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Administrative Orders

Administrative Orders are formal enforcement orders issued by the NCUA pursuant to Section 206 of the Federal Credit Union Act (12 U.S.C. § 1786). Generally, the NCUA issues Administrative Orders when it finds that a credit union or persons affiliated with a credit union have violated a law, rule or regulation, breached a fiduciary duty, or engaged in an unsafe or unsound practice.

The three most common orders issued by the NCUA include:

  • An Order to Cease and Desist, which requires an institution or individual to take action (or refrain from taking action), including making restitution;
  • An Order of Prohibition, which prohibits an individual from ever working for a federally insured financial institution; and
  • An Order Assessing Civil Money Penalties, which requires an institution or individual to pay an assessed penalty amount.

Prior to the issuance of an Administrative Order, the Federal Credit Union Act provides due process rights, which include the ability to have an administrative hearing before the Office of Financial Institution Adjudication, and to appeal the agency's decision to issue an order to the U.S. Circuit Court of Appeals.

The NCUA also issues Notices of Prohibition to individuals under Section 205(d) of the Federal Credit Union Act (12 U.S.C. § 1785(d)). The notice advises an individual convicted of a criminal offense of the prohibitions resulting from their conviction. (Until recently the NCUA issued formal Notices of Prohibition, but in conformity with the other federal financial institution regulators, we are now issuing letter notices.)

Disclaimer: This platform is intended to provide access to the enforcement actions taken by the NCUA since 1991 in a searchable and downloadable format. It is not guaranteed to be comprehensive. The primary source for the enforcement actions are the NCUA's press releases and other official communications. The names of the individuals and financial institutions contained herein reflect the institutions' identities when the enforcement actions were finalized and do not necessarily represent their current identities.

This platform also includes notices issued by the NCUA since 2008 to individuals under Section 205(d) of the Federal Credit Union Act. Under the law, the prohibitions outlined in these notices may have expired and the individual might no longer be prohibited from holding a position at an insured credit union. Although the NCUA is making notices issued pursuant to 205(d) searchable and downloadable, users of this platform should conduct their own inquiry regarding the current status of any prohibition identified in this platform.

Enforcement actions issued by other federal financial institution regulators can be found at the following websites:

