Administrative Orders

Administrative Orders are formal enforcement orders issued by the NCUA pursuant to Section 206 of the Federal Credit Union Act (FCUA) (12 U.S.C. § 1786). Generally, the NCUA issues Administrative Orders when it finds that a credit union or persons affiliated with a credit union have violated a law, rule or regulation, breached a fiduciary duty, or engaged in an unsafe or unsound practice.

The three most common orders issued by the NCUA include:

  • An Order to Cease and Desist, which requires a party to take action (or refrain from taking action), including making restitution; 
  • An Order or Notice of Prohibition, which prohibits a party from ever working for a federally insured financial institution; and 
  • An Order Assessing Civil Money Penalties.

Prior to the issuance of an Administrative Order, the Federal Credit Union Act provides due process rights, which include the ability to have an administrative hearing before the Office of Financial Institution Adjudication, and to appeal the agency's decision to issue an order to the U.S. Circuit Court of Appeals.

Enforcement actions against other institutions or their affiliated parties can be found at the website of the institution's primary federal regulator:

Showing 1 - 100 of 1505 Results
Docket # Name and Relationship Institution City State Year
13-0034-R3 Fite, Linda
Notice of Prohibition - Former Employee of Cinco Family Financial Center Credit Union in cincinnati, Ohio
Cinco Family Financial Center Credit Union in cincinnati cincinnati OH 2013
02-0101-II Bleigh, Ricki
Former treasurer of Zelienople JM Federal Credit Union, Zelienople, Pennsylvania
Zelienople JM Federal Credit Union Zelienople PA 2002
17-0036-R3 Zachary Community Federal Credit Union
Zachary Community Federal Credit Union
Zachary Community Federal Credit Union Zachary LA 2017
15-0171-R3 Zachary Community Federal Credit Union
Zachary Community Federal Credit Union
Zachary Community Federal Credit Union Zachary LA 2015
12-0076-R5 Liddle, William Robert
Notice of Prohibition - Former Employee of AEA Federal Credit Union in Yuma, Ariz
AEA Federal Credit Union Yuma AZ 2013
06-0201-V Bramble, Lisa Ann
Former Bookkeeper, Sierra Central Credit Union, Yuba City, CA;
Sierra Central Credit Union Yuba City CA 2006
14-0233-R3 Towns-Union Educators' Federal Credit Union
Towns-Union Educators' Federal Credit Union
Towns-Union Educators' Federal Credit Union Young Harris GA 2015
16-0137-R2 Garner, Sherry
Former Employee of HD York Federal Credit Union
HD York Federal Credit Union York PA 2016
02-0102-II Gladfelter, Donna Lee
Former manager of York Sylvania Employees Federal Credit Union in York, Pennsylvania
York Sylvania Employees Federal Credit Union in York York PA 2002
18-0058-R1 Yonkers Postal Employees Credit Union
Yonkers Postal Employees Credit Union
Yonkers Postal Employees Credit Union Yonkers NY 2018
14-0147-R1 Consumers Union Employees Federal Credit Union
Consumers Union Employees Federal Credit Union
Consumers Union Employees Federal Credit Union Yonkers NY 2014
16-0145-R1 Consumers Union Employees Federal Credit Union
Consumers Union Employees Federal Credit Union Yonkers NY 2016
22-0122-ER Yonkers Postal Employees Credit Union
Yonkers Postal Employees Credit Union
Yonkers Postal Employees Credit Union Yonkers NY 2022
15-0089-R2 Zunk-Wolf, Karen
Former Employee of YS Federal Credit Union
YS Federal Credit Union Yellow Springs OH 2015
06-0802-II Sudo, Lisa
Former head teller with UFCW Federal Credit Union, Wyoming, Pennsylvania
UFCW Federal Credit Union Wyoming PA 2006
07-0803-I Hedke, Karl R.
Former Member Services / Loan Officer Wyandotte FCU, Wyandotte, Michigan
Wyandotte FCU Wyandotte MI 2007
10-0032-R2 Miley, Eugene
Notice of Prohibition - Institution affiliated party of Moonlight Credit Union in Worthington, Pennsylvania, Stanwood Area Federal Credit Union in New Stanton, Pennsylvania, and Vantage Trust Federal Credit Union in Wilkes-Barre, Pennsylvania
Moonlight Credit Union Worthington PA 2010
17-0006-R4 Webb, Phillip
Former Employee of St. Paul Postal Employees Credit Union
