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Administrative Orders

Administrative Orders are formal enforcement orders issued by the NCUA pursuant to Section 206 of the Federal Credit Union Act (12 U.S.C. § 1786). Generally, the NCUA issues Administrative Orders when it finds that a credit union or persons affiliated with a credit union have violated a law, rule or regulation, breached a fiduciary duty, or engaged in an unsafe or unsound practice.

The three most common orders issued by the NCUA include:

  • An Order to Cease and Desist, which requires an institution or individual to take action (or refrain from taking action), including making restitution;
  • An Order of Prohibition, which prohibits an individual from ever working for a federally insured financial institution; and
  • An Order Assessing Civil Money Penalties, which requires an institution or individual to pay an assessed penalty amount.

Prior to the issuance of an Administrative Order, the Federal Credit Union Act provides due process rights, which include the ability to have an administrative hearing before the Office of Financial Institution Adjudication, and to appeal the agency's decision to issue an order to the U.S. Circuit Court of Appeals.

The NCUA also issues Notices of Prohibition to individuals under Section 205(d) of the Federal Credit Union Act (12 U.S.C. § 1785(d)). The notice advises an individual convicted of a criminal offense of the prohibitions resulting from their conviction. (Until recently the NCUA issued formal Notices of Prohibition, but in conformity with the other federal financial institution regulators, we are now issuing letter notices.)

Disclaimer: This platform is intended to provide access to the enforcement actions taken by the NCUA since 1991 in a searchable and downloadable format. It is not guaranteed to be comprehensive. The primary source for the enforcement actions are the NCUA's press releases and other official communications. The names of the individuals and financial institutions contained herein reflect the institutions' identities when the enforcement actions were finalized and do not necessarily represent their current identities.

This platform also includes notices issued by the NCUA since 2008 to individuals under Section 205(d) of the Federal Credit Union Act. Under the law, the prohibitions outlined in these notices may have expired and the individual might no longer be prohibited from holding a position at an insured credit union. Although the NCUA is making notices issued pursuant to 205(d) searchable and downloadable, users of this platform should conduct their own inquiry regarding the current status of any prohibition identified in this platform.

Enforcement actions issued by other federal financial institution regulators can be found at the following websites:

