Skip to main content
United States flag An official website of the United States government
Official websites use .gov
A .gov website belongs to an official government organization in the United States.
Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.
Show

Administrative Orders

Administrative Orders are formal enforcement orders issued by the NCUA pursuant to Section 206 of the Federal Credit Union Act (12 U.S.C. § 1786). Generally, the NCUA issues Administrative Orders when it finds that a credit union or persons affiliated with a credit union have violated a law, rule or regulation, breached a fiduciary duty, or engaged in an unsafe or unsound practice.

The three most common orders issued by the NCUA include:

  • An Order to Cease and Desist, which requires an institution or individual to take action (or refrain from taking action), including making restitution;
  • An Order of Prohibition, which prohibits an individual from ever working for a federally insured financial institution; and
  • An Order Assessing Civil Money Penalties, which requires an institution or individual to pay an assessed penalty amount.

Prior to the issuance of an Administrative Order, the Federal Credit Union Act provides due process rights, which include the ability to have an administrative hearing before the Office of Financial Institution Adjudication, and to appeal the agency's decision to issue an order to the U.S. Circuit Court of Appeals.

The NCUA also issues Notices of Prohibition to individuals under Section 205(d) of the Federal Credit Union Act (12 U.S.C. § 1785(d)). The notice advises an individual convicted of a criminal offense of the prohibitions resulting from their conviction. (Until recently the NCUA issued formal Notices of Prohibition, but in conformity with the other federal financial institution regulators, we are now issuing letter notices.)

Disclaimer: This platform is intended to provide access to the enforcement actions taken by the NCUA since 1991 in a searchable and downloadable format. It is not guaranteed to be comprehensive. The primary source for the enforcement actions are the NCUA's press releases and other official communications. The names of the individuals and financial institutions contained herein reflect the institutions' identities when the enforcement actions were finalized and do not necessarily represent their current identities.

This platform also includes notices issued by the NCUA since 2008 to individuals under Section 205(d) of the Federal Credit Union Act. Under the law, the prohibitions outlined in these notices may have expired and the individual might no longer be prohibited from holding a position at an insured credit union. Although the NCUA is making notices issued pursuant to 205(d) searchable and downloadable, users of this platform should conduct their own inquiry regarding the current status of any prohibition identified in this platform.

Enforcement actions issued by other federal financial institution regulators can be found at the following websites:

Download CSV

Showing 1401 - 1500 of 1534 Results
Docket # Name and Relationship Institution City State Year
96-1101-II Robinson, Pauline
Former Manager of WK Federal Credit Union
WK Federal Credit Union N/A N/A 1996
15-0019-R2 WT Community Federal Credit Union
WT Community Federal Credit Union
WT Community Federal Credit Union Cincinnati OH 2015
19-0181-ER Hill, Kelly Jo
Former Institution-Affiliated Party of WV National Guard Federal Credit Union
WV National Guard Federal Credit Union Charleston WV 2019
16-0197-R1 Wakefield Town Employees Federal Credit Union
Wakefield Town Employees Federal Credit Union Wakefield MA 2016
18-0025-R2 Ward Federal Credit Union
Ward Federal Credit Union
Ward Federal Credit Union Philadelphia PA 2018
14-0158-R1 Warden Captree Federal Credit Union
Warden Captree Federal Credit Union
Warden Captree Federal Credit Union Brooklyn NY 2014
96-1201-I Lavin, Paul B.
Former President of Warwick Credit Union
Warwick Credit Union N/A N/A 1996
15-0033-R3 Washington Educational Assoc Federal Credit Union
Washington Educational Assoc Federal Credit Union
Washington Educational Assoc Federal Credit Union Franklinton LA 2015
15-0033-R3 Washington Educational Association Federal Credit Union
Washington Educational Association Federal Credit Union
Washington Educational Association Federal Credit Union Franklinton LA 2015
17-0075-R2 Washington Typographic Federal Credit Union
Washington Typographic Federal Credit Union
Washington Typographic Federal Credit Union Washington DC DC 2017
00-0701-I Gully, Katharina Wagner
An Institution-Affiliated Party Waterside Federal Credit Union, Forest Hills, New York
Waterside Federal Credit Union Forest Hills NY 2002
98-0601-I Waterside Federal Credit Union
Cease-and-Desist Order of Waterside Federal Credit Union Respondent
Waterside Federal Credit Union Respondent N/A N/A 1998
15-0129-R5 Watsonville Hospital Federal Credit Union
Watsonville Hospital Federal Credit Union
Watsonville Hospital Federal Credit Union Watsonville CA 2015
15-0129-R5 Watsonville Hospital Federal Credit Union
Watsonville Hospital Federal Credit Union
Watsonville Hospital Federal Credit Union Watsonville CA 2015
99-0402-I Fountain, Joyce M.
An Institution-Affiliated Party and Person Participating in the Affairs of Wegmans Federal Credit Union, Rochester, New York
Wegmans Federal Credit Union Rochester NY 1999
21-0132-SR Harrell, Jr., Johnnie Earl
Former Employee
Welcome Federal Credit Union Morrisville NC 2021
13-0072-R4 Castillo, Armelinda
(Former employee of) WesTex Federal Credit Union
WesTex Federal Credit Union Lubbock TX 2013
14-0098-R4 Wesley Medical Credit Union
Wesley Medical Credit Union Wichita KS 2014
98-0501-IV Knox, Chester L.
Former Manager of West Michigan State Employees Credit Union
West Michigan State Employees Credit Union N/A N/A 1998
18-0105-R4 West Side Baptist Church Federal Credit Union
West Side Baptist Church Federal Credit Union
West Side Baptist Church Federal Credit Union Saint Louis MO 2018
01-0301-VI Henderson, Teresa
Former Employee, West Side Federal Credit Union, Las Vegas, Nevada
West Side Federal Credit Union Las Vegas NV 2001
20-0131-ER McComas, Frances
Former Employee
West Virginia Federal Credit Union South Charleston WV 2020
06-0801-II Couch, Catherine Lee
An Institution-Affiliated Party and Person Participating in the Affairs of the West-AirComm Federal Credit Union Beaver, Pennsylvania;
West-AirComm Federal Credit Union Beaver Beaver PA 2006
12-0003-CO Sidley, Timothy T.
Order of Prohibition - Former Employee of Western Corporate Federal Credit Union
Western Corporate Federal Credit Union N/A N/A 2012
12-0026-CO Burrell, Robert J
Cease and Desist Order - Former institution-affiliated party of Western Corporate Federal Credit Union (WesCorp) in San Dimas, California
Western Corporate Federal Credit Union (WesCorp) in San Dimas San Dimas CA 2012
12-0045-CO Siravo, Robert A
Stipulation and Consent to Issuance of an Order of Prohibition - Western Corporate Federal Credit Union in San Dimas, California
Western Corporate Federal Credit Union in San Dimas San Dimas CA 2012
12-0028-CO Swedberg, Thomas E.
Cease and Desist Order - Former employee of Western Corporate Federal Credit Union in San Dimas, California
Western Corporate Federal Credit Union in San Dimas San Dimas CA 2012
22-0109-WR Mohabir, Indira
Former Institution-Affiliated Party
Western Federal Credit Union Torrance CA 2022
19-0132-WR Zanassi, Jennifer
Former Institution-Affiliated Party
Western Heritage Federal Credit Union Alliance NE 2020
19-0132-WR Mosher, Melissa
Former Institution-Affiliated Party