St. Paul Postal Employees Credit Union Woodbury MN 2017
16-0110-R3 Team and Wheel Federal Credit Union
N/A Winston Salem NC 2016
22-0111-WR Romero, Susan Irene
Former Institution-Affiliated Party
Winslow Santa Fe Credit Union Winslow AZ 2022
21-0111-WR Elkins, Audrey
Former Manager
William Newton Memorial Hospital Credit Union Winfield KS 2021
16-0182-R1 Mallory, Pamela
Former Employee of 360 Federal Credit Union
360 Federal Credit Union Windsor Locks CT 2016
16-0070-R2 Jennings, Donna
Former Employee of Winchester Community Federal Credit Union
Winchester Community Federal Credit Union Winchester VA 2016
14-0153-R1 Winchester Federal Credit Union
Winchester Federal Credit Union
Winchester Federal Credit Union Winchester MA 2014
09-0036-R3 Taylor, Elsie P.
Former manager of City of Wilson Federal Credit Union, Wilson, North Carolina
City of Wilson Federal Credit Union Wilson NC 2009
14-0134-R2 Raguz, Anthony
Former Employee of St. Paul Croatian Federal Credit Union
St. Paul Croatian Federal Credit Union Willowick OH 2014
15-0069-R2 Rancocas Federal Credit Union
Rancocas Federal Credit Union
Rancocas Federal Credit Union Willingboro NJ 2015
06-0201-II Staccone, Anthony
Former Treasurer/Manager, Lonza Federal Credit Union, Williamsport, PA
Lonza Federal Credit Union Williamsport PA 2006
18-0091-R2 Peters, Deborah N.
Former Institution-Affiliated Party of Wilkes-Barre City Employees Federal Credit Union
Wilkes-Barre City Employees Federal Credit Union Wilkes-Barre PA 2019
14-0121-R2 Plisko, Amanda
Former Employee of Wilkes-Barre City Employees Federal Credit Union
Wilkes-Barre City Employees Federal Credit Union Wilkes Barre PA 2014
14-0220-R2 Holy Rosary Church Federal Credit Union
Holy Rosary Church Federal Credit Union
Holy Rosary Church Federal Credit Union Wilkes Barre PA 2015
17-0091-R2 Burton, Robert M.
Former Employee of Vantage Trust Credit Union
Vantage Trust Credit Union Wilkes Barre PA 2017
09-0057-R4 Shook, Mandi Nicole
Notice of Prohibition - Former Employee of TexDot-WF Credit Union in Wichita Falls, Texas
TexDot-WF Credit Union in Wichita Falls Wichita Falls TX 2010
09-0026-R4 McGee, Joanna Lynn
TEXDOT-WF Credit Union, Wichita Falls, Texas
TEXDOT-WF Credit Union Wichita Falls TX 2009
14-0098-R4 Wesley Medical Credit Union
Wesley Medical Credit Union Wichita KS 2014
12-0064-R4 Bailey, Aimee Lyn
Notice of Prohibition - Former Employee of Credit Union of America in Wichita, Kansas
Credit Union of America in Wichita Wichita KS 2012
04-1201-V Nunez, Jason Christopher
Former Employee, Credit Union of Southern California, Whittier, California
Credit Union of Southern California Whittier CA 2005
20-0130-ER Baum, Ryan
Former Employee
Northeastern Operating Engineers Federal Credit Union Whitestone NY 2020
19-0142-ER Letcher County Teachers Credit Union
Letcher County Teachers Credit Union
Letcher County Teachers Credit Union Whitesburg KY 2019
17-0124-r3 Letcher County Teachers Credit Union, Letcher County Teachers Credit Union
Letcher County Teachers Credit Union
Letcher County Teachers Credit Union Whitesburg KY 2017
97-0702-V Parman, Stephanie L.
Institution-affiliated party of White Sands Federal Credit Union White Sands, New Mexico.
White Sands Federal Credit Union White Sands White Sands NM 1997
97-0701-V Carlsen, Ronald W. "Chip"
Institution-affiliated party of White Sands Federal Credit Union White Sands, New Mexico
White Sands Federal Credit Union White Sands White Sands NM 1997
16-0033-R1 SCF Westchester N. Y. Employees Federal Credit Union
N/A White Plains NY 2016
18-0022-R1 SCF Westchester N. Y. Employees Federal Credit Union
SCF Westchester N. Y. Employees Federal Credit Union
SCF Westchester N. Y. Employees Federal Credit Union White Plains NY 2018
16-0028-R1 White Plains P 0 Employees Federal Credit Union
N/A White Plains NY 2016
18-0021-R1 White Plains P O Employees Federal Credit Union
White Plains P O Employees Federal Credit Union
White Plains P O Employees Federal Credit Union White Plains NY 2018
14-0035-R1 White Plains PO Employees Federal Credit Union
White Plains PO Employees Federal Credit Union White Plains NY 2014