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Showing 301 - 400 of 1525 Results
Docket # Name and Relationship Institution City State Year
04-0201-I Monell-Higgins, Elizabeth
Former Manager, IRS Buffalo Federal Credit Union, Buffalo, NY
IRS Buffalo Federal Credit Union Buffalo NY 2004
04-0102-V Mendez, Jennifer
Former Call Representative, The Golden One Credit Union, Sacramento, CA
The Golden One Credit Union Sacramento CA 2004
04-0102-I Cashman, George W.
Former Board Member, New England Teamsters Federal Credit Union, Arlington, Massachusetts
New England Teamsters Federal Credit Union Arlington MA 2004
04-0101-V Messer, Jim B.
Institution-Affiliated Party and Person Participating in the Affairs of Wyoming Employees Federal Credit Union, Cheyenne, WY
Wyoming Employees Federal Credit Union Cheyenne WY 2004
04-0101-I Carnes, William H.
Former Board Member, New England Teamsters Federal Credit Union, Arlington, Massachusetts
New England Teamsters Federal Credit Union Arlington MA 2004
03-1201-V Barnes, Patty
Former Manager of Roosevelt County Credit Union, Portales, NM
Roosevelt County Credit Union Portales NM 2004
03-1201-IV Bramwell, Tammy D.
Former President of Metro East Credit Union, Cahokia, IL
Metro East Credit Union Cahokia IL 2004
04-0502-IV & Stipulations Northeast Arkansas Federal Credit Union
Cease and Desist Order
N/A N/A N/A 2004
04-0502-III Kingsley, Kevin
Former Branch Manager, Marion County Credit Union, Ocala, FL
Marion County Credit Union Ocala FL 2004
04-0501-V Dacca, Jawad
Former Data Base Administrator, Greater Nevada Credit Union, Carson City, NV
Greater Nevada Credit Union Carson City NV 2004
04-0501-IV Mahoney, Mark G.
Former CEO, Chicago Patrolmenӳ Federal Credit Union, Chicago, IL
Chicago Patrolmenӳ Federal Credit Union Chicago IL 2004
04-0501-III Brunson, Lois B.
Former Branch Manager, Civic Federal Credit Union, Rock Hill, SC
Civic Federal Credit Union Rock Hill SC 2004
04-0403-III Markham, Thomas Larry
Former Vice Chairman, Farmers Federal Credit Union, Jacksonville, FL
Farmers Federal Credit Union Jacksonville FL 2004
04-0901-V Jandrew, Monica D. Reese, a.k.a. Monica D.
Alliance Credit Union, San Jose, CA
Alliance Credit Union San Jose CA 2004
04-0901-IV Dunn, Barbara
Former President/Chief Executive Officer, BNSF Credit Union, Amarillo, TX
BNSF Credit Union Amarillo TX 2004
04-0901-II Duda, Cecilia
Former Assistant manager, Metrex Federal Credit Union, Kenilworth, NJ
Metrex Federal Credit Union Kenilworth NJ 2004
05-1002-V Arrowhead Central Credit Union
Order of Assessment of Civil Money Penalty
N/A San Bernadino CA 2005
05-1001-V Paradise Federal Credit Union
Order of Assessment of Civil Money Penalty
N/A National City CA 2005
05-0810-V White River Credit Union
Order of Assessment of Civil Money Penalty
N/A Enumclaw WA 2005
05-0801-I Rouge Employees Credit Union
Order of Assessment of Civil Money Penalty
N/A Dearborn MI 2005
05-0301-III Brooks, Kristi L.
Former Employee, Georgia Power Northwest Federal Credit Union, Rome Georgia
N/A Rome GA 2005
05-0809-V NEBO Credit Union
Order of Assessment of Civil Money Penalty
N/A Spanish Fort UT 2005
05-0808-V California Lithuanian Credit Union
Order of Assessment of Civil Money Penalty
N/A Santa Monica CA 2005
05-0807-V Norton Community Credit Union
Order of Assessment of Civil Money Penalty
N/A San Bernardino CA 2005
05-0806-V Valley Oak Credit Union
Order of Assessment of Civil Money Penalty
N/A Three Rivers CA 2005
05-0803-IV Marine Credit Union
Order of Assessment of Civil Money Penalty
N/A Fond Fu Lac WI 2005
05-0803-III Hillcrest Credit Union
Order of Assessment of Civil Money Penalty
N/A Richmond Heights OH 2005
05-0802-V Hawaiian Tel Federal Credit Union
Order of Assessment of Civil Money Penalty
N/A Honolulu HI 2005
05-0802-IV Golden Key Federal Credit Union
Order of Assessment of Civil Money Penalty
N/A El Paso TX 2005
05-0802-III Members Advantage Credit Union
Order of Assessment of Civil Money Penalty
N/A Michigan City IN 2005
05-0801-III Jefferson County Employees Credit Union
Order of Assessment of Civil Money Penalty
N/A Birmingham AL 2005
05-0805-V Moapa Federal Credit Union
Order of Assessment of Civil Money Penalty
N/A Overton NV 2005
05-0804-V Arizona Federal Credit Union
Order of Assessment of Civil Money Penalty
N/A Phoenix AZ 2005
05-0804-III School Employees Lorain City Credit Union
Order of Assessment of Civil Money Penalty
N/A Elyra OH 2005
05-0803-V Hawaii State Federal Credit Union
Order of Assessment of Civil Money Penalty
