prohibited from holding a position at an insured credit union. Although the NCUA is making notices issued pursuant to 205(d) searchable and downloadable, users of this platform should conduct their own inquiry regarding the current status of any prohibition identified in this platform.

Enforcement actions issued by other federal financial institution regulators can be found at the following websites:

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Showing 1301 - 1400 of 1525 Results
Docket # Name and Relationship Institution City State Year
18-0101-R3 Garland County Educators Federal Credit Union
Garland County Educators Federal Credit Union
Garland County Educators Federal Credit Union Hot Springs AZ 2018
18-0047-R5 Entzminger, James
Former Employee of Banner Federal Credit Union
Banner Federal Credit Union Phoenix AZ 2018
12-0076-R5 Liddle, William Robert
Notice of Prohibition - Former Employee of AEA Federal Credit Union in Yuma, Ariz
AEA Federal Credit Union Yuma AZ 2013
02-0203-V Damiano, Veronica L.
Former loan officer of Southeastern Arizona Federal Credit Union in Douglas, Arizona
Southeastern Arizona Federal Credit Union in Douglas Douglas AZ 2002
02-0202-V Packer, Douglas R.
Former chief executive officer of Southeastern Arizona Federal Credit Union located in Douglas, Arizona
Southeastern Arizona Federal Credit Union located in Douglas Douglas AZ 2002
05-1003-V Mohney, Jean I.
Former operations specialist/loan officer of Desert Medical FCU, Scottsdale, AZ
Desert Medical FCU Scottsdale AZ 2006
16-0101-R3 Arkansas AM & N College Federal Credit Union
N/A Pine Bluff AR 2016
14-0167-R3 Arkansas Kraft Employees Federal Credit Union
Arkansas Kraft Employees Federal Credit Union
Arkansas Kraft Employees Federal Credit Union Morrilton AR 2014
14-0032-R3 York, Karen
Former Employee of VA Hospital Federal Credit Union in Little Rock, Arkansas
VA Hospital Federal Credit Union Little Rock AR 2014
14-0145-R3 Arkansas Am & N College Federal Credit Union
Arkansas Am & N College Federal Credit Union
Arkansas Am & N College Federal Credit Union Pine Bluff AR 2014
15-0036-R3 Arlington Hotel Federal Credit Union
Arlington Hotel Federal Credit Union
Arlington Hotel Federal Credit Union Hot Springs AR 2015
97-0901III Senn, Elizabeth Ann
An Institution Affiliated Party and Person Participating in the Affairs of the Crossett Paper Mills Employees Federal Credit Union, Crossett, Arkansas
Crossett Paper Mills Employees Federal Credit Union Crossett AR 1997
97-0402-III Greenhill, Shirley Brock
An Institution Affiliated Party and Person Participating in the Affairs of the Pine Bluff Arsenal Federal Credit Union, Pine Bluff, Arkansas
Pine Bluff Arsenal Federal Credit Union Pine Bluff AR 1997
97-0401 III Hudson, Mary Nell
An Institution Affiliated Party and Person Participating in the Affairs of the Pine Bluff Arsenal Federal Credit Union, Pine Bluff, Arkansas
Pine Bluff Arsenal Federal Credit Union Pine Bluff AR 1997
17-0106-r3 Arkansas AM and N College Federal Credit Union, Arkansas AM and N College Federal Credit Union
Arkansas AM and N College Federal Credit Union
Arkansas AM and N College Federal Credit Union Pine Bluff AR 2017
17-0107-r3 White County Federal Credit Union, White County Federal Credit Union
White County Federal Credit Union
White County Federal Credit Union Searcy AR 2017
19-0147-SR Fincher, Amy
Former employee
Rheem Arkansas Federal Credit Union Fort Smith AR 2019
17-0035-R3 Garland County Educators Federal Credit Union
Garland County Educators Federal Credit Union
Garland County Educators Federal Credit Union Hot Springs AR 2017
02-0801-III Mangum, Dean
An institution-affiliated party and person participating in the affairs of the UARK Federal Credit Union, Fayetteville, AR
UARK Federal Credit Union Fayetteville AR 2002
12-0056-R4 Judy, Joyce
Arkansas Employees Federal Credit Union in Little Rock, Arkansas
Arkansas Employees Federal Credit Union in Little Rock Little Rock AR 2012
05-0601-IV Wynn, Kathy
Former Manager, Natural State FCU, Searcy, AR;
Natural State FCU Searcy AR 2005
05-1201-IV Miles, Joyce
Former Employee, ASHE FCU, Little Rock, Arkansas;
ASHE FCU Little Rick AR 2005
16-0204-R3 Dixie Craft Employees Credit Union
Dixie Craft Employees Credit Union Goodwater AL 2016
16-0032-R1 Immaculate Conception Fall River Federal Credit Union
N/A Fall River AL 2016
14-0071-R3 S R I Employees Federal Credit Union
S R I Employees Federal Credit Union Birmingham AL 2014
05-0801-III Jefferson County Employees Credit Union
Order of Assessment of Civil Money Penalty
