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Administrative Orders

Administrative Orders are formal enforcement orders issued by the NCUA pursuant to Section 206 of the Federal Credit Union Act (12 U.S.C. § 1786). Generally, the NCUA issues Administrative Orders when it finds that a credit union or persons affiliated with a credit union have violated a law, rule or regulation, breached a fiduciary duty, or engaged in an unsafe or unsound practice.

The three most common orders issued by the NCUA include:

  • An Order to Cease and Desist, which requires an institution or individual to take action (or refrain from taking action), including making restitution;
  • An Order of Prohibition, which prohibits an individual from ever working for a federally insured financial institution; and
  • An Order Assessing Civil Money Penalties, which requires an institution or individual to pay an assessed penalty amount.

Prior to the issuance of an Administrative Order, the Federal Credit Union Act provides due process rights, which include the ability to have an administrative hearing before the Office of Financial Institution Adjudication, and to appeal the agency's decision to issue an order to the U.S. Circuit Court of Appeals.

The NCUA also issues Notices of Prohibition to individuals under Section 205(d) of the Federal Credit Union Act (12 U.S.C. § 1785(d)). The notice advises an individual convicted of a criminal offense of the prohibitions resulting from their conviction. (Until recently the NCUA issued formal Notices of Prohibition, but in conformity with the other federal financial institution regulators, we are now issuing letter notices.)

Disclaimer: This platform is intended to provide access to the enforcement actions taken by the NCUA since 1991 in a searchable and downloadable format. It is not guaranteed to be comprehensive. The primary source for the enforcement actions are the NCUA's press releases and other official communications. The names of the individuals and financial institutions contained herein reflect the institutions' identities when the enforcement actions were finalized and do not necessarily represent their current identities.

This platform also includes notices issued by the NCUA since 2008 to individuals under Section 205(d) of the Federal Credit Union Act. Under the law, the prohibitions outlined in these notices may have expired and the individual might no longer be prohibited from holding a position at an insured credit union. Although the NCUA is making notices issued pursuant to 205(d) searchable and downloadable, users of this platform should conduct their own inquiry regarding the current status of any prohibition identified in this platform.

Enforcement actions issued by other federal financial institution regulators can be found at the following websites:

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Showing 101 - 200 of 1532 Results
Docket # Name and Relationship Institution City State Year
10-0011-R1 Vaughan, Cynthia
Notice of Prohibition - Former Manager of Rockland Employees Federal Credit Union in Spring Valley, New York
Rockland Employees Federal Credit Union in Spring Valley Spring Valley NY 2010
01-0301-I Vasquez, Raphael
Former Assistant Manager of New York University Federal Credit Union in New York, New York
New York University Federal Credit Union in New York New York NY 2001
97-03-07-I Vasapolle, Lynn M.
Former officer of Barnstable Community Federal Credit Union ("BCFCU")
Barnstable Community Federal Credit Union ("BCFCU") N/A N/A 1997
09-0041-R3 Vanterpool-Charles, Emily
St. Thomas Federal Credit Union, St. Thomas, US Virgin Islands
St. Thomas Federal Credit Union St. Thomas VI 2009
02-1001-IV Vansky, Iris R.
Former Manager
N/A N/A N/A 2002
13-0056-R4 Vangh, True Yang
Hmong American Federal Credit Union in St. Paul, Minnesota
Hmong American Federal Credit Union St. Paul MN 2013
13-0055-R4 Vangh, Nkajlo
Former Board Member of Hmong American Federal Credit Union in St. Paul, Minnesota
Hmong American Federal Credit Union in St. Paul St. Paul MN 2013
17-0100-R4 Valverde, Desire
Former Employee of Education Credit Union
Education Credit Union Amarillo TX 2017
16-0202-R2 Valley Wide of PA Federal Credit Union
Valley Wide of PA Federal Credit Union Tarentum PA 2016
05-0806-V Valley Oak Credit Union
Order of Assessment of Civil Money Penalty
N/A Three Rivers CA 2005
15-0026-R2 Valley Bell Credit Union
Valley Bell Credit Union
Valley Bell Credit Union Charleston WV 2015
03-1001-V Valdez, Rose Marie
Former bookkeeper, Sun Country Credit Union, Farmington, N.M.
Sun Country Credit Union Farmington NM 2003
16-0105-R3 V. Suarez Employees Federal Credit Union
N/A Bayamon PR 2016
96-1202IV Urbancic, Cathy M.
An Institution Affiliated Party and Person Participating in the Affairs of the Cleveland Heights Employees Credit Union
Cleveland Heights Employees Credit Union N/A N/A 1996
14-0246-R2 University of Pennsylvania Students Federal Credit Union
University of Pennsylvania Students Federal Credit Union
University of Pennsylvania Students Federal Credit Union Philadelphia PA 2015
14-0218-R3 Universal Coop Federal Credit Union
Universal Coop Federal Credit Union
Universal Coop Federal Credit Union Rio Grande PR 2015
06-1101-V United Methodist
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
14-0089-R4 United Consumers Credit Union
United Consumers Credit Union Independence MO 2014
14-0103-R5 Union-Wallowa-Baker Federal Credit Union
Union-Wallowa-Baker Federal Credit Union La Grande OR 2014
12-0057-R1 Unger, Kimberly
Order of Prohibition - Former Employee of Spencerport Federal Credit Union in Spencerport, New York
Spencerport Federal Credit Union in Spencerport Spencerport NY 2012
05-0401-I Unger, Melonie L.
An Institution-Affiliated Party and Person Participating the the Affairs of Syracuse FCU, Syracuse, NY;
Syracuse FCU Syracuse NY 2005
96-1201-VI Tyson, John I.
Former Consumer Loan Department Manager of Hughes Aircraft Employees Federal Credit Union
Hughes Aircraft Employees Federal Credit Union N/A N/A 1996
12-0065-R3 Tyler, Brian
Notice of Prohibition - Former Employee of East Kentucky Employees Federal Credit Union
East Kentucky Employees Federal Credit Union N/A N/A 2012
16-0087-R3 Turpin, Brandy Andrews
Former Employee of Southeast Federal Credit Union
Southeast Federal Credit Union Cornelia GA 2016
08-0050-R1 Turner, Robyn Mullen
GPM Credit Union, South Portland, Maine
GPM Credit Union South Portland ME 2009
19-0112-ER Turk, Julie Ann
Former Employee of Allentown Federal Credit Union
Allentown Federal Credit Union Allentown PA 2019
16-0154-R2 Troy Area School Employees Federal Credit Union
Troy Area School Employees Federal Credit Union Troy PA 2016
01-0302-VI Tripp, Janet
Former Manager, Intermountain Credit Union, Salt Lake City, Utah
Intermountain Credit Union Salt Lake City UT 2001
15-0169-R3 Trinity Baptist Church Federal Credit Union
Trinity Baptist Church Federal Credit Union
Trinity Baptist Church Federal Credit Union Florence SC 2015
09-0002-R1 Tribou, Jacqueline A.
Eastern Maine Medical Center Federal Credit Union, Newark, New Jersey
Eastern Maine Medical Center Federal Credit Union Newark NJ 2009
14-0012-R4 Trevathan, Erin
Former Employee of Pampa Teachers Federal Credit Union in Pampa, Texas
Pampa Teachers Federal Credit Union Pampa TX 2014
97-12-2 Townsend, Bruce A.
Capital Corporate FCU