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Showing 201 - 300 of 1525 Results
Docket # Name and Relationship Institution City State Year
14-0161-R1 Lincoln Sudbury Town Employee Federal Credit Union
Lincoln Sudbury Town Employee Federal Credit Union
Lincoln Sudbury Town Employee Federal Credit Union Sudbury MA 2014
12-0041-R2 Roach, Brandie Marie
Notice of Prohibition ?- Former Employee of Financial Center Credit Union in Stockton, California
Financial Center Credit Union in Stockton Stockton CA 2012
14-0038-R1 Faith Tabernacle Baptist Federal Credit Union
Faith Tabernacle Baptist Federal Credit Union Stamford CT 2014
09-0041-R3 Vanterpool-Charles, Emily
St. Thomas Federal Credit Union, St. Thomas, US Virgin Islands
St. Thomas Federal Credit Union St. Thomas VI 2009
18-0078-R4 Yang, Savannah
Former Employee of Affinity Plus Federal Credit Union
Affinity Plus Federal Credit Union St. Paul MN 2018
AO2017-0004-R4 Lee, Mayty
Former Employee of Affinity Plus Federal Credit Union
Affinity Plus Federal Credit Union St. Paul MN 2017
13-0056-R4 Vangh, True Yang
Hmong American Federal Credit Union in St. Paul, Minnesota
Hmong American Federal Credit Union St. Paul MN 2013
13-0055-R4 Vangh, Nkajlo
Former Board Member of Hmong American Federal Credit Union in St. Paul, Minnesota
Hmong American Federal Credit Union in St. Paul St. Paul MN 2013
07-0501-IV Swainey, Andrea
Former VP of Lending and Operations Capital Trust FCU St. Paul, Minnesota
Capital Trust FCU St. Paul MN 2007
13-0030-R4 Askew, Jamie
Notice of Prohibition - Former Employee of St. Louis Community Credit Union in St. Louis, Missouri
St. Louis Community Credit Union in St. Louis St. Louis MO 2013
09-0015-R3 Richardson, Hyacinth
Former manager of Mid Island Federal Credit Union, St. Croix, Virgin Island
Mid Island Federal Credit Union St. Croix VI 2009
16-0219-R4 Springfield City Employees Credit Union
Springfield City Employees Credit Union Springfield IL 2016
00-1001-VI Smith, Janell Kay
An Institution-Affiliated Party and Person Participating in the Affairs of Food Industries Credit Union, Springfield, Oregon
Food Industries Credit Union Springfield OR 2000
10-0046-R1 Aranjo, Carol
Order of Prohibition - Former Employee of D. Edward Wells Federal Credit Union in Springfield, Massachusetts
D. Edward Wells Federal Credit Union in Springfield Springfield MA 2010
17-0018-R1 Rockland Employees Federal Credit Union
Rockland Employees Federal Credit Union
Rockland Employees Federal Credit Union Spring Valley NY 2017
12-0004-R1 Vaughan, Cynthia
Notice of Prohibition - Former Employee of Rockland Employees Federal Credit Union in Spring Valley, New York.
Rockland Employees Federal Credit Union in Spring Valley Spring Valley NY 2012
08-0032-R1 Millien, Sherril C.
Former Teller at Rockland Employees Federal Credit Union, Spring Valley, New York
Rockland Employees Federal Credit Union Spring Valley NY 2008
10-0011-R1 Vaughan, Cynthia
Notice of Prohibition - Former Manager of Rockland Employees Federal Credit Union in Spring Valley, New York
Rockland Employees Federal Credit Union in Spring Valley Spring Valley NY 2010
15-0185-R5 Chambers, Tara
Former employee of Sears Spokane Employees Federal Credit Union
Sears Spokane Employees Federal Credit Union Spokane WA 2015
16-0007-R5 Teall, Randy Gard
Former Employee of Global Credit Union
Global Credit Union Spokane WA 2016
15-0049-R5 Sears Spokane Employees Federal Credit Union
Sears Spokane Employees Federal Credit Union
Sears Spokane Employees Federal Credit Union Spokane WA 2015
17-0093-R5 Byrd, Barbara Jo
Former Employee of Progressions Credit Union
Progressions Credit Union Spokane WA 2017
04-0601- V Visvydas, Denise M.
Former Loan Officer, School Employees of Washington Credit Union, Spokane, WA