Western Heritage Federal Credit Union Alliance NE 2020
11-0001-R3 Hammer, Kathleen
Notice of Prohibition - Former Employee of Western Region Federal Credit Union in Cleveland, Ohio
Western Region Federal Credit Union in Cleveland Cleveland OH 2011
15-0150-R4 Westerra Credit Union
Westerra Credit Union
Westerra Credit Union Denver CO 2015
13-0082-R5 Gonzales, Yolanda
Former Employee of Westerra Credit Union in Denver, Colorado
Westerra Credit Union Denver CO 2014
17-0013-R5 Mecham, Virginia
Former Employee of Westmark Credit Union
Westmark Credit Union Idaho Falls ID 2017
16-0146-R1 Westport Federal Credit Union
Westport Federal Credit Union Westport MA 2016
21-0133-ER Nowicki, Suzanne
Former Employee
Westport Federal Credit Union Westport MA 2021
22-0126-ER Gaudreau, Rachel
Former Institution-Affiliated Party
Westport Federal Credit Union Westport MA 2023
05-1203-V Davis, Latisha
Former Teller, Weststar Credit Union, Las Vegas, NV;
Weststar Credit Union Las Vegas NV 2006
17-0034-R3 Weyco Community Credit Union
Weyco Community Credit Union
Weyco Community Credit Union Plymouth NC 2017
14-0186-R3 Weyco Community FISCU
Weyco Community FISCU
Weyco Community FISCU Plymouth NC 2014
11-0057-R2 Ansari, Rizwaan Mohammed
Notice of Prohibition - Former Employee of Wheatland Federal Credit Union, Lancaster, Pennsylvania
Wheatland Federal Credit Union Lancaster PA 2011
17-0107-r3 White County Federal Credit Union, White County Federal Credit Union
White County Federal Credit Union
White County Federal Credit Union Searcy AR 2017
17-0081-R3 White Gold Credit Union
White Gold Credit Union
White Gold Credit Union Raceland LA 2017
19-0143-ER White Gold Credit Union
White Gold Credit Union
White Gold Credit Union Raceland LA 2019
18-0103-R3 White Gold Credit Union
White Gold Credit Union
White Gold Credit Union Raceland LA 2018
14-0181-R3 White Gold FISCU
White Gold FISCU
White Gold FISCU Radeland LA 2014
18-0021-R1 White Plains P O Employees Federal Credit Union
White Plains P O Employees Federal Credit Union
White Plains P O Employees Federal Credit Union White Plains NY 2018
14-0035-R1 White Plains PO Employees Federal Credit Union
White Plains PO Employees Federal Credit Union White Plains NY 2014
14-0057-R2 White Rock Federal Credit Union
White Rock Federal Credit Union Philadelphia PA 2014
21-0119-WR Arceo, Ricardo
Former Institution-Affiliated Party
White Sands Federal Credit Union Las Cruces NM 2021
97-0702-V Parman, Stephanie L.
Institution-affiliated party of White Sands Federal Credit Union White Sands, New Mexico.
White Sands Federal Credit Union White Sands White Sands NM 1997
97-0701-V Carlsen, Ronald W. "Chip"
Institution-affiliated party of White Sands Federal Credit Union White Sands, New Mexico
White Sands Federal Credit Union White Sands White Sands NM 1997
13-0036-R4 Escandon, Gabriel
Notice of Prohibition - Former Vice President of Operations for White Sands Federal Credit Union in Las Cruces, New Mexico and former CEO of Tip of Texas Federal Credit Union in El Paso, Texas
White Sands Federal Credit Union in Las Cruces Las Cruces NM 2013
18-0091-R2 Peters, Deborah N.
Former Institution-Affiliated Party of Wilkes-Barre City Employees Federal Credit Union
Wilkes-Barre City Employees Federal Credit Union Wilkes-Barre PA 2019
14-0121-R2 Plisko, Amanda
Former Employee of Wilkes-Barre City Employees Federal Credit Union
Wilkes-Barre City Employees Federal Credit Union Wilkes Barre PA 2014
21-0111-WR Elkins, Audrey
Former Manager
William Newton Memorial Hospital Credit Union Winfield KS 2021
14-0063-R3 Willis Knighton Federal Credit Union
Willis Knighton Federal Credit Union Shreveport LA 2014
95-1101 IV Wenzel, Sr., Marvin
An Institution Affiliated Party and Person Participating in the Affairs of the Willow Run Federal Credit Union
Willow Run Federal Credit Union N/A N/A 1995
16-0070-R2 Jennings, Donna
Former Employee of Winchester Community Federal Credit Union
Winchester Community Federal Credit Union Winchester VA 2016
14-0153-R1 Winchester Federal Credit Union
Winchester Federal Credit Union
Winchester Federal Credit Union Winchester MA 2014
14-0214-R5 Windward Community Federal Credit Union
Windward Community Federal Credit Union
Windward Community Federal Credit Union Kailua HI 2015
12-0050-R5 Collins, Billie Jean
Notice of Prohibition - Windward Community Federal Credit Union in Kailua, Hawaii
Windward Community Federal Credit Union in Kailua Kailua HI 2012
22-0111-WR Romero, Susan Irene
Former Institution-Affiliated Party
Winslow Santa Fe Credit Union Winslow AZ 2022
06-0701-III Davis, Twyla M.
In the Matter of Former Manager Winston-Salem Police CU;
