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Letters to Credit Unions and Other Guidance

From time to time, the NCUA will provide guidance and other information to the credit union system on regulatory and supervisory matters, trends affecting federally insured credit unions and potential risks and threats.

  • Letters to Credit Unions — Provide guidance on specific NCUA policies and procedures, compliance, governance, and other timely issues that affect all federally insured credit unions.
  • Letters to Federal Credit Unions — Provide guidance on specific NCUA policies and procedures, compliance, governance, and other timely issues that affect only credit unions with a federal charter.
  • Risk Alerts — Detail practices or external threats that potentially are a significant risk to the safety and soundness of the credit union system.
  • Regulatory Alerts — Provide guidance on rules and regulations from other agencies that all credit unions must comply with.
  • Supervisory Letters — Provide the NCUA’s examiners with instructions and information on a range of supervisory and regulatory issues.
  • Accounting Bulletins — Provide guidance and instructions on how changes in generally accepted accounting principles and other regulatory initiatives affect how credit unions report these items in their financial statements.
  • Consumer Financial Protection Updates — Announce new activity on consumer compliance laws, regulations and guidance.

You can search these regulatory letters going back to 1979 by document type, the year issued, by subject and by title or keywords. Please note that obsolete letters are not included.

Showing 121 - 180 of 837 Results
Docket # Title Subject Type Year Status
99-CU-13 Guidance on Year 2000 Fraud Prevention Y2K Letters to Credit Unions 1999 Active
99-CU-14 Changes to the September 1999 Call Report Call Report Letters to Credit Unions 1999 Active
99-CU-15 Financial Trends in Federally Insured Credit Unions 1999 State of the Industry Letters to Credit Unions 1999 Active
99-RA-01 Bank Secrecy Act Compliance Form for Designation of Exempt Person BSA/AML Regulatory Alerts 1999 Active
99-RA-03 Pretext Phone Calling by Account Information Brokers Consumer Protection Regulatory Alerts 1999 Active
99-RA-04 New Communities Entering the National Flood Flood Insurance Regulatory Alerts 1999 Active
99-RA-05 FinCEN Advisory BSA/AML Regulatory Alerts 1999 Active
99-RA-06 Office of Foreign Assets Control BSA/AML Regulatory Alerts 1999 Active
00-CU-07 NCUAs Information Systems Technology Examination Program Cybersecurity Letters to Credit Unions 2000 Active
00-CU-08 Camel Rating System Examination Program Letters to Credit Unions 2000 Inactive
00-CU-10 Asset Liability Management Examination Procedures Examination Program Letters to Credit Unions 2000 Active
00-CU-11 Risk Management of Outsourced Technology Services Cybersecurity Letters to Credit Unions 2000 Active
00-CU-12 Revised Call Report NCUA Form 5300 Call Report Letters to Credit Unions 2000 Active
00-CU-14 Liquidity and Balance Sheet Risk Management Liquidity Risk Letters to Credit Unions 2000 Active
00-CU-01 Consumer Credit Reporting Practices Consumer Protection Letters to Credit Unions 2000 Active
00-CU-02 Identity Theft Prevention Consumer Protection Letters to Credit Unions 2000 Active
00-CU-03 1999 Credit Union Financial Trends Report State of the Industry Letters to Credit Unions 2000 Active
00-CU-04 Suspicious Activity Reporting BSA/AML Letters to Credit Unions 2000 Active
00-CU-05 Investments in Brokered Certificates of Deposits Investments Letters to Credit Unions 2000 Active
00-CU-06 Financial Trends January 1, 2000 June 30, 2000 State of the Industry Letters to Credit Unions 2000 Active
00-FCU-01 Operating Fee Schedule for FY 2000 Operating Fee Letters to Federal Credit Unions 2000 Active
00-FCU-02 Field of Membership Internet Application Chartering/Field of Membership Letters to Federal Credit Unions 2000 Active
00-RA-01 Electronic Transfer Accounts Payments Regulatory Alerts 2000 Active
00-RA-02 Home Mortgage Disclosure Act HMDA Regulatory Alerts 2000 Active
