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Administrative Orders

Administrative Orders are formal enforcement orders issued by the NCUA pursuant to Section 206 of the Federal Credit Union Act (12 U.S.C. § 1786). Generally, the NCUA issues Administrative Orders when it finds that a credit union or persons affiliated with a credit union have violated a law, rule or regulation, breached a fiduciary duty, or engaged in an unsafe or unsound practice.

The three most common orders issued by the NCUA include:

  • An Order to Cease and Desist, which requires an institution or individual to take action (or refrain from taking action), including making restitution;
  • An Order of Prohibition, which prohibits an individual from ever working for a federally insured financial institution; and
  • An Order Assessing Civil Money Penalties, which requires an institution or individual to pay an assessed penalty amount.

Prior to the issuance of an Administrative Order, the Federal Credit Union Act provides due process rights, which include the ability to have an administrative hearing before the Office of Financial Institution Adjudication, and to appeal the agency's decision to issue an order to the U.S. Circuit Court of Appeals.

The NCUA also issues Notices of Prohibition to individuals under Section 205(d) of the Federal Credit Union Act (12 U.S.C. § 1785(d)). The notice advises an individual convicted of a criminal offense of the prohibitions resulting from their conviction. (Until recently the NCUA issued formal Notices of Prohibition, but in conformity with the other federal financial institution regulators, we are now issuing letter notices.)

Disclaimer: This platform is intended to provide access to the enforcement actions taken by the NCUA since 1991 in a searchable and downloadable format. It is not guaranteed to be comprehensive. The primary source for the enforcement actions are the NCUA's press releases and other official communications. The names of the individuals and financial institutions contained herein reflect the institutions' identities when the enforcement actions were finalized and do not necessarily represent their current identities.

This platform also includes notices issued by the NCUA since 2008 to individuals under Section 205(d) of the Federal Credit Union Act. Under the law, the prohibitions outlined in these notices may have expired and the individual might no longer be prohibited from holding a position at an insured credit union. Although the NCUA is making notices issued pursuant to 205(d) searchable and downloadable, users of this platform should conduct their own inquiry regarding the current status of any prohibition identified in this platform.

Enforcement actions issued by other federal financial institution regulators can be found at the following websites:

