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Administrative Orders

Administrative Orders are formal enforcement orders issued by the NCUA pursuant to Section 206 of the Federal Credit Union Act (12 U.S.C. § 1786). Generally, the NCUA issues Administrative Orders when it finds that a credit union or persons affiliated with a credit union have violated a law, rule or regulation, breached a fiduciary duty, or engaged in an unsafe or unsound practice.

The three most common orders issued by the NCUA include:

  • An Order to Cease and Desist, which requires an institution or individual to take action (or refrain from taking action), including making restitution;
  • An Order of Prohibition, which prohibits an individual from ever working for a federally insured financial institution; and
  • An Order Assessing Civil Money Penalties, which requires an institution or individual to pay an assessed penalty amount.

Prior to the issuance of an Administrative Order, the Federal Credit Union Act provides due process rights, which include the ability to have an administrative hearing before the Office of Financial Institution Adjudication, and to appeal the agency's decision to issue an order to the U.S. Circuit Court of Appeals.

The NCUA also issues Notices of Prohibition to individuals under Section 205(d) of the Federal Credit Union Act (12 U.S.C. § 1785(d)). The notice advises an individual convicted of a criminal offense of the prohibitions resulting from their conviction. (Until recently the NCUA issued formal Notices of Prohibition, but in conformity with the other federal financial institution regulators, we are now issuing letter notices.)

Disclaimer: This platform is intended to provide access to the enforcement actions taken by the NCUA since 1991 in a searchable and downloadable format. It is not guaranteed to be comprehensive. The primary source for the enforcement actions are the NCUA's press releases and other official communications. The names of the individuals and financial institutions contained herein reflect the institutions' identities when the enforcement actions were finalized and do not necessarily represent their current identities.

This platform also includes notices issued by the NCUA since 2008 to individuals under Section 205(d) of the Federal Credit Union Act. Under the law, the prohibitions outlined in these notices may have expired and the individual might no longer be prohibited from holding a position at an insured credit union. Although the NCUA is making notices issued pursuant to 205(d) searchable and downloadable, users of this platform should conduct their own inquiry regarding the current status of any prohibition identified in this platform.

Enforcement actions issued by other federal financial institution regulators can be found at the following websites:

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Showing 101 - 200 of 1525 Results
Docket # Name and Relationship Institution City State Year
98-0402-VI Speak, Christy
Former Manager and person participating in the affairs of Placer Nevada Grange Credit Union
Placer Nevada Grange Credit Union N/A N/A 1998
98-0403-II Doak, Carole
Jessop Employees FCU
Jessop Employees FCU N/A N/A 1998
98-0501-IV Knox, Chester L.
Former Manager of West Michigan State Employees Credit Union
West Michigan State Employees Credit Union N/A N/A 1998
98-0401-VI Puente, Susana Marie
National City Employees Federal Credit Union
National City Employees Federal Credit Union N/A N/A 1998
98-0401-IV Harding, Kelly Lynne
HAMBUCO Federal Credit Union
HAMBUCO Federal Credit Union N/A N/A 1998
98-01-01-VI Patolot, Manolo C.
MWD Federal Credit Union
MWD Federal Credit Union N/A N/A 1998
98-0601-II Barlow, Jr., Richard
Former Supervisory Committee Member Jessop Employees FCU Washington, Pennsylvania
Jessop Employees FCU Washington Washington PA 1998
98-0401-II Brown, Jennifer
Jessop Employees FCU
Jessop Employees FCU N/A N/A 1998
98-0101-I Polish & Slavic Federal Credit Union
Polish & Slavic Federal Credit Union
Polish & Slavic Federal Credit Union N/A N/A 1998
98-0401-I Ramos, Candelaria
N.Y. State Psychiatric Institute Respondent
N.Y. State Psychiatric Institute Respondent N/A N/A 1998
98-0401-11 Majette, Eric
Institution-affiliated party of the NYB & FMC Federal Credit Union
NYB & FMC Federal Credit Union N/A N/A 1998
98-12-1-VI Esycheck, Jayne M.
Emerald Credit Union of Eugene, Oregon
Emerald Credit Union of Eugene Eugene OR 1998
98-3-01-III Roberson, Tommie L.
Orleans Public Schools Federal Credit Union
Orleans Public Schools Federal Credit Union N/A N/A 1998
98-3-01-I Guzman, Angel Rafael
Puerto Rican Employees Federal Credit Union
Puerto Rican Employees Federal Credit Union N/A N/A 1998
9802-01-III Myrick, Tina Marie
Transit Business Area Federal Credit Union
Transit Business Area Federal Credit Union N/A N/A 1998
98-1-01-II Mantooth-Patterson, Charlotte
C.H.E. Credit Union
C.H.E. Credit Union N/A N/A 1998
9801-01-V Spruill, William G.
Oneok Credit Union
Oneok Credit Union N/A N/A 1998
98-1201-III Worthy, Ray A.
Former Manager and Treasurer Freight Handlers Federal Credit Union, New Orleans, Louisiana
Freight Handlers Federal Credit Union New Orleans LA 1998
98-1101-II Allen, Roy D.
Former Board President of General Foam Employees Federal Credit Union, Hazelton, Pennsylvania
General Foam Employees Federal Credit Union Hazelton PA 1998
9801-01-IV Sneed, Kimberly M.
County Wide Federal Credit Union
County Wide Federal Credit Union N/A N/A 1998
98-1201-II George, William S.
Treasurer of the Pennsylvania American Water Federal Credit Union, Pittsburgh, Pennsylvania
Pennsylvania American Water Federal Credit Union Pittsburgh PA 1998
98-0901-V Willis, Stephen V.
Former Manager of First Central Credit Union
First Central Credit Union N/A N/A 1998
98-1101-I Szymczak, Coleen
Former manager of Fourth Supervisory District Employees Federal Credit Union Westfield, NY
Fourth Supervisory District Employees Federal Credit Union Westfield Westfield NY 1998
98-1001-IV Carver, Jr. ?Harry Daniel
An Institution Affiliated Party and Person Participating in the Affairs of the Inland Employees Federal Credit Union
Inland Employees Federal Credit Union N/A N/A 1998
98-0901-III West, Tommie A.
An Institution Affiliated Party and Person Participating in the Affairs of the Bartow Employees Federal Credit Union Adairsville, Georgia
Bartow Employees Federal Credit Union Adairsville Adairsville GA 1998
98-0803-III Huggins, Mary G.
An Institution Affiliated Party and Person Participating in the Affairs of the Charleston Naval Shipyard FCU
Charleston Naval Shipyard FCU N/A N/A 1998
98-0804-III Fergins, Velta
Caddo Parish Teachers Federal Credit Union
Caddo Parish Teachers Federal Credit Union N/A N/A 1998
98-0901-I McCoy, Beverly