00-RA-03 The Personal Responsibility and Work Opportunity Reconciliation Act of 1996 Consumer Protection Regulatory Alerts 2000 Active
00-RA-04 Regulation CC Availability of Funds and Collection of Checks Payments Regulatory Alerts 2000 Active
01-CU-01 Prompt Corrective Action PCA Implementation Information Examination Program Letters to Credit Unions 2001 Inactive
01-CU-02 Privacy of Consumer Financial Information Privacy Letters to Credit Unions 2001 Active
01-CU-03 Mortgage Brochure Mortgage Lending Letters to Credit Unions 2001 Active
01-CU-04 Integrating Financial Services and Emerging Technology Cybersecurity Letters to Credit Unions 2001 Active
01-CU-05 Financial Trend Report State of the Industry Letters to Credit Unions 2001 Active
01-CU-06 NCUA Alerts Credit Unions to Changes in UCC Affecting Collateral and Loan Transactions Mortgage Lending Letters to Credit Unions 2001 Active
01-CU-07 Office of Credit Union Development Program Activity Report Examination Program Letters to Credit Unions 2001 Active
01-CU-08 Liability Management Highly Rate-Sensitive Volatile Risk Management Letters to Credit Unions 2001 Active
01-CU-09 Identity Theft and Pretext Calling Consumer Protection Letters to Credit Unions 2001 Active
01-CU-15 FBI Request for Records Search by Credit Unions Operations Letters to Credit Unions 2001 Active
01-CU-17 Office of Credit Union Development Program Activity Report - Program Activity Report, First Half of 2001 NCUA Operations/Activities Letters to Credit Unions 2001 Active
01-CU-19 Managing Share Inflows in Uncertain Times Risk Management Letters to Credit Unions 2001 Active
01-CU-20 Due Diligence Over Third Party Service Providers Third Parties Letters to Credit Unions 2001 Active
01-CU-21 Disaster Recovery and Business Resumption Business Continuity Letters to Credit Unions 2001 Active
01-CU-23 Investments in Brokered Certificates of Deposit CDs sold by Bentley Financial Services, Inc and Entrust Group Investments Letters to Credit Unions 2001 Active
01-CU-25 Compliance with Office of Foreign Assets Control Regulations BSA/AML Letters to Credit Unions 2001 Active
01-CU-10 Authentication in an Electronic Banking Environment Cybersecurity Letters to Credit Unions 2001 Active
01-CU-11 Electronic Data Security Overview Cybersecurity Letters to Credit Unions 2001 Active
01-CU-12 e-Commerce Insurance Considerations Cybersecurity Letters to Credit Unions 2001 Active
01-CU-13 Financial Trends for the First Half of 2001 State of the Industry Letters to Credit Unions 2001 Active
01-CU-14 Community Development Revolving Loan Fund Technical Assistance Program NCUA Operations/Activities Letters to Credit Unions 2001 Active
01-FCU-02 Underserved Area Expansions Chartering/Field of Membership Letters to Federal Credit Unions 2001 Active
01-FCU-03 Payday Lending and Title Loans Consumer Lending Letters to Federal Credit Unions 2001 Active
01-FCU-04 Broker Registration Short Term Investments Investments Letters to Federal Credit Unions 2001 Active
01-FCU-05 Risk-Based Examination Scheduling Policy Examination Program Letters to Federal Credit Unions 2001 Active
01-FCU-06 Financial Education Curriculum Financial Literacy Letters to Federal Credit Unions 2001 Active
01-FCU-01 Operating Fee Schedule for FY 2001 Operating Fee Letters to Federal Credit Unions 2001 Active
01-01 Joint Interagency Policy on Accounting and Reporting for Loans Held for Sale Accounting Accounting Bulletins 2001 Active
01-RA-04 Homeowners Protection Act HOPA Mortgage Lending Regulatory Alerts 2001 Active
01-RA-05 Regulation U Consumer Protection Regulatory Alerts 2001 Active
01-RA-06 Regulation E Electronic Fund Transfers Consumer Protection Regulatory Alerts 2001 Active
01-RA-07 Childrens Online Privacy Protection Act COPPA Consumer Protection Regulatory Alerts 2001 Active
01-RA-08 Interim Final Rules Amending Regulations B, E, M, Z, and DD - Electronic Delivery of Required Disclosures Consumer Protection Regulatory Alerts 2001 Active
01-RA-09 Use of Consumer Credit Reports for Business Loans Member Business Lending Regulatory Alerts 2001 Active

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