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Showing 101 - 200 of 1534 Results
Docket # Name and Relationship Institution City State Year
99-0403-I Beckwith, Christie Marie
An Institution Affiliated Party and Person Participating in the Affairs of Bangor FCU
Bangor FCU N/A N/A 1999
00-0702-III Belk, Yashiba Nicole
VF Credit Association FCU Greensboro, North Carolina
VF Credit Association FCU Greensboro N/A NC 2000
05-0201-I Belk, Maria
Former Employee, Americu Credit Union, Rome, New York;
Americu Credit Union Rome NY 2005
99-0801-VI Bell, Randy Wayne
An Institution Affiliated Party and Person Participating in the Affairs of the SELCO CREDIT UNION, Eugene, Oregon
SELCO CREDIT UNION Eugene OR 1999
08-0028-R4 Bell, Aaron
Former Board Member of Burlington Northern Santa Fe Railroad Credit Union, Cicero, Illinois
Burlington Northern Santa Fe Railroad Credit Union Cicero IL 2008
16-0059-R2 Belzinskas, Andrew
Former Employee of Taupa Lithuanian Credit Union
Taupa Lithuanian Credit Union Cleveland OH 2016
09-0020-R2 Bender, Susan
Former teller of New Alliance Federal Credit Union, Ambridge, Pennsylvania
New Alliance Federal Credit Union Ambridge PA 2009
05-0401-II Bennett, Donna
Former manager, Fort Ligonier FCU; Ligonier, PA;
Fort Ligonier FCU Ligonier PA 2005
16-0131-R4 Bentler, Lorie Kristine
Former Employee of M.H.I. Credit Union
M.H.I. Credit Union Mount Pleasant IA 2016
14-0179-R3 Berea FISCU
Berea FISCU
Berea FISCU Berea KY 2014
14-0231-R2 Berkeley County Public Schools Federal Credit Union
Berkeley County Public Schools Federal Credit Union
Berkeley County Public Schools Federal Credit Union Martinsburg WV 2015
05-1202-III Beseler, Joan
An institution-affiliated party and person participating in the affairs of the First Hialeah Community FCU, Hialeah, FL
First Hialeah Community FCU Hialeah FL 2006
16-0038-R2 Bethany Baptist Christian Federal Credit Union
N/A Chester PA 2016
15-0149-R1 Beyer, Melisa
Former Employee of Oshkosh Central Credit Union
Oshkosh Central Credit Union Oshkosh WI 2016
14-0142-R1 Bi-County Ptc Federal Credit Union
Bi-County Ptc Federal Credit Union
Bi-County Ptc Federal Credit Union Warren MI 2014
21-0129-WR Bibriesca, Gabriela
Former Employee
Santa Cruz Community Credit Union Santa Cruz CA 2021
19-0170-ER Biederman, Kevin
Former Employee of Philadelphia Federal Credit Union
Philadelphia Federal Credit Union Philadelphia PA 2019
09-0029-R1 Bills, Chinithia
St. Charles Borromeo Church Federal Credit Union, New York, New York
St. Charles Borromeo Church Federal Credit Union New York NY 2009
10-0050-R2 Blagburn, Keona
Order of Prohibition - Former Employee of NewPort News Neighborhood Federal Credit Union in Newport News, Virginia
NewPort News Neighborhood Federal Credit Union in Newport News Newport News VA 2010
17-0048-R4 Blageo, Theresa J.
Former Employee of Eaton Employees Credit Union
Eaton Employees Credit Union Eden Prairie MN 2017
05-1001-III Blaising, Bonnie L.
Former Employee, Reliable FCU, Fort Wayne, Indiana;
Reliable FCU Fort Wayne IN 2005
03-07-01-II Blaney, James
Person participating in the affairs of Bayonne Postal Employees Credit Union, Bayonne, NJ
Bayonne Postal Employees Credit Union Bayonne NJ 2003
09-0014-R3 Bledsoe, Trena C.
Appalachian Community Federal Credit Union, Kingsport, Tennessee
Appalachian Community Federal Credit Union Kingsport TN 2009
02-0101-II Bleigh, Ricki
Former treasurer of Zelienople JM Federal Credit Union, Zelienople, Pennsylvania
Zelienople JM Federal Credit Union Zelienople PA 2002
05-0702-II Bolen, Vicky Black
Former Chief Executive Officer, Raleigh County FCU, Beckley, WV
Raleigh County FCU Becklye WV 2005
?13-0019-R4 Bomia, Deborah
Notice of Prohibition - Former Employee of Enterprise Credit Union in Enterprise, Kansas
Enterprise Credit Union in Enterprise Enterprise KS 2013
13-0073-R3 Bomyea, Carrie
(Former employee of) Glass City Federal Credit Union
Glass City Federal Credit Union Maumee OH 2013
06-1105-III Bond Community
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
15-0108-R1 Bootstrap Federal Credit Union
Bootstrap Federal Credit Union
Bootstrap Federal Credit Union New York NY 2015
AO2017-0001-R3 Bordelon, Tamela
Former Employee of Eagle Louisiana Federal Credit Union
Eagle Louisiana Federal Credit Union Baton Rouge LA 2017
06-09-01-III Bottomley, Crystal
NATCO Credit Union Richmond, Indiana
NATCO Credit Union Richmond Richmond IN 2006
09-0024-R3 Bowers, Jr., Donald
Former Manager of 1st United Labor Federal Credit Union, Louisville, Kentucky
1st United Labor Federal Credit Union Louisville KY 2009
