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Administrative Orders

Administrative Orders are formal enforcement orders issued by the NCUA pursuant to Section 206 of the Federal Credit Union Act (12 U.S.C. § 1786). Generally, the NCUA issues Administrative Orders when it finds that a credit union or persons affiliated with a credit union have violated a law, rule or regulation, breached a fiduciary duty, or engaged in an unsafe or unsound practice.

The three most common orders issued by the NCUA include:

  • An Order to Cease and Desist, which requires an institution or individual to take action (or refrain from taking action), including making restitution;
  • An Order of Prohibition, which prohibits an individual from ever working for a federally insured financial institution; and
  • An Order Assessing Civil Money Penalties, which requires an institution or individual to pay an assessed penalty amount.

Prior to the issuance of an Administrative Order, the Federal Credit Union Act provides due process rights, which include the ability to have an administrative hearing before the Office of Financial Institution Adjudication, and to appeal the agency's decision to issue an order to the U.S. Circuit Court of Appeals.

The NCUA also issues Notices of Prohibition to individuals under Section 205(d) of the Federal Credit Union Act (12 U.S.C. § 1785(d)). The notice advises an individual convicted of a criminal offense of the prohibitions resulting from their conviction. (Until recently the NCUA issued formal Notices of Prohibition, but in conformity with the other federal financial institution regulators, we are now issuing letter notices.)

Disclaimer: This platform is intended to provide access to the enforcement actions taken by the NCUA since 1991 in a searchable and downloadable format. It is not guaranteed to be comprehensive. The primary source for the enforcement actions are the NCUA's press releases and other official communications. The names of the individuals and financial institutions contained herein reflect the institutions' identities when the enforcement actions were finalized and do not necessarily represent their current identities.

This platform also includes notices issued by the NCUA since 2008 to individuals under Section 205(d) of the Federal Credit Union Act. Under the law, the prohibitions outlined in these notices may have expired and the individual might no longer be prohibited from holding a position at an insured credit union. Although the NCUA is making notices issued pursuant to 205(d) searchable and downloadable, users of this platform should conduct their own inquiry regarding the current status of any prohibition identified in this platform.

Enforcement actions issued by other federal financial institution regulators can be found at the following websites:

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Showing 101 - 200 of 1532 Results
Docket # Name and Relationship Institution City State Year
17-0091-R2 Burton, Robert M.
Former Employee of Vantage Trust Credit Union
Vantage Trust Credit Union Wilkes Barre PA 2017
16-0019-R2 Jelen, Sean
Former Employee of Valor Federal Credit Union
Valor Federal Credit Union Scranton PA 2016
16-0202-R2 Valley Wide of PA Federal Credit Union
Valley Wide of PA Federal Credit Union Tarentum PA 2016
18-0076-R1 Hayes, Stanley D.
Former Employee of Valley State Employees Credit Union
Valley State Employees Credit Union Saginaw MI 2018
14-0021-R3 Payne, Tonya
Former Employee of Valley Credit Union in Tuscumbia, Alabama
Valley Credit Union Tuscumbia AL 2014
14-0020-R3 Ledbetter, Beth Ann
Former Employee of Valley Credit Union in Tuscumbia, Alabama
Valley Credit Union Tuscumbia AL 2014
14-0024-R4 Rapper, Angie
Former Employee of Bayer Credit Union in Kansas City, Missouri
Valley Credit Union Kansas City MO 2014
14-0022-R3 Mathes, Stacey
Former Employee of Bayer Credit Union in Kansas City, Missouri
Valley Credit Union Kansas City MO 2014
01-0901-IV Swatloski, Jill Marie
Former branch manager of Valley Communities Credit Union in Mosinee, Wisconsin
Valley Communities Credit Union in Mosinee Mosinee WI 2001
19-0120-ER Valley Board Federal Credit Union
Valley Board Federal Credit Union
Valley Board Federal Credit Union Harpers Ferry WV 2019
15-0026-R2 Valley Bell Credit Union
Valley Bell Credit Union
Valley Bell Credit Union Charleston WV 2015
24-0008-WR Torres, Tina L.
Former Employee
Valley Agricultural Federal Credit Union Santa Paula CA 2024
00-1201-III Ravenell, Karen L.
VF Credit Association Federal Credit Union, Greensboro, North Carolina
VF Credit Association Federal Credit Union Greensboro NC 2000
00-0901-III Murphey, Pamela H.
VF Credit Association FCU Greensboro, North Carolina
VF Credit Association FCU Greensboro Greensboro NC 2000
00-0702-III Belk, Yashiba Nicole
VF Credit Association FCU Greensboro, North Carolina
VF Credit Association FCU Greensboro N/A NC 2000
00-0603-III Thomas, Stephanie K.
VF Credit Association FCU Greensboro, North Carolina
VF Credit Association FCU Greensboro Greensboro NC 2000
00-0701-III Graves, Helen T.
Former Manager of VF Credit Association FCU Greensboro, North Carolina
VF Credit Association FCU Greensboro N/A NC 2000
14-0032-R3 York, Karen
Former Employee of VA Hospital Federal Credit Union in Little Rock, Arkansas
VA Hospital Federal Credit Union Little Rock AR 2014
05-0302-I Hayes, Michael K.
Former Board President, Utica Cutlery Employees Federal Credit Union (kna Oneida County FCU), Utica, New York;
Utica Cutlery Employees Federal Credit Union (kna Oneida County FCU) Utica NY 2005
05-1202-V Coward, Barbara J.
An Institution-Affiliated Party and Person Participating in the Affairs of the Utah Copper Employees Credit Union, Copperton, UT;
Utah Copper Employees Credit Union Copperton UT 2006
17-0024-R1 Upstate Milk Employees Federal Credit Union
Upstate Milk Employees Federal Credit Union
Upstate Milk Employees Federal Credit Union Cheektowaga NY 2017
05-0301-I Matrulli, John B.
Former Vice President of Lending, Up State Federal Credit Union (kna Americu Credit Union), Rome, New York
Up State Federal Credit Union (kna Americu Credit Union) Rome NY 2005
11-0040-R3 Stringer, Jennifer F.
Notice of Prohibition - Former Employee of University of South Alabama Federal Credit Union, Mobile, Alabama
University of South Alabama Federal Credit Union Mobile AL 2011
14-0246-R2 University of Pennsylvania Students Federal Credit Union