School Employees of Washington Credit Union Spokane WA 2004
12-0057-R1 Unger, Kimberly
Order of Prohibition - Former Employee of Spencerport Federal Credit Union in Spencerport, New York
Spencerport Federal Credit Union in Spencerport Spencerport NY 2012
05-0809-V NEBO Credit Union
Order of Assessment of Civil Money Penalty
N/A Spanish Fort UT 2005
16-0082-R1 Brown, Mary
Former Employee of Southbridge Credit Union
Southbridge Credit Union Southbridge MA 2016
14-0190-R5 Sierra Point FISCU
Sierra Point FISCU
Sierra Point FISCU South San Francisco CA 2014
08-0050-R1 Turner, Robyn Mullen
GPM Credit Union, South Portland, Maine
GPM Credit Union South Portland ME 2009
17-0101-R2 Sheppard, James Nathan
Former Employee of Virginia State University Federal Credit Union
Virginia State University Federal Credit Union South Chesterfield VA 2017
20-0131-ER McComas, Frances
Former Employee
West Virginia Federal Credit Union South Charleston WV 2020
18-0060-R2 Halifax County Community Federal Credit Union
Halifax County Community Federal Credit Union
Halifax County Community Federal Credit Union South Boston VA 2018
12-0044-R1 St. Amand, Jessica L.
Notice of Prohibition - Somerville Municipal Federal Credit Union in Somerville, Massachusetts
Somerville Municipal Federal Credit Union in Somerville Somerville MA 2012
13-0053-R1 Beard, David
Notice of Prohibition - Former Board Member of Health Alliance Federal Credit Union in Somerville, Massachusetts
Former Board Member of Health Alliance Federal Credit Union in Somerville Somerville MA 2013
14-0120-R1 Simko, Patricia
Former Employee of A C M G Federal Credit Union
ACMG Federal Credit Union Solvay NY 2014
18-0039-R2 Buber, Debra
Former Employee of STOFFE Federal Credit Union
STOFFE Federal Credit Union Solon OH 2018
15-0060-R2 Walker, Debra
Former Employee of Petrowax Federal Credit Union
Petrowax Federal Credit Union Smethport PA 2015
11-0007-R5 Weidenhof, Vicki Lynn
Orderof Prohibition - Former Employee of ALPS Federal Credit Union, Sitka, Alaska
ALPS Federal Credit Union Sitka AK 2011
01-0803-V Lightner, Diana
Former Loan Officer Air Guard Federal Credit Union, Sioux Falls, South Dakota
Air Guard Federal Credit Union Sioux Falls SD 2001
06-1202-IV Shoenbeck, Larry
Former CEO First Century FCU Sioux Falls, South Dakota;
First Century FCU Sioux Falls Sioux Falls SD 2006
00-1002-VI Henry, Rose Lorraine
An Institution-Affiliated Party and Person Participating in the Affairs of Parco Community Federal Credit Union, Sinclair, Wyoming
Parco Community Federal Credit Union Sinclair WY 2000
17-0116-r2 Mt. Jezreel Federal Credit Union, Mt. Jezreel Federal Credit Union
Mt. Jezreel Federal Credit Union
Mt. Jezreel Federal Credit Union Silver Spring DC 2017
16-0169-R4 Fort Bayard Federal Credit Union
Fort Bayard Federal Credit Union Silver City NM 2016
14-0063-R3 Willis Knighton Federal Credit Union
Willis Knighton Federal Credit Union Shreveport LA 2014
19-0173-SR Caddo Parish Teachers Federal Credit Union
Caddo Parish Teachers Federal Credit Union
Caddo Parish Teachers Federal Credit Union Shreveport LA 2019
12-0032-R4 Mergelkamp, Stacy A.
Notice of Prohibition - Former Employee of Catholic and Community Credit Union in Shiloh, Illinois
Catholic and Community Credit Union in Shiloh Shiloh IL 2012
08-0015-RV Massey, Anne M.
Former Teller at Simpson Community Credit Union, Shelton, Washington
Simpson Community Credit Union Shelton WA 2008
18-0098-R2 Back Mountain Federal Credit Union
Back Mountain Federal Credit Union
Back Mountain Federal Credit Union Shavertown PA 2018
07-1001-II Worona, Irene Nancy
Former Teller at Mercer County Community FCU, Sharon, Pennsylvania
Mercer County Community FCU Sharon PA 2008
14-0011-R2 Cather, Jayme