14-0039-R1 SCF Westchester N.Y. Employees Federal Credit Union
SCF Westchester N.Y. Employees Federal Credit Union White Plains NY 2014
97-05-01-I O'Sullivan, Kathleen
An Institution Affiliated Party and Participating in the Affairs Person of the St. Agnes Hospital Employees Federal Credit Union, White Plains, New York
St. Agnes Hospital Employees Federal Credit Union White Plains NY 1997
02-0101-I Meeker, Carol
Former teller at the Champaign Branch of Kraft Foods Federal Credit Union in White Plains, New York
Kraft Foods Federal Credit Union in White Plains White Plains NY 2002
15-0130-R2 Metz, Bernie
Former Employee of Center Valley Federal Credit Union
Center Valley Federal Credit Union Wheeling WV 2015
17-0014-R2 Gramlich, Kathleen
Former Employee of Ohio County Public Schools Federal Credit Union
Ohio County Public Schools Federal Credit Union Wheeling WV 2017
21-0133-ER Nowicki, Suzanne
Former Employee
Westport Federal Credit Union Westport MA 2021
16-0146-R1 Westport Federal Credit Union
Westport Federal Credit Union Westport MA 2016
98-1101-I Szymczak, Coleen
Former manager of Fourth Supervisory District Employees Federal Credit Union Westfield, NY
Fourth Supervisory District Employees Federal Credit Union Westfield Westfield NY 1998
99-1104-I Ferguson, Catherine
Former Manager of the Fourth Supervisory School District Federal Credit Union in Westfield, New York
Fourth Supervisory School District Federal Credit Union in Westfield Westfield NY 1999
14-0115-R5 Bailey, Inc. Employees Credit Union
Bailey, Inc. Employees Credit Union West Valley City UT 2014
15-0178-R5 Bailey, Inc. Employees Credit Union
Bailey, Inc. Employees Credit Union
Bailey, Inc. Employees Credit Union West Valley City UT 2016
07-1201-II Holmes, Lisa L.
Former Supervisor at Baylands Federal Credit Union, West Point, VA
Baylands Federal Credit Union West Point VA 2008
21-0126-SR Sanchez-Santiago, Jonathan
Former Employee
Guardians Credit Union West Palm Beach FL 2021
13-0069-R5 Guzman, Monica
Notice of Prohibition - Former employee of Mountain America Federal Credit Union in West Jordan, Utah
Mountain America Federal Credit Union in West Jordan West Jordan UT 2013
13-0071-R5 Jenkins, Travis
Notice of Prohibition - Former employee of Mountain America Federal Credit Union in West Jordan, Utah
Mountain America Federal Credit Union in West Jordan West Jordan UT 2013
21-0127-ER Johnson, Clarissa
Former Employee
Northland Area Federal Credit Union West Branch MI 2021
19-0169-SR Perkins, Teresa
Former Employee of Community United Federal Credit Union
Community United Federal Credit Union Waycross GA 2019
18-0009-R1 Tourtillott, Anthony N.
Former Employee of Focus Credit Union
Focus Credit Union Wauwatosa WI 2018
16-0194-R1 M.E. Employees Credit Union
M.E. Employees Credit Union Wausau WI 2016
17-0088-R4 Shiloh Baptist Federal Credit Union
Shiloh Baptist Federal Credit Union
Shiloh Baptist Federal Credit Union Waukegan IL 2017
15-0129-R5 Watsonville Hospital Federal Credit Union
Watsonville Hospital Federal Credit Union
Watsonville Hospital Federal Credit Union Watsonville CA 2015
15-0129-R5 Watsonville Hospital Federal Credit Union
Watsonville Hospital Federal Credit Union
Watsonville Hospital Federal Credit Union Watsonville CA 2015
14-0146-R1 Artmet Federal Credit Union
Artmet Federal Credit Union
Artmet Federal Credit Union Watham MA 2014
14-0029-R1 Foster, Robert
Former Employee of United Neighbors Federal Credit Union in Watertown, New York
United Neighbors Federal Credit Union Watertown NY 2014
13-0018-R1 Kjersem, Mary
Notice of Prohibition - Former Employee of United Neighbors Federal Credit Union in Watertown, New York
United Neighbors Federal Credit Union in Watertown Watertown NY 2013
14-0009-R1 Jenness, Susanne
Former Employee of United Neighbors Federal Credit Union in Watertown, New York
United Neighbors Federal Credit Union Watertown NY 2014
17-0075-R2 Washington Typographic Federal Credit Union
Washington Typographic Federal Credit Union
Washington Typographic Federal Credit Union Washington DC DC 2017
98-0607-II Morris, Alfred W.