00-0702-I Bowker, Debra W.
An Institution-Affiliated Party and Person Participating in the Affairs of Auburn New York Federal Credit Union, Auburn, New York
Auburn New York Federal Credit Union Auburn NY 2000
91-1001III Bradford, Charles W.
An Institution Affiliated Party and Person Participating in the Affairs of Capitol Credit Union
Capitol Credit Union N/A N/A 1991
22-0127-ER Bradley, Amy
Former Institution-Affiliated Party
First Community Credit Union Jamestown ND 2023
00-0602-III Bradshaw, Linda Glover
Respondent
N/A N/A N/A 2000
01-06-02-V Brady-Grayer, Sharon
A person participating in the affairs of TEXAS ASSOCIATION OF PROFESSIONALS, Federal Credit Union, San Antonio, TX
TEXAS ASSOCIATION OF PROFESSIONALS, Federal Credit Union San Antonio TX 2001
96-1201-IV Braham, Paul A.
An Institution Affiliated Party and Person Participating in the Affairs of the Cleveland Heights Employees Credit Union
Cleveland Heights Employees Credit Union N/A N/A 1996
06-0201-V Bramble, Lisa Ann
Former Bookkeeper, Sierra Central Credit Union, Yuba City, CA;
Sierra Central Credit Union Yuba City CA 2006
03-1201-IV Bramwell, Tammy D.
Former President of Metro East Credit Union, Cahokia, IL
Metro East Credit Union Cahokia IL 2004
04-0503-IV Braxton, Kimberly
Former Loan Officer, Shell Employees Houston Texas Federal Credit Union, Houston, TX
Shell Employees Houston Texas Federal Credit Union Houston TX 2004
05-0702-I Brazeau, Kenneth
Former Collection Manager of Postal & Federal Family Credit Union of Metro Detroit, Detroit, MI;
Postal & Federal Family Credit Union of Metro Detroit Detroit MI 2005
98-0801-IV Brierton, Bonnie J.
Former President of Thorogood Credit Union
Thorogood Credit Union N/A N/A 1998
16-0162-R3 Brightview Federal Credit Union
Brightview Federal Credit Union Ridgeland MS 2016
07-0401-II Briza-Davis, Renee
Former teller at Connects FCU, Richmond, Virginia
Connects FCU Richmond VA 2007
13-0011-R1 Broadway, Sharon
Notice of Prohibition - Former Employee of United Catholic Credit Union in Temperance, Michigan
United Catholic Credit Union in Temperance Temperance MI 2013
17-0135-r1 Brockport Federal Credit Union, Brockport Federal Credit Union
Brockport Federal Credit Union
Brockport Federal Credit Union Brockport NY 2017
16-0187-R4 Brogden, Thomas Eugene
Former Employee of Hiway Federal Credit Union
Hiway Federal Credit Union Saint Paul MN 2016
97-12-1 Brooke, J. Clayton
Capital Corporate FCU
Capital Corporate FCU N/A N/A 1997
05-0301-III Brooks, Kristi L.
Former Employee, Georgia Power Northwest Federal Credit Union, Rome Georgia
N/A Rome GA 2005
23-0103-WR Brooks, Meaghan
Former Employee
HAPO Community Credit Union Richland WA 2023
06-1201-IV Brousseau, Latrell
Former Teller Louisiana Association of Educators
Louisiana Association of Educators New Orleans LA 2006
16-0082-R1 Brown, Mary
Former Employee of Southbridge Credit Union
Southbridge Credit Union Southbridge MA 2016
98-0401-II Brown, Jennifer
Jessop Employees FCU
Jessop Employees FCU N/A N/A 1998
21-0125-ER Brown, Joan P.
Former Employee
Service Center for Credit Unions, Inc. N/A PA 2021
09-0021-R3 Brown, Nikita
First Delta Federal Credit Union, Marks, Mississippi
First Delta Federal Credit Union Marks MS 2009
03-0201-V Brown, Rebecca
Former Loan Officer Buckley Federal Credit Union, Denver, CO
Buckley Federal Credit Union Denver CO 2003
07-0202-II Brown, Willie
Former Official of the Former Mt. Hebron FCU Philadelphia, PA
Mt. Hebron FCU Philadelphia Philadelphia PA 2007
07-0201-II Brown, Dorothea
Former Treasurer of the Former Mt. Hebron Baptist FCU Philadelphia, PA
Mt. Hebron Baptist FCU Philadelphia Philadelphia PA 2007
04-0501-III Brunson, Lois B.
Former Branch Manager, Civic Federal Credit Union, Rock Hill, SC
Civic Federal Credit Union Rock Hill SC 2004
13-0052-R3 Bryan, Colbert
Notice of Prohibition - Institution-affiliated party of Eastern Financial Credit Union in Miramar, Florida
Eastern Financial Credit Union in Miramar Miramar FL 2013
05-0301-IV Bryant, Shondra
Former loan officer of Shell Employees Houston Texas Federal Credit Union, Houston, Texas;
Shell Employees Houston Texas Federal Credit Union Houston TX 2005
08-0021-R3 Bryson, Ann M.
Good Samaritan Employees Federal Credit Union, Cincinnati, Ohio
Good Samaritan Employees Federal Credit Union Cincinnati OH 2008
18-0039-R2 Buber, Debra
Former Employee of STOFFE Federal Credit Union
STOFFE Federal Credit Union Solon OH 2018
19-0182-SR Bullock, Tobisha
Former Institution-Affiliated Party of CAANO Employees Federal Credit Union