N/A Birmingham AL 2005
20-0110-SR Gurley, Brianna
Former Employee
AOD Federal Credit Union Oxford AL 2020
17-0057-R4 Stockton, Royce Elmer
Former Employee of Firstmark Credit Union
Firstmark Credit Union San Antonio AL 2017
17-0038-R3 Mobile Postal Credit Union
Mobile Postal Credit Union
Mobile Postal Credit Union Mobile AL 2017
17-0037-R3 Craig Credit Union
Craig Credit Union
Craig Credit Union Selma AL 2017
18-0070-R3 Dunning, Jonathan Wade
Former Employee of Birmingham Financial Federal Credit Union
Birmingham Financial Federal Credit Union Birmingham AL 2018
18-0046-R3 Dawson, Taren
Former Employee/Institution-Affiliated Party of People’s First Federal Credit Union
People’s First Federal Credit Union Tarrant AL 2018
14-0021-R3 Payne, Tonya
Former Employee of Valley Credit Union in Tuscumbia, Alabama
Valley Credit Union Tuscumbia AL 2014
14-0020-R3 Ledbetter, Beth Ann
Former Employee of Valley Credit Union in Tuscumbia, Alabama
Valley Credit Union Tuscumbia AL 2014
11-0040-R3 Stringer, Jennifer F.
Notice of Prohibition - Former Employee of University of South Alabama Federal Credit Union, Mobile, Alabama
University of South Alabama Federal Credit Union Mobile AL 2011
12-0012-R3 Young, Michael John
Notice of Prohibition - Former Employee of? Alabama Central Credit Union in Birmingham, Alabama.
Alabama Central Credit Union Birmingham AL 2012
09-0047-R3 Hughes, Becky Joyce
Wiregrass Federal Credit Union, Dothan, Alabama
Wiregrass Federal Credit Union Dothan AL 2009
09-0030-R3 Grayson, Jr., Ollis
Dallas Educators Credit Union, Selma, Alabama
Dallas Educators Credit Union Selma AL 2009
04-0901-III Peoples, Bessie Jo Peoples, a.k.a Bessie Tina Jo
Bessie Jo Peoples, a.k.a Bessie Tina Jo Peoples, Former Manager, Phenix Pride FCU, Phenix City, Alabama;
Phenix Pride FCU Phenix City AL 2005
09-0056-R3 Aldridge, Margaret S.
Order of Prohibition - Former Employee of Coastal Waters Federal Credit Union in Mobile, Alabama
Coastal Waters Federal Credit Union Mobile AL 2010
16-0176-R5 City of Fairbanks Federal Credit Union
City of Fairbanks Federal Credit Union Fairbanks AK 2016
22-0107-WR Fletcher, Vanessa
Former Institution-Affiliated Party
Alaska USA Federal Credit Union Anchorage AK 2022
21-0103-WR Erisman, Kyle
Former Employee
True North Federal Credit Union Juneau AK 2021
17-0065-R5 Mano, Shanice
Former Employee of Credit Union 1
Credit Union 1 Anchorage AK 2017
04-0503-V Chavez, Carol Angela
Former Visa Card Supervisor, Denali Alaskan Federal Credit Union, Anchorage, AK
Denali Alaskan Federal Credit Union Anchorage AK 2004
11-0007-R5 Weidenhof, Vicki Lynn
Orderof Prohibition - Former Employee of ALPS Federal Credit Union, Sitka, Alaska
ALPS Federal Credit Union Sitka AK 2011
09-0059-IV Rapid City Telco Federal Credit Union
Cease and Desist Order
N/A N/A N/A 2010
06-1201-V MOAPA Valley
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1107-III Decalb Financial
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1106-IV Horizon Community
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1106-III Evansville
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1105-IV Golden Key
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1102-V Embarcadero
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1102-IV Heritage
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1102-III Fulton Teachers
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1102-I Hudson Heritage
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1101-V United Methodist
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1101-III Tampa Bay
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1104-I Actors
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1103-V Minnequa Works
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1103-IV Rock Valley
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1103-III Winston-Salem City Employees
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1103-I Katahdin
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1105-III Bond Community
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1104-V Visterra CU (March Community)
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1104-IV Alamo
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1104-III Central FL Postal
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1101-I Rockland Employees
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
04-0502-IV & Stipulations Northeast Arkansas Federal Credit Union
Cease and Desist Order
N/A N/A N/A 2004
02-1201-VI Winn, Toreno D.