Former Vice President of Jessop Employees FCU Washington, Pennsylvania
Jessop Employees FCU Washington Washington PA 1998
98-0610-II Watson, Patricia
Former Manager of Jessop Employees FCU Washington, Pennsylvania
Jessop Employees FCU Washington Washington PA 1998
98-0602-II Barrows, George L.
Former President of Jessop Employees FCU Washington, Pennsylvania
Jessop Employees FCU Washington Washington PA 1998
98-0608-II Whitehead, John A.
Former Secretary of Jessop Employees FCU Washington, Pennsylvania
Jessop Employees FCU Washington Washington PA 1998
99-0801-II Walters, June
Former Member of the Board of Directors, Jessop Employees Federal Credit Union Washington, PA
Jessop Employees Federal Credit Union Washington PA 1999
08-0016-R2 Clark, Reginal
Former Employee of Hoya Federal Credit Union
Hoya Federal Credit Union Washington DC 2008
17-0115-r2 St. Gabriels Federal Credit Union, St. Gabriels Federal Credit Union
St. Gabriels Federal Credit Union
St. Gabriels Federal Credit Union Washington DC 2017
00-0301-II Barker, Wildon
Former Manager of Greater Southeast Healthcare Systems Federal Credit Union Washington, D.C.
Greater Southeast Healthcare Systems Federal Credit Union Washington Washington DC 2000
14-0060-R2 Paramount Baptist Church Federal Credit Union
Paramount Baptist Church Federal Credit Union Washington DC 2014
98-0606-II Molinaro, Joseph
Former Credit Committee Member Jessop Employees FCU Washington, Pennsylvania
Jessop Employees FCU Washington PA 1998
98-0605-II Grim, William E.
Former Assistant Treasurer Jessop Employees FCU Washington, Pennsylvania
Jessop Employees FCU Washington Washington PA 1998
14-0056-R2 John Wesley AME Zion Church Federal Credit Union
John Wesley AME Zion Church Federal Credit Union Washington DC 2014
19-1061-ER Phi Beta Sigma Federal Credit Union
Phi Beta Sigma Federal Credit Union
Phi Beta Sigma Federal Credit Union Washington DC 2019
98-0601-II Barlow, Jr., Richard
Former Supervisory Committee Member Jessop Employees FCU Washington, Pennsylvania
Jessop Employees FCU Washington Washington PA 1998
98-0609-II Whitfield, Jr., Thomas B.
Former Credit Committee Member Jessop Employees FCU Washington, Pennsylvania
Jessop Employees FCU Washington PA 1998
99-0802-II Watson, Patricia
Former Manager, Jessop Employees Federal Credit Union Washington, PA
Jessop Employees Federal Credit Union Washington PA 1999
18-0024-R2 St. Gabriels Federal Credit Union
St. Gabriels Federal Credit Union
St. Gabriels Federal Credit Union Washington DC 2018
19-0140-ER Mt. Airy Baptist Church Federal Credit Union
Mt. Airy Baptist Church Federal Credit Union
Mt. Airy Baptist Church Federal Credit Union Washington DC 2019
98-0603-II Fien, Dominick
Former Treasurer of Jessop Employees FCU Washington, Pennsylvania
Jessop Employees FCU Washington Washington PA 1998
19-0172-ER Phi Beta Sigma Federal Credit Union
Phi Beta Sigma Federal Credit Union
Phi Beta Sigma Federal Credit Union Washington DC 2019
12-0072-R2 Samuells, Tiffany
Notice of Prohibition - Former Employee of Clara Barton Federal Credit Union in Washington, D.C.
Clara Barton Federal Credit Union in Washington Washington DC 2013
17-0170-R2 Linton, Catherine
Former employee of Trailblazer Federal Credit Union
Trailblazer Federal Credit Union Washington PA 2018
14-0062-R2 Education Associations Federal Credit Union
Education Associations Federal Credit Union Washington DC 2014
15-0052-R2 Kemper, Tracy
Former Employee of Clara Barton Federal Credit Union
Clara Barton Federal Credit Union Washington DC 2015
14-0047-R2 Mt. Gilead Federal Credit Union
Mt. Gilead Federal Credit Union Washington DC 2014
14-0166-R2 PMI Employees Federal Credit Union
PMI Employees Federal Credit Union
PMI Employees Federal Credit Union Washington DC 2014
1
2
3
...
15
16

The NCUA is committed to providing an excellent user experience to all individuals, including persons with disabilities. If you require an accommodation to access information on or to use this website, contact Section508@NCUA.gov to request one. Please visit the NCUA's Accessibility Statement for additional information.