Skip to main content
United States flag An official website of the United States government
Official websites use .gov
A .gov website belongs to an official government organization in the United States.
Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.
Show

Administrative Orders

Administrative Orders are formal enforcement orders issued by the NCUA pursuant to Section 206 of the Federal Credit Union Act (12 U.S.C. § 1786). Generally, the NCUA issues Administrative Orders when it finds that a credit union or persons affiliated with a credit union have violated a law, rule or regulation, breached a fiduciary duty, or engaged in an unsafe or unsound practice.

The three most common orders issued by the NCUA include:

  • An Order to Cease and Desist, which requires an institution or individual to take action (or refrain from taking action), including making restitution;
  • An Order of Prohibition, which prohibits an individual from ever working for a federally insured financial institution; and
  • An Order Assessing Civil Money Penalties, which requires an institution or individual to pay an assessed penalty amount.

Prior to the issuance of an Administrative Order, the Federal Credit Union Act provides due process rights, which include the ability to have an administrative hearing before the Office of Financial Institution Adjudication, and to appeal the agency's decision to issue an order to the U.S. Circuit Court of Appeals.

The NCUA also issues Notices of Prohibition to individuals under Section 205(d) of the Federal Credit Union Act (12 U.S.C. § 1785(d)). The notice advises an individual convicted of a criminal offense of the prohibitions resulting from their conviction. (Until recently the NCUA issued formal Notices of Prohibition, but in conformity with the other federal financial institution regulators, we are now issuing letter notices.)

Disclaimer: This platform is intended to provide access to the enforcement actions taken by the NCUA since 1991 in a searchable and downloadable format. It is not guaranteed to be comprehensive. The primary source for the enforcement actions are the NCUA's press releases and other official communications. The names of the individuals and financial institutions contained herein reflect the institutions' identities when the enforcement actions were finalized and do not necessarily represent their current identities.

This platform also includes notices issued by the NCUA since 2008 to individuals under Section 205(d) of the Federal Credit Union Act. Under the law, the prohibitions outlined in these notices may have expired and the individual might no longer be prohibited from holding a position at an insured credit union. Although the NCUA is making notices issued pursuant to 205(d) searchable and downloadable, users of this platform should conduct their own inquiry regarding the current status of any prohibition identified in this platform.

Enforcement actions issued by other federal financial institution regulators can be found at the following websites:

Download CSV

Showing 301 - 400 of 1525 Results
Docket # Name and Relationship Institution City State Year
14-0039-R1 SCF Westchester N.Y. Employees Federal Credit Union
SCF Westchester N.Y. Employees Federal Credit Union White Plains NY 2014
16-0033-R1 SCF Westchester N. Y. Employees Federal Credit Union
N/A White Plains NY 2016
14-0152-R4 S.W.E. Federal Credit Union
S.W.E. Federal Credit Union
S.W.E. Federal Credit Union Kilgore TX 2014
16-0042-R3 S. C. H. D. Dist #7 Federal Credit Union
N/A Orangeburg SC 2016
14-0071-R3 S R I Employees Federal Credit Union
S R I Employees Federal Credit Union Birmingham AL 2014
16-0188-R2 S M Federal Credit Union
N/A Philadelphia PA 2016
15-0070-R2 S M Federal Credit Union
S M Federal Credit Union
S M Federal Credit Union Philadelphia PA 2015
14-0045-R1 S I Employees Federal Credit Union
S I Employees Federal Credit Union Saratoga Springs NY 2014
07-0201-IV Ryan, Alisa Marie
Former Teller Aegis Credit Union, Clinton, Iowa
Aegis Credit Union Clinton IA 2007
13-0006-R3 Rutledge, Keiona
Notice of Prohibition - Former Employee of G.I.C. Federal Credit Union in Cleveland, Ohio
G.I.C. Federal Credit Union in Cleveland Cleveland OH 2013
08-00011-R III Russell, Patricia A.
Former Loan Officer and Visa Coordinator for First Kingsport Credit Union, Kingsport, Tennessee
First Kingsport Credit Union Kingsport TN 2008
15-0007-R2 Ruksenas, Michael
Former Employee of Taupa Lithuanian Credit Union
Taupa Lithuanian Credit Union Cleveland OH 2015
05-0701-V Ruiz, Daisy
Former Operations Manager of Harborstone Credit Union, Tacoma, WA;
Harborstone Credit Union Tacoma WA 2005
10-0031-R1 Rudin, Ira C.
Notice of Prohibition - Former Employee of Central Credit Union in Rego Park, New York
Central Credit Union in Rego Park Rego Park NY 2010
16-0139-R3 Rudd, Brenda
Former Employee of Morehead Community Federal Credit Union
Morehead Community Federal Credit Union Morehead KY 2016
14-0199-R2 Rozanski, Victoria
Former Employee of Ellwood City Holy Redeemer Parish Federal Credit Union
Ellwood City Holy Redeemer Parish Federal Credit Union Ellwood City PA 2014
11-0015-R5 Rowe, Rhett B.
Order of Prohibition - Former Employee of Premier Members Federal Credit Union in Boulder, Colorado
Premier Members Federal Credit Union in Boulder Boulder CO 2011
05-0801-I Rouge Employees Credit Union
Order of Assessment of Civil Money Penalty
N/A Dearborn MI 2005
07-1002-III Rossin, Tiffany
Former Loan Officer at Baton Rouge Telco Credit Union, Baton Rouge, Louisiana
Baton Rouge Telco Credit Union Baton Rouge LA 2008
14-0119-R2.pdf Rosing, Melissa
Former Employee of Southwest Communities Federal Credit Union
Southwest Communities Federal Credit Union Carnegie PA 2014
07-0301-II Rosario, Yvis
Former Manager Dover NJ Spanish American FCU, Dover NJ
Dover NJ Spanish American FCU Dover NJ 2007
09-0012-R2 Rosado, Gisela Rivera
Former manager of La Casa Federal Credit Union, Newark, New Jersey
La Casa Federal Credit Union Newark NJ 2009
22-0111-WR Romero, Susan Irene
Former Institution-Affiliated Party
Winslow Santa Fe Credit Union Winslow AZ 2022
92-0901 V Romero, Isaac
Guadalupe Credit Union
Guadalupe Credit Union N/A N/A 1992
10-0014-R2 Rohrer, Arden Marie
Notice of Prohibition - Former Employee of Henrico Federal Credit Union in Richmond, Virginia
Henrico Federal Credit Union in Richmond Richmond VA 2010
05-0601-V Rogers, Dorothy Jean
former Senior Member Service Representative, Kern FCU, Bakersfield, CA;
Kern FCU Bakersfield CA 2005
01-0601-I Roffey, Thomas F.
Institution-Affiliated Party of Delta-Wye Federal Credit Union, Dorchester, Massachusetts
Delta-Wye Federal Credit Union Dorchester MA 2001
05-0302-III Rodriguez, Rosie
Former Employee, Tropical Financial Credit Union, Miami, Florida
Tropical Financial Credit Union Miami FL 2005
06-1101-I Rockland Employees
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1103-IV Rock Valley
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
92-1101 IV Roche, Raymond R.
An Institution Affiliated Party and Person Participating in the Affairs of the O C Federal Credit Union
O C Federal Credit Union N/A N/A 1992
96-1101-II Robinson, Pauline
Former Manager of WK Federal Credit Union
WK Federal Credit Union N/A N/A 1996
17-0103-R3 Robertson, Thomas
Former Employee of Singing River Federal Credit Union
Singing River Federal Credit Union Moss Point MS 2017
01-0302-II Roberts, Tressa
Former Teller, Tri State Federal Credit Union,Midland, Pennsylvania
Tri State Federal Credit Union Midland PA 2001
19-0155-SR Roberts, Kimberly
Former Employee
My Healthcare Federal Credit Union Gainesville FL 2019
04-0303-IV Roberts, Brett C.