Former Manager of St. Agnes Hospital Employees Federal Credit Union
St. Agnes Hospital Employees Federal Credit Union N/A N/A 1998
98-0802-II Purvis, Rosemary
Former Assistant Manager of Lackawanna Diversified Federal Credit Union
Lackawanna Diversified Federal Credit Union N/A N/A 1998
98-0801-IV Brierton, Bonnie J.
Former President of Thorogood Credit Union
Thorogood Credit Union N/A N/A 1998
98-0801-II Vladika, Marlene
Former Manager of Lackawanna Diversified Federal Credit Union
Lackawanna Diversified Federal Credit Union N/A N/A 1998
98-0802-III Early, James Gary
An Institution Affiliated Party and Person Participating in the Affairs of the Charleston Naval Shipyard FCU
Charleston Naval Shipyard FCU N/A N/A 1998
98-0801-III Allen, Paul D.
An Institution Affiliated Party and Person Participating in the Affairs of the Charleston Naval Shipyard FCU
Charleston Naval Shipyard FCU N/A N/A 1998
98-0801-I Moskaluk, Joseph
Former manager of Backus Hospital Employees Credit Union
Backus Hospital Employees Credit Union N/A N/A 1998
98-0702-II Kirkpatrick, Todd E.
Former Manager of Lakes-To-Sea Federal Credit Union
Lakes-To-Sea Federal Credit Union N/A N/A 1998
98-0701-IV Fouch, Jay
An Institution Affiliated Party and Person Participating in the Affairs of the Bay Area Medical Federal Credit Union
Bay Area Medical Federal Credit Union N/A N/A 1998
98-0701-II Merolla, Carol M.
Former Manager of FFV Federal Credit Union
FFV Federal Credit Union N/A N/A 1998
98-0608-II Whitehead, John A.
Former Secretary of Jessop Employees FCU Washington, Pennsylvania
Jessop Employees FCU Washington Washington PA 1998
98-0612-II DeParlos, Arthur C.
Former Manager and Treasurer of LYCL Postaland Federal Employees Federal Credit Union
LYCL Postaland Federal Employees Federal Credit Union N/A N/A 1998
98-0611-II Riley, Debra L.
Jessop Employees FCU
Jessop Employees FCU N/A N/A 1998
98-0701-I Eaton, Michael D.
Former Chief Financial Officer of S.D. Warren Credit Union
S.D. Warren Credit Union N/A N/A 1998
98-0610-II Watson, Patricia
Former Manager of Jessop Employees FCU Washington, Pennsylvania
Jessop Employees FCU Washington Washington PA 1998
98-0609-II Whitfield, Jr., Thomas B.
Former Credit Committee Member Jessop Employees FCU Washington, Pennsylvania
Jessop Employees FCU Washington PA 1998
98-0613-II Singleton, Violet J.
Former Operations Manager of Christ HospitalFederal Credit Union
Christ HospitalFederal Credit Union N/A N/A 1998
99-1102-I Paddock, Robert C.
Respondent
N/A N/A N/A 1999
99-1104-I Ferguson, Catherine
Former Manager of the Fourth Supervisory School District Federal Credit Union in Westfield, New York
Fourth Supervisory School District Federal Credit Union in Westfield Westfield NY 1999
99-1103-I Davis, Kathleen J.
Genesee Co-op Federal Credit Union, Rochester, New York
Genesee Co-op Federal Credit Union Rochester NY 1999
99-1102-II Somers, Jr., Richard
An Institution Affiliated Party and Person Participating in the Affairs of the FIRST CREDIT UNION OF SCRANTON, Scranton, Pennsylvania
FIRST CREDIT UNION OF SCRANTON Scranton PA 1999
99-0901-V Martin, Leanne
Former Manager of Ryder Co-Op Credit Union, Ryder, North Dakota
Ryder Co-Op Credit Union Ryder ND 1999
99-0803-II Ellmer, Andrew H.
Former Treasurer/Manager of EDNAT Employees Federal Credit Union, Edison, New Jersey
EDNAT Employees Federal Credit Union Edison NJ 1999
99-0802-II Watson, Patricia
Former Manager, Jessop Employees Federal Credit Union Washington, PA
Jessop Employees Federal Credit Union Washington PA 1999
99-0801-VI Bell, Randy Wayne
An Institution Affiliated Party and Person Participating in the Affairs of the SELCO CREDIT UNION, Eugene, Oregon
SELCO CREDIT UNION Eugene OR 1999
99-0801-II Walters, June
Former Member of the Board of Directors, Jessop Employees Federal Credit Union Washington, PA
Jessop Employees Federal Credit Union Washington PA 1999
99-0701-I Cabral, Theresa Ann