Former "Institution-Affiliated Party"
N/A N/A N/A 2002
02-1002-IV Furbush, P. Michael.
Former Director
N/A N/A N/A 2002
00-0201-I Kim, Jae Gook
Respondent
N/A N/A N/A 2000
99-1102-I Paddock, Robert C.
Respondent
N/A N/A N/A 1999
97-0401-IV/VI Carter, Bruce,individually, and Prime Yield, Inc.
San Clemente, California Institution-affiliated parties Respondents.
N/A N/A N/A 1997
02-1001-IV Vansky, Iris R.
Former Manager
N/A N/A N/A 2002
02-0801-V Mueller, Edie J.
Former Manager
N/A N/A N/A 2002
01-0303-VI Hopp, Melanie
Respondent
N/A N/A N/A 2001
00-0602-III Bradshaw, Linda Glover
Respondent
N/A N/A N/A 2000
00-0601-III Hall, Mary Jane
Respondent
N/A N/A N/A 2000
98-0603-VI Paku-Singer, Sheila A.
Former Operations Manager of Honea Federal Credit Union
Honea Federal Credit Union N/A N/A 1998
98-0601-VI Mullin, Dan
Former Manager of Searles Lake FCU
Searles Lake FCU N/A N/A 1998
98-0602-VI Mullin, Dianna F.
Searles Lake FCU
Searles Lake FCU N/A N/A 1998
98-0601-III Justine, Donald G.
Former Manager ARH FCU
ARH FCU N/A N/A 1998
98-0604-II Foringer, Eugene
Former Chairman of the Supervisory Committee, Jessop Employees FCU
Jessop Employees FCU N/A N/A 1998
98-0601-I Waterside Federal Credit Union
Cease-and-Desist Order of Waterside Federal Credit Union Respondent
Waterside Federal Credit Union Respondent N/A N/A 1998
98-0402-II Horner, Alice
Jessop Employees FCU
Jessop Employees FCU N/A N/A 1998
98-0402-VI Speak, Christy
Former Manager and person participating in the affairs of Placer Nevada Grange Credit Union
Placer Nevada Grange Credit Union N/A N/A 1998
98-0403-II Doak, Carole
Jessop Employees FCU
Jessop Employees FCU N/A N/A 1998
98-0501-IV Knox, Chester L.
Former Manager of West Michigan State Employees Credit Union
West Michigan State Employees Credit Union N/A N/A 1998
98-0401-VI Puente, Susana Marie
National City Employees Federal Credit Union
National City Employees Federal Credit Union N/A N/A 1998
98-0401-IV Harding, Kelly Lynne
HAMBUCO Federal Credit Union
HAMBUCO Federal Credit Union N/A N/A 1998
98-01-01-VI Patolot, Manolo C.
MWD Federal Credit Union
MWD Federal Credit Union N/A N/A 1998
97-0902-III Lambert, Lawrence
An Institution Affiliated Party and Person Participating in the Affairs of the Louchem Federal Credit Union
Louchem Federal Credit Union N/A N/A 1997
97-0703-VI Simpson, Doris L.
First City Savings Federal Credit Union
First City Savings Federal Credit Union N/A N/A 1997
98-0401-II Brown, Jennifer
Jessop Employees FCU
Jessop Employees FCU N/A N/A 1998
98-0101-I Polish & Slavic Federal Credit Union
Polish & Slavic Federal Credit Union
Polish & Slavic Federal Credit Union N/A N/A 1998
98-0401-I Ramos, Candelaria
N.Y. State Psychiatric Institute Respondent
N.Y. State Psychiatric Institute Respondent N/A N/A 1998
98-0401-11 Majette, Eric
Institution-affiliated party of the NYB & FMC Federal Credit Union
NYB & FMC Federal Credit Union N/A N/A 1998
97-0401-I Baum, Leone;Burns, Lawrence; Kearse, John
CEDC Federal Credit Union
CEDC Federal Credit Union N/A N/A 1997
97-0303-IV Fouch, Michael J.
An Institution Affiliated Party and Person Participating in the Affairs of the Bay Area Medical Federal Credit Union
Bay Area Medical Federal Credit Union N/A N/A 1997

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