University of Pennsylvania Students Federal Credit Union
University of Pennsylvania Students Federal Credit Union Philadelphia PA 2015
14-0218-R3 Universal Coop Federal Credit Union
Universal Coop Federal Credit Union
Universal Coop Federal Credit Union Rio Grande PR 2015
96-1101-V Halverson, Scott D.
Universal Campus Credit Union
Universal Campus Credit Union N/A N/A 1996
97-11-01-II Jess, F?rank J.
A Person Participating in the Affairs of the United Poles Perth Amboy Federal Credit Union Charleston, South Carolina
United Poles Perth Amboy Federal Credit Union Charleston Charleston SC 1997
12-0037-R4 Keilig, Mark A.
Order of Prohibition - Former Manager of United Northwest Federal Credit Union in Norton, Kansas
United Northwest Federal Credit Union in Norton Norton KS 2012
13-0018-R1 Kjersem, Mary
Notice of Prohibition - Former Employee of United Neighbors Federal Credit Union in Watertown, New York
United Neighbors Federal Credit Union in Watertown Watertown NY 2013
23-0122-ER Baker, Jennifer
Former Institution-Affiliated Party
United Neighbors Federal Credit Union Watertown NY 2023
14-0029-R1 Foster, Robert
Former Employee of United Neighbors Federal Credit Union in Watertown, New York
United Neighbors Federal Credit Union Watertown NY 2014
14-0009-R1 Jenness, Susanne
Former Employee of United Neighbors Federal Credit Union in Watertown, New York
United Neighbors Federal Credit Union Watertown NY 2014
13-0025-R1 Mielczarek, Halina
Notice of Prohibition - Former Employee of United Nations Federal Credit Union in Long Island City, N.Y
United Nations Federal Credit Union in Long Island City Long Island City NY 2013
05-0801-IV Noland, Nancy A.
Former Teller at United Labor Credit Union, Kansas City, MO
United Labor Credit Union Kansas City MO 2005
14-0089-R4 United Consumers Credit Union
United Consumers Credit Union Independence MO 2014
13-0011-R1 Broadway, Sharon
Notice of Prohibition - Former Employee of United Catholic Credit Union in Temperance, Michigan
United Catholic Credit Union in Temperance Temperance MI 2013
14-0103-R5 Union-Wallowa-Baker Federal Credit Union
Union-Wallowa-Baker Federal Credit Union La Grande OR 2014
06-1202-III Pogue, Jean T.
Former officials of Unified Singers Federal Credit Union of Thomasville, Georgia
Unified Singers Federal Credit Union of Thomasville Thomasville GA 2007
06-1201-III Pogue, Joseph E.
Former officials of Unified Singers Federal Credit Union of Thomasville, Georgia
Unified Singers Federal Credit Union of Thomasville Thomasville GA 2007
14-0010-R5 Tabar, Rhandy
Former Employee of Uncle Credit Union in Livermore, California
Uncle Credit Union Livermore CA 2014
12-0049-R2 Gouza, Glenna Lea
Notice of Prohibition - USX Federal Credit Union in Sarver, Pennsylvania
USX Federal Credit Union in Sarver Sarver PA 2012
14-0133-R2 Shurina, Melissa
Former Employee of USX Federal Credit Union
USX Federal Credit Union Cranberry Township PA 2014
16-0013-R2 McGrath, Jr., Michael
Former Employee of US Mortgage Corporation and CU National Mortgage, LLC
US Mortgage Corporation and CU National Mortgage, LLC Pine Brook NJ 2016
22-0114-ER Navarro, Jorge
Former Institution-Affiliated Party
URW Community Federal Credit Union Danville VA 2023
15-0090-R1 Marriott, Catherine
Former Employee of UMICO Federal Credit Union
UMICO Federal Credit Union New Hartford NY 2015
13-0058-R1 Mite, Johanna
Notice of Prohibition - Former Employee of UFCW Local 342 Federal Credit Union in Mineola, New York
UFCW Local 342 Federal Credit Union in Mineola Mineola NY 2013
06-0802-II Sudo, Lisa
Former head teller with UFCW Federal Credit Union, Wyoming, Pennsylvania
UFCW Federal Credit Union Wyoming PA 2006