Former Employee of Pittsburgh Central Federal Credit Union in Sewickley, Pennsylvania
Pittsburgh Central Federal Credit Union Sewickley PA 2014
13-0008-R4 Lankford, Crystal
Notice of Prohibition - Former Employee of H.B.E. Credit Union in Seward, Nebraska
H.B.E. Credit Union in Seward Seward NE 2013
17-0037-R3 Craig Credit Union
Craig Credit Union
Craig Credit Union Selma AL 2017
09-0030-R3 Grayson, Jr., Ollis
Dallas Educators Credit Union, Selma, Alabama
Dallas Educators Credit Union Selma AL 2009
11-0031-R4 Jeffers, Sandra Ann
Notice of Prohibition - Former Employee of P.C. Glassworkers Credit Union in Sedalia, Missouri
P.C. Glassworkers Credit Union in Sedalia Sedalia MO 2011
15-0024-R2 Goya Foods Employees Federal Credit Union
Goya Foods Employees Federal Credit Union
Goya Foods Employees Federal Credit Union Secaucus NJ 2015
18-0109-R5 Williams, Latrese
Former Employee of Northwest Baptist Federal Credit Union
Northwest Baptist Federal Credit Union Seattle WA 2018
14-0114-R5 Puget Sound Federal Credit Union
Puget Sound Federal Credit Union Seattle WA 2014
17-0107-r3 White County Federal Credit Union, White County Federal Credit Union
White County Federal Credit Union
White County Federal Credit Union Searcy AR 2017
05-0601-IV Wynn, Kathy
Former Manager, Natural State FCU, Searcy, AR;
Natural State FCU Searcy AR 2005
10-0045-R2 White, Kelly J.
Notice of Prohibition - Former Employee of Sussex County Federal Credit Union in Seaford, Delaware
Sussex County Federal Credit Union in Seaford Seaford DE 2010
21-0113-WR Wilson, LaBrandi
Former Employee
Alaska Air Group Federal Credit Union SeaTac WA 2021
16-0019-R2 Jelen, Sean
Former Employee of Valor Federal Credit Union
Valor Federal Credit Union Scranton PA 2016
99-1102-II Somers, Jr., Richard
An Institution Affiliated Party and Person Participating in the Affairs of the FIRST CREDIT UNION OF SCRANTON, Scranton, Pennsylvania
FIRST CREDIT UNION OF SCRANTON Scranton PA 1999
05-0701-II Shivak, Sharon
Person Participating in the Affairs of S A M P Scranton FCU, Scranton, PA;
S A M P Scranton FCU Scranton PA 2005
05-1003-V Mohney, Jean I.
Former operations specialist/loan officer of Desert Medical FCU, Scottsdale, AZ
Desert Medical FCU Scottsdale AZ 2006
18-0090-R4 Darley, Christine
Former Employee of Panhandle Cooperative Federal Credit Union
Panhandle Cooperative Federal Credit Union Scottsbluff NE 2018
19-0116-WR Darley, Phillip H.
Former Institution-Affiliated Party of Panhandle Cooperative Federal Credit Union
Panhandle Cooperative Federal Credit Union Scottsbluff NE 2019
16-0092-R1 Schenectady County Employees Federal Credit Union
N/A Schenectady NY 2016
14-0163-R1 Schenectady County Employees Federal Credit Union
Schenectady County Employees Federal Credit Union
Schenectady County Employees Federal Credit Union Schenectady NY 2014
05-0501-II Wisneiwski, Marybeth
Former member services representative, Raritan Bay FCU, Sayreville, NJ;
Raritan Bay FCU Sayreville NJ 2005
15-0122-R3 Savastate Teachers Federal Credit Union
Savastate Teachers Federal Credit Union
Savastate Teachers Federal Credit Union Savannah GA 2015
16-0156-R3 Savastate Teachers Federal Credit Union
Savastate Teachers Federal Credit Union Savannah GA 2016
18-0002-R3 FAB Church Federal Credit Union
FAB Church Federal Credit Union
FAB Church Federal Credit Union Savannah GA 2018
17-0078-R3 F A B Church Federal Credit Union
F A B Church Federal Credit Union
F A B Church Federal Credit Union Savannah GA 2017
17-0039-R3 F A B Church Federal Credit Union
F A B Church Federal Credit Union
F A B Church Federal Credit Union Savannah GA 2017
12-0049-R2 Gouza, Glenna Lea
Notice of Prohibition - USX Federal Credit Union in Sarver, Pennsylvania
USX Federal Credit Union in Sarver Sarver PA 2012