An Institution-Affiliated Party and Person Participating in the Affairs of Espirito Santo Federal Credit Union, Fall River, Massachusetts
Espirito Santo Federal Credit Union Fall River MA 1999
99-0501-III Humbard, Tina Reena
Former Manager and Institution-Affiliated Party of Jefferson County Educators' Credit Union, Dandridge, Tennessee
Jefferson County Educators' Credit Union Dandridge TN 1999
99-0406-VI Rasey, Linda J.
Searles Lake FCU Trona, California
Searles Lake FCU Trona Trona CA 1999
99-0407-VI Lowe, Shirlee Aileen
An Institution-Affiliated Party and Person Participating in the Affairs of San Bernardino School Employees Federal Credit Union, San Bernardino, California
San Bernardino School Employees Federal Credit Union San Bernardino CA 1999
99-0405-VI Rana, Margaret S.
Searles Lake FCU Trona, California
Searles Lake FCU Trona Trona CA 1999
99-0501-II Volpe, Gerald F.
A Person Participating in the Affairs of Jersey Metro Federal Credit Union
Jersey Metro Federal Credit Union N/A N/A 1999
99-0403-VI Foote, Frieda L.
Searles Lake FCU Trona, California
Searles Lake FCU Trona Trona CA 1999
99-0404-VI Gossett, Robin E.
Searles Lake FCU Trona, California
Searles Lake FCU Trona Trona CA 1999
99-0403-I Beckwith, Christie Marie
An Institution Affiliated Party and Person Participating in the Affairs of Bangor FCU
Bangor FCU N/A N/A 1999
99-0401-I Winzer, Joan
Former Manager of Middlesex Healthcare Federal Credit Union
Middlesex Healthcare Federal Credit Union N/A N/A 1999
99-0402-II Dodds, Wayne E.
An Institution-Affiliated Party and Person Participating in the Affairs of Piscataway Township Employees Federal Credit Union, Piscataway, New Jersey
Piscataway Township Employees Federal Credit Union Piscataway NJ 1999
99-0401-II Hudson, Jacquelyn Page
Person participating in the affairs of Virginia Hospital Employees Federal Credit Union, Richmond, Virginia
Virginia Hospital Employees Federal Credit Union Richmond VA 1999
99-0401-VI Galvin, Patricia A.
An Institution Affiliated Party and Person Participating in the Affairs of Oakland Airport FCU
Oakland Airport FCU N/A N/A 1999
99-0402-I Fountain, Joyce M.
An Institution-Affiliated Party and Person Participating in the Affairs of Wegmans Federal Credit Union, Rochester, New York
Wegmans Federal Credit Union Rochester NY 1999
99-0402-IV McCurdy, Linda C.
Searles Lake FCU Trona, California
Searles Lake FCU Trona Trona CA 1999
99-0301-III Mann, L. Kathryn
A Person Participating In The Affairs Of Montgomery County Employees Credit Union
Montgomery County Employees Credit Union N/A N/A 1999
99-0301-VI Seymour, Terry
Former manager of Safeway Federal Credit Union Butte, Montana
Safeway Federal Credit Union Butte Butte MT 1999
99-0201-VI Jackman, Ellis R.
An Institution Affiliated Party and Person Participating in the Affairs of the Blackfoot Educators Credit Union
Blackfoot Educators Credit Union N/A N/A 1999
99-0301-II Paramour, Lois
An Institution Affiliated Party and Person Participating in the Affairs of the AFSERCO STAFF Federal Credit Union
AFSERCO STAFF Federal Credit Union N/A N/A 1999
99-0301-V Gillett, Teresa Louise
Former loan officer, Three I Credit Union Burlington, Iowa
Three I Credit Union Burlington IA 1999
99-0201-III Johnson, Jerome
Manager of Tuskegee Federal Credit Union
Tuskegee Federal Credit Union N/A N/A 1999
99-11-01-I Anken, Paul
A person participating in the affairs of B.T.A. Federal Credit Union Rochester, NY
B.T.A. Federal Credit Union Rochester Rochester NY 1999
99-0201-II Weakland, Allen
Former Manager of Clifton NJ Postal Federal Credit Union Clifton, New Jersey
Clifton NJ Postal Federal Credit Union Clifton Clifton NJ 1999
99-1201-VI Kay, William Bruce
Former President and CEO of CU Master Insurance Services Incorporated (CUSO), of Hughes Aircraft Employees Federal Credit Union, Manhattan Beach, California
of Hughes Aircraft Employees Federal Credit Union Manhattan Beach CA 1999
00-0201-I Kim, Jae Gook
Respondent