02-0801-III Mangum, Dean
An institution-affiliated party and person participating in the affairs of the UARK Federal Credit Union, Fayetteville, AR
UARK Federal Credit Union Fayetteville AR 2002
07-0802-III Marcum, Nathan
Former Loan Officer at the former U.S. Employees Butler County Ohio FCU, Fairfield, Ohio
U.S. Employees Butler County Ohio FCU Fairfield OH 2008
12-0024-CO Lee, Francis
Cease and Desist Order - Former employee of U.S. Central Federal Credit Union (U.S. Central), located in Lenexa, Kansas
U.S. Central Federal Credit Union (U.S. Central) Lenexa KS 2012
12-0023-CO Herbst, Joseph
Cease and Desist Order - Former institution-affiliated party of U.S. Central Federal Credit Union (U.S. Central), located in Lenexa, Kansas
U.S. Central Federal Credit Union (U.S. Central) Lenexa KS 2012
15-0152-R1 Freel, Brianna
Former Employee of U.P. State Credit Union
U.P. State Credit Union Escanaba MI 2015
99-0201-III Johnson, Jerome
Manager of Tuskegee Federal Credit Union
Tuskegee Federal Credit Union N/A N/A 1999
20-0105-WR Anthony, Benedict
Former Employee
Tucson Old Pueblo Credit Union Tucson AZ 2020
21-0103-WR Erisman, Kyle
Former Employee
True North Federal Credit Union Juneau AK 2021
03-1201-I Carey, Sr., William G.
Former Treasurer of Troy Federal Credit Union, Troy, New York
Troy Federal Credit Union Troy NY 2003
16-0154-R2 Troy Area School Employees Federal Credit Union
Troy Area School Employees Federal Credit Union Troy PA 2016
17-0156-R3 Navarrete De Gomez, Diamantina
Former Employee of Tropical Financial Credit Union
Tropical Financial Credit Union Miramar FL 2017
05-0302-III Rodriguez, Rosie
Former Employee, Tropical Financial Credit Union, Miami, Florida
Tropical Financial Credit Union Miami FL 2005
15-0169-R3 Trinity Baptist Church Federal Credit Union
Trinity Baptist Church Federal Credit Union
Trinity Baptist Church Federal Credit Union Florence SC 2015
16-0002-R5 Griffiths, Leticia
Former Employee of Tri-Cities Community Federal Credit Union
Tri-Cities Community Federal Credit Union Kennewick WA 2016
01-0302-II Roberts, Tressa
Former Teller, Tri State Federal Credit Union,Midland, Pennsylvania
Tri State Federal Credit Union Midland PA 2001
23-0134-ER Nedow, Andrea Alice
Former Employee
Traverse Catholic Federal Credit Union Traverse City MI 2023
01-0601-VI Burrill, Thomas W.
Former Manager of Transport Federal Credit Union Federal Way, WA
Transport Federal Credit Union Federal Way Federal Way WA 2001
9802-01-III Myrick, Tina Marie
Transit Business Area Federal Credit Union
Transit Business Area Federal Credit Union N/A N/A 1998
17-0170-R2 Linton, Catherine
Former employee of Trailblazer Federal Credit Union
Trailblazer Federal Credit Union Washington PA 2018
14-0233-R3 Towns-Union Educators' Federal Credit Union
Towns-Union Educators' Federal Credit Union
Towns-Union Educators' Federal Credit Union Young Harris GA 2015
17-0022-R1 Tower Family Credit Union
Tower Family Credit Union
Tower Family Credit Union Kalamazoo MI 2017
15-0022-R2 Towanda School Employees Federal Credit Union
Towanda School Employees Federal Credit Union
Towanda School Employees Federal Credit Union Towanda PA 2015
14-0232-R4 Toro Employees Federal Credit Union
Toro Employees Federal Credit Union
Toro Employees Federal Credit Union Bloomington MN 2015
19-0167-WR Kent, Connie
Former Employee of Topeka Post Office Credit Union
Topeka Post Office Credit Union Topeka KS 2019
17-0028-R2 Toledo Police Federal Credit Union
Toledo Police Federal Credit Union
Toledo Police Federal Credit Union Toledo OH 2017
16-0141-R2 Poore, Charles
Former employee of Toledo Metro Federal Credit Union