Former Assistant Manager, Louisiana Public Health Workers Credit Union, Metairie, LA
Louisiana Public Health Workers Credit Union Metaire LA 2004
98-3-01-III Roberson, Tommie L.
Orleans Public Schools Federal Credit Union
Orleans Public Schools Federal Credit Union N/A N/A 1998
11-0012-R5 Roberson, Stan
Notice of Prohibition - Former Employee of Her Majestyӳ Credit Union in Denver, Colorado
Her Majestyӳ Credit Union in Denver Denver CO 2011
12-0041-R2 Roach, Brandie Marie
Notice of Prohibition ?- Former Employee of Financial Center Credit Union in Stockton, California
Financial Center Credit Union in Stockton Stockton CA 2012
17-0128-r1 Riverview Community Federal Credit Union, Riverview Community Federal Credit Union
Riverview Community Federal Credit Union
Riverview Community Federal Credit Union Saint Clair MI 2017
15-0098-R3 Rivera, Male
Former Employee of Fairwinds Credit Union
Fairwinds Credit Union Orlando FL 2015
15-0096-R3 Rivera, Sherrie
Former Employee of Peoples Credit Union
Peoples Credit Union Pembroke Pines FL 2015
07-1201-I Risewick, Sara B.
Former Product Manager of St. Pius X Church FCU, Rochester, New York
St. Pius X Church FCU Rochester NY 2008
14-0094-R4 Rio Grande Masonic Prince Hall Federal Credit Union
Rio Grande Masonic Prince Hall Federal Credit Union Houston TX 2014
98-0611-II Riley, Debra L.
Jessop Employees FCU
Jessop Employees FCU N/A N/A 1998
23-0106-ER Rider, Shannon
Former Employee
Erie Times Federal Credit Union Erie PA 2023
12-0001-R4 Riddle, Melinda K.
Notice of Prohibition - Former Employee of Leavenworth Teachers & Community Credit Union in Leavenworth, Kansas.
Leavenworth Teachers & Community Credit Union in Leavenworth Leavenworth KS 2012
16-0112-R3 Richland Parish Schools Federal Credit Union
N/A Rayville LA 2016
16-0085-R3 Richardson, Erica
Former Employee of WE Florida Financial Credit Union
WE Florida Financial Credit Union Margate FL 2016
21-0140-ER Richardson, Dianne
Former Employee
Pioneer West Virginia Federal Credit Union Charleston WV 2021
09-0015-R3 Richardson, Hyacinth
Former manager of Mid Island Federal Credit Union, St. Croix, Virgin Island
Mid Island Federal Credit Union St. Croix VI 2009
03-0602-I Richardson, Martha E.
Haverhill Municipal Employees Credit Union, Haverhill, MA
Haverhill Municipal Employees Credit Union Haverhill MA 2003
15-0009-R4 Richards, John
Former Employee of Polk County Credit Union
Polk County Credit Union Des Moines IA 2015
12-0029-R1 Richard, Marsha
Notice of Prohibition - Former Employee of Atlantic Regional Federal Credit Union in Brunswick, Maine
Atlantic Regional Federal Credit Union in Brunswick Brunswick ME 2012
93-0501 II Ricci, James W.
An Institution Affiliated Party and Person Participating in the Affairs of the Educational Systems Employees Federal Credit Union
Educational Systems Employees Federal Credit Union N/A N/A 1993
16-0183-R3 Reynolds-Sienckiewicz, Linda
Former Employee of Pinellas Federal Credit Union
Pinellas Federal Credit Union Largo FL 2016
16-0196-R1 Revere Firefighters Credit Union
Revere Firefighters Credit Union Revere MA 2016
15-0017-R1 Revere Firefighters Credit Union
Revere Firefighters Credit Union
Revere Firefighters Credit Union Revere MA 2015
15-0044-R4 Resurrection Lutheran Federal Credit Union
Resurrection Lutheran Federal Credit Union
Resurrection Lutheran Federal Credit Union Chicago IL 2015
17-0119-r4 Resurrection Lutheran Federal Credit Union, Resurrection Lutheran Federal Credit Union
Resurrection Lutheran Federal Credit Union
Resurrection Lutheran Federal Credit Union Chicago IL 2017
08-0034-R2 Replogle, Randal Scott
Former ATM Representative at Blair Credit Union, Altoona Regional Health System Federal Credit Union and Huntingdon Federal Credit Union, Altoona, Pennsylvania
Blair Credit Union, Altoona Regional Health System Federal Credit Union, and Huntingdon Federal Credit Union Altoona PA 2008
06-1001-I Renzo, Christopher T.
Former Teller Hudson Valley Federal Credit Union Poughkeepsie, New York
Hudson Valley Federal Credit Union Poughkeepsie Poughkeepsie NY 2006
03-0901-VI Renteria, Charlene M.
Respondent, Schofield Federal Credit Union, Wahiawa, HI
Schofield Federal Credit Union Wahiawa HI 2003
05-0401-IV Rent, Helen R.
Former manager, Community Credit Union of Milwaukee, Milwaukee, WI;
Community Credit Union of Milwaukee Milwaukee WI 2005
18-0044-R1 Renis, Amanda
Former Employee of Preferred Credit Union
Preferred Credit Union Grand Rapids MI 2018
19-0107-SR Renfroe, Suzanne Joy
Former Employee of Powerco Federal Credit Union
Powerco Federal Credit Union Atlanta GA 2019
17-0066-R3 Rembert, Rashaad
Former Employee of Alliance Credit Union of Florida
