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Administrative Orders

Administrative Orders are formal enforcement orders issued by the NCUA pursuant to Section 206 of the Federal Credit Union Act (12 U.S.C. § 1786). Generally, the NCUA issues Administrative Orders when it finds that a credit union or persons affiliated with a credit union have violated a law, rule or regulation, breached a fiduciary duty, or engaged in an unsafe or unsound practice.

The three most common orders issued by the NCUA include:

  • An Order to Cease and Desist, which requires an institution or individual to take action (or refrain from taking action), including making restitution;
  • An Order of Prohibition, which prohibits an individual from ever working for a federally insured financial institution; and
  • An Order Assessing Civil Money Penalties, which requires an institution or individual to pay an assessed penalty amount.

Prior to the issuance of an Administrative Order, the Federal Credit Union Act provides due process rights, which include the ability to have an administrative hearing before the Office of Financial Institution Adjudication, and to appeal the agency's decision to issue an order to the U.S. Circuit Court of Appeals.

The NCUA also issues Notices of Prohibition to individuals under Section 205(d) of the Federal Credit Union Act (12 U.S.C. § 1785(d)). The notice advises an individual convicted of a criminal offense of the prohibitions resulting from their conviction. (Until recently the NCUA issued formal Notices of Prohibition, but in conformity with the other federal financial institution regulators, we are now issuing letter notices.)

Disclaimer: This platform is intended to provide access to the enforcement actions taken by the NCUA since 1991 in a searchable and downloadable format. It is not guaranteed to be comprehensive. The primary source for the enforcement actions are the NCUA's press releases and other official communications. The names of the individuals and financial institutions contained herein reflect the institutions' identities when the enforcement actions were finalized and do not necessarily represent their current identities.

This platform also includes notices issued by the NCUA since 2008 to individuals under Section 205(d) of the Federal Credit Union Act. Under the law, the prohibitions outlined in these notices may have expired and the individual might no longer be prohibited from holding a position at an insured credit union. Although the NCUA is making notices issued pursuant to 205(d) searchable and downloadable, users of this platform should conduct their own inquiry regarding the current status of any prohibition identified in this platform.

Enforcement actions issued by other federal financial institution regulators can be found at the following websites:

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Showing 1501 - 1525 of 1525 Results
Docket # Name and Relationship Institution City State Year
03-0802-I Allen, Jane E.
Former Manager of Haverhill Municipal Employees Credit Union, Haverhill, MA
Haverhill Municipal Employees Credit Union Haverhill MA 2003
10-0052-R4 Allen, Christopher
Order of Prohibition - Former Employee of First Service Credit Union in Houston, Texas
First Service Credit Union in Houston Houston TX 2010
15-0083-R1 All Souls Federal Credit Union
All Souls Federal Credit Union
All Souls Federal Credit Union New York NY 2015
09-0043-R2 Alexander, Brenda
the merged TRICARE Federal Credit Union, Newark, New Jersey
TRICARE Federal Credit Union Newark NJ 2009
21-0128-WR Aleman, Hector
Former Employee
Pima Federal Credit Union Tucson AZ 2021
09-0056-R3 Aldridge, Margaret S.
Order of Prohibition - Former Employee of Coastal Waters Federal Credit Union in Mobile, Alabama
Coastal Waters Federal Credit Union Mobile AL 2010
15-0074-R3 Alcoa Community Federal Credit Union
Alcoa Community Federal Credit Union
Alcoa Community Federal Credit Union Benton AZ 2015
06-1104-IV Alamo
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
14-0077-R4 Airline Pilots Association Federal Credit Union
Airline Pilots Association Federal Credit Union Burr Ridge IL 2014
20-0133-SR Aimone, Paul
Former Institution-Affiliated Party
Midwest Carpenters & Millwrights Federal Credit Union Hobart IN 2020
20-0106-ER Aikey, Brittany
Former Institution-Affiliated Party
NU Community Credit Union Milton PA 2020
17-0008-R1 Afutiti, Fuataina
Former Employee of Veterans Health Administration Credit Union
Veterans Health Administration Credit Union Detroit MI 2017
14-0086-R4 Aegis Credit Union
Aegis Credit Union Clinton IA 2014
14-0126-R4 Addison, David
Former Employee of Texans Credit Union
Texans Credit Union Richardson TX 2014
06-1104-I Actors
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
16-0041-R3 Access of Louisiana Federal Credit Union
N/A Sulphur LA 2016
AO14-0210-R1 Abyssinian Baptist Church Federal Credit Union
Abyssinian Baptist Church Federal Credit Union
Abyssinian Baptist Church Federal Credit Union New York NY 2015
03-0701-VI Abellon, Ibell
Former Loan Officer of Southland Credit Union
Southland Credit Union N/A N/A 2003
14-0003-R5 Abbott, Jeannette
Former Employee of Malheur Federal Credit Union in Ontario, Oregon
Malheur Federal Credit Union Ontario OR 2014
17-0152-r2 A B and W Emp Credit Union Inc Credit Union, A B and W Emp Credit Union Inc Credit Union
A B and W Emp Credit Union Inc Credit Union
A B and W Emp Credit Union Inc Credit Union Alexandria VA 2017
15-0162-R3 1st Choice Credit Union
1st Choice Credit Union
1st Choice Credit Union Atlanta GA 2016
98-0101-I Polish & Slavic Federal Credit Union
Polish & Slavic Federal Credit Union
Polish & Slavic Federal Credit Union N/A N/A 1998
13-0039-R4 Bagumbayan Credit Union
Bagumbayan Credit Union in Chicago, Illinois
Bagumbayan Credit Union in Chicago Chicago IL 2013
11-0022-R2 Borinquen Federal Credit Union
Borinquen Federal Credit Union in Philadelphia, Pennsylvania
Borinquen Federal Credit Union in Philadelphia Philadelphia PA 2011
12-0027-R2 Montgomery County Teachers Federal Credit Union
Montgomery County Teachers Federal Credit Union in Derwood, Maryland
Montgomery County Teachers Federal Credit Union in Derwood Derwood MD 2012
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