CAANO Employees Federal Credit Union New Orleans LA 2019
00-0702-II Burkley, Maria M.
An Institution-Affiliated Party and Person Participating in the Affairs of Erie Postal Credit Union, Erie, Pennsylvania
Erie Postal Credit Union Erie PA 2000
18-0020-R2 Burns, Tammy
Former Employee of Access Credit Union
Access Credit Union Bristol PA 2018
12-0026-CO Burrell, Robert J
Cease and Desist Order - Former institution-affiliated party of Western Corporate Federal Credit Union (WesCorp) in San Dimas, California
Western Corporate Federal Credit Union (WesCorp) in San Dimas San Dimas CA 2012
01-0601-VI Burrill, Thomas W.
Former Manager of Transport Federal Credit Union Federal Way, WA
Transport Federal Credit Union Federal Way Federal Way WA 2001
17-0091-R2 Burton, Robert M.
Former Employee of Vantage Trust Credit Union
Vantage Trust Credit Union Wilkes Barre PA 2017
07-0302-III Burton, Margaret H.
Progressive Teachers FCU Chattanooga, TN
Progressive Teachers FCU Chattanooga Chattanooga TN 2007
17-0062-R5 Bushart, Allison M.
Former Employee of Patelco Credit Union
Patelco Credit Union Pleasanton CA 2017
19-0151-WR Buxton, Karen
Former Employee
ADM Credit Union Decatur IL 2019
14-0229-R1 Bykota Federal Credit Union
Bykota Federal Credit Union
Bykota Federal Credit Union Brooklyn NY 2015
17-0093-R5 Byrd, Barbara Jo
Former Employee of Progressions Credit Union
Progressions Credit Union Spokane WA 2017
16-0044-R3 C D S C Louisiana Federal Credit Union
N/A Coushatta LA 2016
17-0151-r5 C U P Federal Credit Union, C U P Federal Credit Union
C U P Federal Credit Union
C U P Federal Credit Union Provo UT 2017
16-0040-R2 CCC Van Wert Credit Union
N/A Van Wert OH 2016
16-0109-R3 CHEMCO Federal Credit Union
N/A Louisville KY 2016
17-0145-r3 CN/IC Employees Credit Union, CN/IC Employees Credit Union
CN/IC Employees Credit Union
CN/IC Employees Credit Union Memphis TN 2017
17-0114-r1 CT1 Media Credit Union, CT1 Media Credit Union
CT1 Media Credit Union
CT1 Media Credit Union Hartford CT 2017
14-0223-R4 CTA South Federal Credit Union
CTA South Federal Credit Union
CTA South Federal Credit Union Chicago IL 2015
16-0211-R4 CTAFC Federal Credit Union
CTAFC Federal Credit Union Chicago IL 2016
14-0041-R1 CTK Credit Union
CTK Credit Union Milwaukee WI 2014
99-0701-I Cabral, Theresa Ann
An Institution-Affiliated Party and Person Participating in the Affairs of Espirito Santo Federal Credit Union, Fall River, Massachusetts
Espirito Santo Federal Credit Union Fall River MA 1999
18-0093-R3 Cain, Michelle
Former Employee of Business and Industrial Federal Credit Union
Business and Industrial Federal Credit Union Columbus IN 2018
05-0808-V California Lithuanian Credit Union
Order of Assessment of Civil Money Penalty
N/A Santa Monica CA 2005
07-0601-III Call, David A.
Former Chief Executive Officer of Florida Health Systems FCU, Miami, Florida
Florida Health Systems FCU Miami FL 2007
11-0033-R2 Callan, Milton W.
Notice of Prohibition - Former Employee of Lockheed Federal Credit Union in Burbank, California
Lockheed Federal Credit Union in Burbank Burbank CA 2011
18-0068-R4 Callaway, Chelly Ann
Former Employee of Kellogg Midwest Federal Credit Union
Kellogg Midwest Federal Credit Union Omaha NE 2018
18-0071-R5 Camba, Melody
Former Employee of Independent Employers Group Federal Credit Union
Independent Employers Group Federal Credit Union Hilo HI 2018
17-0109-r5 Camino Federal Credit Union, Camino Federal Credit Union
Camino Federal Credit Union
Camino Federal Credit Union Montebello CA 2017
19-0150-WR Camp, Joey
Former employee
Peoria Fire Fighters Credit Union Peoria IL 2019
09-0005-R3 Campbell, Rhonda
North Star Federal Credit Union, Lima, Ohio
North Star Federal Credit Union Lima OH 2009
16-0091-R1 Canandaigua Federal Credit Union
N/A Canandaigua NY 2016
05-0502-II Capone, Cristina L.
Former Teller, Blair County FCU, Altoona, PA;
Blair County FCU Altoona PA 2005
14-0225-R2 Cardozo Lodge Federal Credit Union
Cardozo Lodge Federal Credit Union
Cardozo Lodge Federal Credit Union Bensalem PA 2015
03-1201-I Carey, Sr., William G.
Former Treasurer of Troy Federal Credit Union, Troy, New York
Troy Federal Credit Union Troy NY 2003
97-0701-V Carlsen, Ronald W. "Chip"
Institution-affiliated party of White Sands Federal Credit Union White Sands, New Mexico
White Sands Federal Credit Union White Sands White Sands NM 1997
13-0080-R5 Carnahan, Jade
Former Employee of Rivergate Federal Credit Union in Portland, Oregon
Rivergate Federal Credit Union Portland OR 2014

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