N/A N/A N/A 2000
00-0602-III Bradshaw, Linda Glover
Respondent
N/A N/A N/A 2000
00-0601-III Hall, Mary Jane
Respondent
N/A N/A N/A 2000
00-1003-VI Chittick, Sr., James E.
Former Chairman of the Board of Grand Terrace Federal Credit Union, Grand Terrace, California
Grand Terrace Federal Credit Union Grand Terrace CA 2000
00-1101-V Anderson, Ginger
An Institution Affiliated Party and Person Participating in the Affairs of the TPEA Number 5 Credit Union,Del Rio, Texas
TPEA Number 5 Credit Union Del Rio TX 2000
00-1002-VI Henry, Rose Lorraine
An Institution-Affiliated Party and Person Participating in the Affairs of Parco Community Federal Credit Union, Sinclair, Wyoming
Parco Community Federal Credit Union Sinclair WY 2000
00-12-03-VI Sunderland, Thomas H.
An Institution-Affiliated Party of San Clemente Securities
San Clemente Securities N/A N/A 2000
00-1201-III Ravenell, Karen L.
VF Credit Association Federal Credit Union, Greensboro, North Carolina
VF Credit Association Federal Credit Union Greensboro NC 2000
00-1001-II Williams, Lynda
Former Manager of Corry Jamestown Credit Union, Corry, Pennsylvania
Corry Jamestown Credit Union Corry PA 2000
00-0901-III Murphey, Pamela H.
VF Credit Association FCU Greensboro, North Carolina
VF Credit Association FCU Greensboro Greensboro NC 2000
00-0902-VI Hacker, Terry
Hawaii Federal Credit Union, Honolulu, Hawaii
Hawaii Federal Credit Union Honolulu HI 2000
00-1002-II Eitmanas, Linas J.
An Institution-Affiliated Party and Person Participating in the Affairs of Four-Sixteen Federal Credit Union, North Brunswick, New Jersey
Four-Sixteen Federal Credit Union North Brunswick NJ 2000
00-1001-VI Smith, Janell Kay
An Institution-Affiliated Party and Person Participating in the Affairs of Food Industries Credit Union, Springfield, Oregon
Food Industries Credit Union Springfield OR 2000
00-0704-II Thomas, Judith Marie
An Institution-Affiliated Party and Person Participating in the Affairs of General Teamsters #397 Federal Credit Union, Erie, Pennsylvania
General Teamsters #397 Federal Credit Union Erie PA 2000
00-0801-IV Radle, Rdean Louise
An Institution-Affiliated Party and Person Participating in the Affairs of Amway Employees Credit Union, Ada, Michigan
Amway Employees Credit Union Ada MI 2000
00-0703-II Krysiak, Jeannette
An Institution-Affiliated Party and Person Participating in the Affairs of Erie Postal Credit Union, Erie, Pennsylvania
Erie Postal Credit Union Erie PA 2000
00-0802-I Olivera, Jane
An Institution Affiliated Party and Person Participating in the Affairs of the HARTFORD COURANT EMPLOYEES FEDERAL CREDIT UNION, Hartford, Connecticut
HARTFORD COURANT EMPLOYEES FEDERAL CREDIT UNION Hartford CT 2000
00-0801-VI Malani, Shon K. G.
An Institution-Affiliated Party and Person Participating in the Affairs of Hawaii Federal and State Employees Federal Credit Union ,Hilo, Hawaii
Hawaii Federal and State Employees Federal Credit Union Hilo HI 2000
00-0801-I Cordeiro, Mary P.
An Institution-Affiliated Party and Person Participating in the Affairs of Espirito Santo Federal Credit Union, Fall River, Massachusetts
Espirito Santo Federal Credit Union Fall River MA 2000
00-0702-II Burkley, Maria M.
An Institution-Affiliated Party and Person Participating in the Affairs of Erie Postal Credit Union, Erie, Pennsylvania
Erie Postal Credit Union Erie PA 2000
00-0702-I Bowker, Debra W.
An Institution-Affiliated Party and Person Participating in the Affairs of Auburn New York Federal Credit Union, Auburn, New York
Auburn New York Federal Credit Union Auburn NY 2000
00-0703-I Clark, Tina
An Institution-Affiliated Party and Person Participating in the Affairs of Auburn New York Federal Credit Union, Auburn, New York
Auburn New York Federal Credit Union Auburn NY 2000
00-0702-III Belk, Yashiba Nicole
VF Credit Association FCU Greensboro, North Carolina
VF Credit Association FCU Greensboro N/A NC 2000

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