Alliance Credit Union of Florida Gainesville FL 2017
18-0087-R1 Reiver, Mitchell
Former Employee, Board Member and Institution-Affiliated Party of Melrose Credit Union
Melrose Credit Union Briarwood NY 2018
14-0136-R3 Regional Members Federal Credit Union
Regional Members Federal Credit Union
Regional Members Federal Credit Union Columbus GA 2014
15-0080-R4 Reeves County Teachers Credit Union
Reeves County Teachers Credit Union
Reeves County Teachers Credit Union Pecos TX 2015
14-0149-R5 Redlands City Employees Federal Credit Union
Redlands City Employees Federal Credit Union
Redlands City Employees Federal Credit Union Redlands CA 2014
14-0106-R5 Ray Federal Credit Union
Ray Federal Credit Union Kearny AZ 2014
14-0027-R3 Ray, Jacqueline
Former Employee of Ochsner Clinic Federal Credit Union
Ochsner Clinic Federal Credit Union New Orleans LA 2016
15-0102-R2 Rawes, Claudia
Former Employee of Centra Health Credit Union Inc.
Centra Health Credit Union Inc. Lynchburg VA 2015
00-1201-III Ravenell, Karen L.
VF Credit Association Federal Credit Union, Greensboro, North Carolina
VF Credit Association Federal Credit Union Greensboro NC 2000
11-0014-R3 Rattiff, Aimee
Notice of Prohibition - Former Employee of Fort Campbell Federal Credit Union, Clarksville, Tennessee
Fort Campbell Federal Credit Union Clarksville TN 2011
15-0131-R4 Ratcliffe, Douglas
Former Employee of InTouch Credit Union
InTouch Credit Union Plano TX 2015
99-0406-VI Rasey, Linda J.
Searles Lake FCU Trona, California
Searles Lake FCU Trona Trona CA 1999
14-0024-R4 Rapper, Angie
Former Employee of Bayer Credit Union in Kansas City, Missouri
Valley Credit Union Kansas City MO 2014
15-0075-R3 Rapides General Hospital Empl Federal Credit Union
Rapides General Hospital Empl Federal Credit Union
Rapides General Hospital Empl Federal Credit Union Alexandria VA 2015
09-0059-IV Rapid City Telco Federal Credit Union
Cease and Desist Order
N/A N/A N/A 2010
15-0069-R2 Rancocas Federal Credit Union
Rancocas Federal Credit Union
Rancocas Federal Credit Union Willingboro NJ 2015
AO14-0206-R5 Rancho Federal Credit Union
Rancho Federal Credit Union
Rancho Federal Credit Union Downey CA 2015
99-0405-VI Rana, Margaret S.
Searles Lake FCU Trona, California
Searles Lake FCU Trona Trona CA 1999
98-0401-I Ramos, Candelaria
N.Y. State Psychiatric Institute Respondent
N.Y. State Psychiatric Institute Respondent N/A N/A 1998
03-0901-V Ramirez, Kelly Ann
Former teller, SPUR Federal Credit Union, El Paso, Texas
SPUR Federal Credit Union El Paso TX 2003
14-0134-R2 Raguz, Anthony
Former Employee of St. Paul Croatian Federal Credit Union
St. Paul Croatian Federal Credit Union Willowick OH 2014
00-0801-IV Radle, Rdean Louise
An Institution-Affiliated Party and Person Participating in the Affairs of Amway Employees Credit Union, Ada, Michigan
Amway Employees Credit Union Ada MI 2000
17-0168-R1 Raden, Amy Joan
Former employee of Tahquamenon Area Credit Union
Tahquamenon Area Credit Union Newberry MI 2017
14-0070-R3 Rabun-Tallulah Federal Credit Union
Rabun-Tallulah Federal Credit Union Tiger GA 2014
AO14-0207-R2 RTA Hayden Federal Credit Union
RTA Hayden Federal Credit Union
RTA Hayden Federal Credit Union Cleveland OH 2015
05-0202-I R. Kennedy, Rochelle
Former deposit operations manager of Leominster Credit Union, Leominster, Massachusetts;
Leominster Credit Union Leominster MA 2005
04-1102-I Quonce, Christine T.
Former Branch Manager, Syracuse Federal Credit Union, Syracuse, NY
Syracuse Federal Credit Union Syracuse NY 2005
14-0102-R4 Quemado Federal Credit Union
Quemado Federal Credit Union Quemado TX 2014
14-0224-R4 Quemado Federal Credit Union
Quemado Federal Credit Union
Quemado Federal Credit Union Quemado TX 2015
16-0049-R4 Quay Schools Federal Credit Union
N/A Tucumcari NM 2016
09-0011-R1 Quattrone, Sharon
CCSE Federal Credit Union
CCSE Federal Credit Union N/A N/A 2009
05-0401-III Quarterman, Faith Ann
Former President of Little Haiti-Edison Federal Credit Union, Miami, FL
Little Haiti-Edison Federal Credit Union Miami FL 2005
16-0084-R3 Pyfrom, Debra
Former Employee of I.B.E.W. Local 816 Federal Credit Union
I.B.E.W. Local 816 Federal Credit Union Paducah KY 2016
18-00765-R5 Putman, Krista
Former Employee of Grays Harbor Community Hospital Federal Credit Union
Grays Harbor Community Hospital Federal Credit Union Aberdeen WA 2018

The NCUA is committed to providing an excellent user experience to all individuals, including persons with disabilities. If you require an accommodation to access information on or to use this website, contact us to request one. Please visit the NCUA's Accessibility Statement for additional information.