N/A Honolulu HI 2005
04-0701-V Deeter, Brenda Lee Busico, aka Brenda Lee (nee) Hunsaker, aka Brenda Lee
an Institution-Affiliated Party and Person Participating in the Affairs of America First Federal Credit Union, America First Federal Credit Union, Salt Lake City, UT
America First Federal Credit Union Salt Lake City UT 2005
05-0201-I Belk, Maria
Former Employee, Americu Credit Union, Rome, New York;
Americu Credit Union Rome NY 2005
05-0102-IV Lockwood, Sarah
Former Loan Officer, BNSF Credit Union, Amarillo, Texas
BNSF Credit Union Amarillo TX 2005
05-0101-IV Thomas, Lois
Former Branch Manager, Louisiana Public Health Workers Federal Credit Union, Metairie, Louisiana;
Louisiana Public Health Workers Federal Credit Union Metaire LA 2005
05-0101-IV Northeast Arkansas Federal Credit Union
Cease and Desist Order
N/A N/A N/A 2005
04-1201-V Nunez, Jason Christopher
Former Employee, Credit Union of Southern California, Whittier, California
Credit Union of Southern California Whittier CA 2005
05-0401-II Bennett, Donna
Former manager, Fort Ligonier FCU; Ligonier, PA;
Fort Ligonier FCU Ligonier PA 2005
05-0401-I Unger, Melonie L.
An Institution-Affiliated Party and Person Participating the the Affairs of Syracuse FCU, Syracuse, NY;
Syracuse FCU Syracuse NY 2005
05-0303-V Gonzales, Vivian
Former Manager, Fitters Local 58 Federal Credit Union, Colorado Springs, Colorado;
Fitters Local 58 Federal Credit Union Colorado Springs CO 2005
05-0302-V Swindle, Danilla
Former Loan Officer, Fitters Local 58 Federal Credit Union, Colorado Springs, Colorado
Fitters Local 58 Federal Credit Union Colorado Springs CO 2005
05-0302-III Rodriguez, Rosie
Former Employee, Tropical Financial Credit Union, Miami, Florida
Tropical Financial Credit Union Miami FL 2005
05-0501-V Matsuoka, Clyde K.
former Vice President, Hawaii Schools FCU, Honolulu, HI;
Hawaii Schools FCU Honolulu HI 2005
05-0501-IV Hall, Lawrence K.
former CEO, Amarillo Community FCU, Amarillo, TX;
Amarillo Community FCU Amarillo TX 2005
05-0501-III Hundley, Ruth
Former Manager, Knoxville Firefighters FCU, Knoxville, TN;
Knoxville Firefighters FCU Knoxville TN 2005
04-0902-II Hawkinson, Kimberly
Former VP, Princeton University Federal Credit Union, Princeton, NJ
Princeton University Federal Credit Union Princeton NJ 2005
04-0901-III Peoples, Bessie Jo Peoples, a.k.a Bessie Tina Jo
Bessie Jo Peoples, a.k.a Bessie Tina Jo Peoples, Former Manager, Phenix Pride FCU, Phenix City, Alabama;
Phenix Pride FCU Phenix City AL 2005
05-0501-II Wisneiwski, Marybeth
Former member services representative, Raritan Bay FCU, Sayreville, NJ;
Raritan Bay FCU Sayreville NJ 2005
05-0403-V Barrocas, Isaac
Former CEO of Vernon Commerce Credit Union, Commerce, CA
Vernon Commerce Credit Union Commerce CA 2005
05-0402-V Melendez, Mary Helen
Technology Credit Union, San Jose, CA
Technology Credit Union San Jose CA 2005
05-0402-IV Kieschnick, Ida
Former loan officer, St. Gregory's FCU, San Antonio, TX;
St. Gregory's FCU San Antonio TX 2005
05-0401-V Miller, Mark A.
Former Vice President, Arrowhead Credit Union, San Bernardino, California
Arrowhead Credit Union San Bernardino CA 2005
05-0401-IV Rent, Helen R.
Former manager, Community Credit Union of Milwaukee, Milwaukee, WI;
Community Credit Union of Milwaukee Milwaukee WI 2005
05-0401-III Quarterman, Faith Ann
Former President of Little Haiti-Edison Federal Credit Union, Miami, FL
Little Haiti-Edison Federal Credit Union Miami FL 2005
05-0302-I Hayes, Michael K.
Former Board President, Utica Cutlery Employees Federal Credit Union (kna Oneida County FCU), Utica, New York;
Utica Cutlery Employees Federal Credit Union (kna Oneida County FCU) Utica NY 2005
05-0301-V Huene, Pamela
Pueblo City Employees Federal Credit Union, Pueblo, Colorado;
Pueblo City Employees Federal Credit Union Pueblo CO 2005
05-0301-IV Bryant, Shondra
Former loan officer of Shell Employees Houston Texas Federal Credit Union, Houston, Texas;
Shell Employees Houston Texas Federal Credit Union Houston TX 2005
05-0301-II Smith, David A.
Former Board Chairman, Pennsylvania Central Federal Credit Union, Harrisburg, Pennsylvania
Pennsylvania Central Federal Credit Union Harrisburg PA 2005
05-0301-I Matrulli, John B.
Former Vice President of Lending, Up State Federal Credit Union (kna Americu Credit Union), Rome, New York
Up State Federal Credit Union (kna Americu Credit Union) Rome NY 2005
05-0202-I R. Kennedy, Rochelle
Former deposit operations manager of Leominster Credit Union, Leominster, Massachusetts;