14-0045-R1 S I Employees Federal Credit Union
S I Employees Federal Credit Union Saratoga Springs NY 2014
21-WR-0130 Simontacchi, Stephanie
Former Employee
Redwood Credit Union Santa Rosa CA 2022
05-0808-V California Lithuanian Credit Union
Order of Assessment of Civil Money Penalty
N/A Santa Monica CA 2005
14-0221-R4 New Mexico Correctional Empl. Credit Union
New Mexico Correctional Empl. Credit Union
New Mexico Correctional Empl. Credit Union Santa Fe NM 2015
14-0240-R5 Santa Cruz Community Credit Union
Santa Cruz Community Credit Union
Santa Cruz Community Credit Union Santa Cruz CA 2015
21-0129-WR Bibriesca, Gabriela
Former Employee
Santa Cruz Community Credit Union Santa Cruz CA 2021
16-0128-R5 Cherry Employees Federal Credit Union
N/A Santa Ana CA 2016
14-0113-R5 Cherry Employees Federal Credit Union
Cherry Employees Federal Credit Union Santa Ana CA 2014
03-1001-VI Cavazos, Jorge
Former employee, San Mateo Credit Union, San Mateo, Calif.
San Mateo Credit Union San Mateo CA 2003
18-0035-R3 Maldonado-Suarez, Tania
Former Employee of Puerto Rico Federal Credit Union
Puerto Rico Federal Credit Union San Juan PR 2018
04-0901-V Jandrew, Monica D. Reese, a.k.a. Monica D.
Alliance Credit Union, San Jose, CA
Alliance Credit Union San Jose CA 2004
05-0402-V Melendez, Mary Helen
Technology Credit Union, San Jose, CA
Technology Credit Union San Jose CA 2005
01-0701-VI Willis, Denisha
San Francisco Federal Credit Union in San Francisco, CA
San Francisco Federal Credit Union in San Francisco San Francisco CA 2001
13-0051-R2 Arano, Marivic
Notice of Prohibition - Former Employee of Sierra Point Credit Union in San Francisco, California
Sierra Point Credit Union in San Francisco San Francisco CA 2013
17-0112-r5 L.A. Mission Federal Credit Union, L.A. Mission Federal Credit Union
L.A. Mission Federal Credit Union
L.A. Mission Federal Credit Union San Fernando CA 2017
12-0045-CO Siravo, Robert A
Stipulation and Consent to Issuance of an Order of Prohibition - Western Corporate Federal Credit Union in San Dimas, California
Western Corporate Federal Credit Union in San Dimas San Dimas CA 2012
12-0026-CO Burrell, Robert J
Cease and Desist Order - Former institution-affiliated party of Western Corporate Federal Credit Union (WesCorp) in San Dimas, California
Western Corporate Federal Credit Union (WesCorp) in San Dimas San Dimas CA 2012
12-0028-CO Swedberg, Thomas E.
Cease and Desist Order - Former employee of Western Corporate Federal Credit Union in San Dimas, California
Western Corporate Federal Credit Union in San Dimas San Dimas CA 2012
97-0701-VI Balingit, Randolph L.
An Institution Affiliated Party and Person Participating in the Affairs of the Sony San Diego Employees Federal Credit Union, San Diego, California
Sony San Diego Employees Federal Credit Union San Diego CA 1997
20-0108-WR Davalos, Samuel
Former Employee
MyPoint Credit Union San Diego CA 2020
09-0054-R5 Pennington, Steven
Former manager of the merged First Future Credit Union, San Diego, California
First Future Credit Union San Diego CA 2009
05-0807-V Norton Community Credit Union
Order of Assessment of Civil Money Penalty
N/A San Bernardino CA 2005
99-0407-VI Lowe, Shirlee Aileen
An Institution-Affiliated Party and Person Participating in the Affairs of San Bernardino School Employees Federal Credit Union, San Bernardino, California
San Bernardino School Employees Federal Credit Union San Bernardino CA 1999
05-0401-V Miller, Mark A.
Former Vice President, Arrowhead Credit Union, San Bernardino, California
Arrowhead Credit Union San Bernardino CA 2005
05-1002-V Arrowhead Central Credit Union
Order of Assessment of Civil Money Penalty
N/A San Bernadino CA 2005

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