Winston-Salem Police CU N/A N/A 2006
20-0107-ER Silva, Suzanne
Former Employee
Winthrop-University Hospital Employees Federal Credit Union Mineola NY 2020
09-0047-R3 Hughes, Becky Joyce
Wiregrass Federal Credit Union, Dothan, Alabama
Wiregrass Federal Credit Union Dothan AL 2009
13-0002-R4 Portillo, Theresa
Notice of Prohibition - Former Employee of Women's Southwest Federal Credit Union in Dallas, Texas
Women's Southwest Federal Credit Union in Dallas Dallas TX 2013
07-0803-I Hedke, Karl R.
Former Member Services / Loan Officer Wyandotte FCU, Wyandotte, Michigan
Wyandotte FCU Wyandotte MI 2007
04-0101-V Messer, Jim B.
Institution-Affiliated Party and Person Participating in the Affairs of Wyoming Employees Federal Credit Union, Cheyenne, WY
Wyoming Employees Federal Credit Union Cheyenne WY 2004
17-0155-R2 James, Marquis
Former Employee of XCEL Federal Credit Union
XCEL Federal Credit Union Bloomfield NJ 2017
19-0136-SR Xavier University Federal Credit Union
Xavier University Federal Credit Union
Xavier University Federal Credit Union New Orleans LA 2019
15-0089-R2 Zunk-Wolf, Karen
Former Employee of YS Federal Credit Union
YS Federal Credit Union Yellow Springs OH 2015
22-0122-ER Yonkers Postal Employees Credit Union
Yonkers Postal Employees Credit Union
Yonkers Postal Employees Credit Union Yonkers NY 2022
18-0058-R1 Yonkers Postal Employees Credit Union
Yonkers Postal Employees Credit Union
Yonkers Postal Employees Credit Union Yonkers NY 2018
02-0102-II Gladfelter, Donna Lee
Former manager of York Sylvania Employees Federal Credit Union in York, Pennsylvania
York Sylvania Employees Federal Credit Union in York York PA 2002
17-0052-R2 Wombacher, Nicole
Former Employee of Your Choice Federal Credit Union
Your Choice Federal Credit Union Altoona PA 2017
17-0053-R2 Holland, Linda A.
Former Employee of Your Choice Federal Credit Union
Your Choice Federal Credit Union Altoona PA 2017
15-0171-R3 Zachary Community Federal Credit Union
Zachary Community Federal Credit Union
Zachary Community Federal Credit Union Zachary LA 2015
17-0036-R3 Zachary Community Federal Credit Union
Zachary Community Federal Credit Union
Zachary Community Federal Credit Union Zachary LA 2017
02-0101-II Bleigh, Ricki
Former treasurer of Zelienople JM Federal Credit Union, Zelienople, Pennsylvania
Zelienople JM Federal Credit Union Zelienople PA 2002
95-0101 V Dabney, James Winston
An Institution Affiliated Party and Person Participating in the Affairs of the Zia Credit Union
Zia Credit Union N/A N/A 1995
99-1201-VI Kay, William Bruce
Former President and CEO of CU Master Insurance Services Incorporated (CUSO), of Hughes Aircraft Employees Federal Credit Union, Manhattan Beach, California
of Hughes Aircraft Employees Federal Credit Union Manhattan Beach CA 1999
97-03-02-I Mangone, Richard D.
Former co-founder, chairman, officer and independent contractor of Barnstable Community Federal Credit Union ("BCFCU")
officer and independent contractor of Barnstable Community Federal Credit Union ("BCFCU") N/A N/A 1997
09-0059-IV Rapid City Telco Federal Credit Union
Cease and Desist Order
N/A N/A N/A 2010
06-1201-V MOAPA Valley
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1107-III Decalb Financial
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1106-IV Horizon Community
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1106-III Evansville
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1105-IV Golden Key
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1102-V Embarcadero
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1102-IV Heritage
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1102-III Fulton Teachers
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1102-I Hudson Heritage
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1101-V United Methodist
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1101-III Tampa Bay
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1104-I Actors
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1103-V Minnequa Works
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1103-IV Rock Valley
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1103-III Winston-Salem City Employees
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1103-I Katahdin
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006

The NCUA is committed to providing an excellent user experience to all individuals, including persons with disabilities. If you require an accommodation to access information on or to use this website, contact us to request one. Please visit the NCUA's Accessibility Statement for additional information.