Toledo Metro Federal Credit Union Toledo OH 2016
15-0168-R3 Tippecanoe Federal Credit Union
Tippecanoe Federal Credit Union
Tippecanoe Federal Credit Union Lafayette IN 2015
10-0047-R4 Gainer, Donna Kay
Order of Prohibition - Former Employee of Tinker Federal Credit Union in Oklahoma City, Oklahoma
Tinker Federal Credit Union in Oklahoma City Oklahoma City OK 2010
17-0159-R4 Hammons, Lavel D.
Former Employee of Tinker Federal Credit Union
Tinker Federal Credit Union Oklahoma City OK 2017
18-0003-R5 Times Federal Credit Union
Times Federal Credit Union
Times Federal Credit Union Honolulu HI 2018
17-0090-R5 Times Federal Credit Union
Times Federal Credit Union
Times Federal Credit Union Honolulu HI 2017
99-0301-V Gillett, Teresa Louise
Former loan officer, Three I Credit Union Burlington, Iowa
Three I Credit Union Burlington IA 1999
98-0801-IV Brierton, Bonnie J.
Former President of Thorogood Credit Union
Thorogood Credit Union N/A N/A 1998
04-0102-V Mendez, Jennifer
Former Call Representative, The Golden One Credit Union, Sacramento, CA
The Golden One Credit Union Sacramento CA 2004
05-1101-IV Wright, Katherine Lynn
Former Manager, Texas First United FCU, Fort Worth, Texas
Texas First United FCU Fort Worth TX 2005
15-0137-R4 Austin, Lindsey
Former Employee of Texas Dow Employees Credit Union
Texas Dow Employees Credit Union Lake Jackson TX 2015
14-0126-R4 Addison, David
Former Employee of Texans Credit Union
Texans Credit Union Richardson TX 2014
09-0057-R4 Shook, Mandi Nicole
Notice of Prohibition - Former Employee of TexDot-WF Credit Union in Wichita Falls, Texas
TexDot-WF Credit Union in Wichita Falls Wichita Falls TX 2010
15-0039-R4 Tex Mex Credit Union
Tex Mex Credit Union
Tex Mex Credit Union Laredo TX 2015
96-10-01-III West, James W.
Former CEO of Tennessee Valley Employees Federal Credit Union
Tennessee Valley Employees Federal Credit Union N/A N/A 1996
03-0101-IV Walsh, William E.
Former Manger Telhio Credit Union, Columbus, Ohio
Telhio Credit Union Columbus OH 2003
14-0127-R1 Harabin, Donna
Former Employee of Telco Federal Credit Union
Telco Federal Credit Union Elmira NY 2014
05-0402-V Melendez, Mary Helen
Technology Credit Union, San Jose, CA
Technology Credit Union San Jose CA 2005
14-0212-R5 Technicolor Federal Credit Union
Technicolor Federal Credit Union
Technicolor Federal Credit Union Burbank CA 2015
17-0613-R2 Papa, Martina M.
Former Employee of Teamsters Local 30 Federal Credit Union
Teamsters Local 30 Federal Credit Union Jeannette PA 2017
17-0056-R4 Juska, Charles
Former Employee of Tazewell County Schools Employees Credit Union
Tazewell County Schools Employees Credit Union Pekin IL 2017
15-0005-R2 Apanavicius, Vytas
Former bookkeeper of Taupa Lithuanian Credit Union
Taupa Lithuaninan Credit Union Cleveland OH 2015
16-0059-R2 Belzinskas, Andrew
Former Employee of Taupa Lithuanian Credit Union
Taupa Lithuanian Credit Union Cleveland OH 2016
15-0007-R2 Ruksenas, Michael
Former Employee of Taupa Lithuanian Credit Union
Taupa Lithuanian Credit Union Cleveland OH 2015
15-0006-R2 Spirikaitis, Alex
Former Employee of Taupa Lithuanian Credit Union
Taupa Lithuanian Credit Union Cleveland OH 2015
17-0168-R1 Raden, Amy Joan
Former employee of Tahquamenon Area Credit Union
Tahquamenon Area Credit Union Newberry MI 2017
17-0118-r3 Tabernacle Federal Credit Union, Tabernacle Federal Credit Union
Tabernacle Federal Credit Union
Tabernacle Federal Credit Union Augusta GA 2017
18-0100-R3 Tabernacle Federal Credit Union
Tabernacle Federal Credit Union
Tabernacle Federal Credit Union Augusta GA 2018

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