Leominster Credit Union Leominster MA 2005
05-0602-V Martinez, Jacquelyn
Former Manager of Deluxe Laboratories FCU, Los Angeles, CA;
Deluxe Laboratories FCU Los Angeles CA 2005
05-0601-V Rogers, Dorothy Jean
former Senior Member Service Representative, Kern FCU, Bakersfield, CA;
Kern FCU Bakersfield CA 2005
05-0601-IV Wynn, Kathy
Former Manager, Natural State FCU, Searcy, AR;
Natural State FCU Searcy AR 2005
05-0601-I Martini, Maria
Former Assistant Manager of the Former Regalbuto FCU, New York, NY
Former Regalbuto FCU New York NY 2005
05-0502-II Capone, Cristina L.
Former Teller, Blair County FCU, Altoona, PA;
Blair County FCU Altoona PA 2005
04-1102-I Quonce, Christine T.
Former Branch Manager, Syracuse Federal Credit Union, Syracuse, NY
Syracuse Federal Credit Union Syracuse NY 2005
04-1101-IV Sample, Fregeania
Former Manager, Austin West Garfield Federal Credit Union, Chicago, IL
Austin West Garfield Federal Credit Union Chicago IL 2005
04-1101-II Lynn Moss, Catherine
Former Manager, Southern Delaware Postal Employees Federal Credit Union, Houston, DE
Southern Delaware Postal Employees Federal Credit Union Houston DE 2005
04-1101-I Smith, Sharon A.
Former manager of Rome Federal Credit Union, Rome, New York;
Rome Federal Credit Union Rome NY 2005
04-1001-II Thompson, Linda Marie
Former Teller, SE Erie Industrial Federal Credit Union, Erie, PA
SE Erie Industrial Federal Credit Union Erie PA 2005
05-0701-IV Miller, Elizabeth Charlene
Former Manager, Former Monteleone Hotel Employees Credit Union, New Orleans, LA 05-0701-IV
Former Monteleone Hotel Employees Credit Union New Orleands LA 2005
05-0701-III Lauw, Teresa
Former Chairman of the Board, Florida Health Systems FCU, Miami, FL
Florida Health Systems FCU Miami FL 2005
05-0701-II Shivak, Sharon
Person Participating in the Affairs of S A M P Scranton FCU, Scranton, PA;
S A M P Scranton FCU Scranton PA 2005
05-0701-V Ruiz, Daisy
Former Operations Manager of Harborstone Credit Union, Tacoma, WA;
Harborstone Credit Union Tacoma WA 2005
05-1101-II Doyle, Jr., Daniel J.
Former CEO, Fairleigh Dickinson University FCU, Madison, New Jersey;
Fairleigh Dickinson University FCU Madison NJ 2005
05-1101-I Olney, Amanda R.
Former Teller, Syracuse Postal FCU, Syracuse, New York;
Syracuse Postal FCU Syracuse NY 2005
05-1001-III Blaising, Bonnie L.
Former Employee, Reliable FCU, Fort Wayne, Indiana;
Reliable FCU Fort Wayne IN 2005
05-0801-V Cruz, Kirby Dela
San Mateo Credit Union, Redwood City, CA
San Mateo Credit Union Redwood City CA 2005
05-0801-IV Noland, Nancy A.
Former Teller at United Labor Credit Union, Kansas City, MO
United Labor Credit Union Kansas City MO 2005
05-0702-III Minus, Floyd
Former Branch Manager of Intrust Federal Credit Union, Chattanooga, TN
Intrust Federal Credit Union Chattanooga TN 2005
05-0702-II Bolen, Vicky Black
Former Chief Executive Officer, Raleigh County FCU, Beckley, WV
Raleigh County FCU Becklye WV 2005
05-0702-I Brazeau, Kenneth
Former Collection Manager of Postal & Federal Family Credit Union of Metro Detroit, Detroit, MI;
Postal & Federal Family Credit Union of Metro Detroit Detroit MI 2005
05-1201-V Mayshack, Tracy Lynn
Industrial Credit Union of Whatcom County, Bellingham, Washington
Industrial Credit Union of Whatcom County Bellingham WA 2005
05-1201-IV Miles, Joyce
Former Employee, ASHE FCU, Little Rock, Arkansas;
ASHE FCU Little Rick AR 2005
05-1102-I Peets, Marabeth Anne
Former Accounting Department Supervisor, Sea Comm FCU, Massena, New York
Sea Comm FCU Massena NY 2005
05-1101-IV Wright, Katherine Lynn
Former Manager, Texas First United FCU, Fort Worth, Texas
Texas First United FCU Fort Worth TX 2005
06-1201-V MOAPA Valley
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1107-III Decalb Financial
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1106-IV Horizon Community
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1106-III Evansville
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1105-IV Golden Key
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1102-V Embarcadero
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1102-IV Heritage
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1102-III Fulton Teachers
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1102-I Hudson Heritage
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1101-V United Methodist
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006

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