Capital Corporate FCU N/A N/A 1997
14-0233-R3 Towns-Union Educators' Federal Credit Union
Towns-Union Educators' Federal Credit Union
Towns-Union Educators' Federal Credit Union Young Harris GA 2015
15-0022-R2 Towanda School Employees Federal Credit Union
Towanda School Employees Federal Credit Union
Towanda School Employees Federal Credit Union Towanda PA 2015
18-0009-R1 Tourtillott, Anthony N.
Former Employee of Focus Credit Union
Focus Credit Union Wauwatosa WI 2018
02-0701VI Torricer, Janice Ann
An Institution Affiliated Party and Person Participating in the Affairs of the HC&S Federal Credit Union, Kahului, HI
HC&S Federal Credit Union Kahului HI 2002
24-0008-WR Torres, Tina L.
Former Employee
Valley Agricultural Federal Credit Union Santa Paula CA 2024
14-0232-R4 Toro Employees Federal Credit Union
Toro Employees Federal Credit Union
Toro Employees Federal Credit Union Bloomington MN 2015
03-0601-VI Tippins, April May
Former Loan Officer of 20th Century Fox Federal Credit Union
20th Century Fox Federal Credit Union N/A N/A 2003
15-0168-R3 Tippecanoe Federal Credit Union
Tippecanoe Federal Credit Union
Tippecanoe Federal Credit Union Lafayette IN 2015
17-0090-R5 Times Federal Credit Union
Times Federal Credit Union
Times Federal Credit Union Honolulu HI 2017
19-0157-SR Thurman, Joshua
Former Institution-Affiliated Party of Mid East Tennessee Community
Mid East Tennessee Community Decatur TN 2019
19-0156-SR Thurman, Grover
Former Institution-Affiliated Party of Mid East Tennessee Community
Mid East Tennessee Community Decatur TN 2019
04-1001-II Thompson, Linda Marie
Former Teller, SE Erie Industrial Federal Credit Union, Erie, PA
SE Erie Industrial Federal Credit Union Erie PA 2005
14-0034-R5 Thomas, Renee
Former Employee of Community Credit Union in Takoma, Washington
Community Credit Union Takoma WA 2014
00-0704-II Thomas, Judith Marie
An Institution-Affiliated Party and Person Participating in the Affairs of General Teamsters #397 Federal Credit Union, Erie, Pennsylvania
General Teamsters #397 Federal Credit Union Erie PA 2000
00-0603-III Thomas, Stephanie K.
VF Credit Association FCU Greensboro, North Carolina
VF Credit Association FCU Greensboro Greensboro NC 2000
92-0901 I Thomas, Cletus P.
Rockland Federal Credit Union
Rockland Federal Credit Union N/A N/A 1992
05-0101-IV Thomas, Lois
Former Branch Manager, Louisiana Public Health Workers Federal Credit Union, Metairie, Louisiana;
Louisiana Public Health Workers Federal Credit Union Metaire LA 2005
15-0039-R4 Tex Mex Credit Union
Tex Mex Credit Union
Tex Mex Credit Union Laredo TX 2015
01-0701-V Terry, Jan
Former Manager of Galveston Telco & Communications Credit Union, Texas City, Texas
Galveston Telco & Communications Credit Union Texas City TX 2001
12-0025-R3 Telfair, Eugene
Notice of Prohibition - Florida A&M University Federal Credit Union in Tallahassee, Florida
Florida A&M University Federal Credit Union in Tallahassee Tallahassee FL 2012
14-0212-R5 Technicolor Federal Credit Union
Technicolor Federal Credit Union
Technicolor Federal Credit Union Burbank CA 2015
16-0110-R3 Team and Wheel Federal Credit Union
N/A Winston Salem NC 2016
16-0007-R5 Teall, Randy Gard
Former Employee of Global Credit Union
Global Credit Union Spokane WA 2016
14-0028-R3 Teague, Gail
Former Employee of Ochsner Clinic Federal Credit Union
Ochsner Clinic Federal Credit Union New Orleans LA 2016
09-0027-R3 Taylor, Patricia Ann
Former office manager of Nashville Post Office SCU, Nashville, Tennessee
Nashville Post Office SCU Nashville TN 2009
09-0036-R3 Taylor, Elsie P.
Former manager of City of Wilson Federal Credit Union, Wilson, North Carolina
City of Wilson Federal Credit Union Wilson NC 2009
12-0030-R1 Taylor, Joanne
Notice of Prohibition - Former Employee of Hingham Federal Credit Union in Hingham, Massachusetts
Hingham Federal Credit Union in Hingham Hingham MA 2012
08-0038-R3 Taylor, Amy M.
Former Manager of Hurd Employees Credit Union, Greenville, Tennessee
Hurd Employees Credit Union Greenville TN 2008
06-1101-III Tampa Bay
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
12-0015-R2 Talbert, James M.
Order of Prohibition - Former Board Member and Institution - Affiliated Party of District Government Employees Federal Credit Union.
District Government Employees Federal Credit Union. N/A N/A 2012
92-0902 V Talamante, Leroy Ramon
Guadalupe Credit Union
Guadalupe Credit Union N/A N/A 1992
14-0202-R5 Takushi, Dona
Former Employee of OTS Employees Federal Credit Union
OTS Employees Federal Credit Union Honolulu HI 2014
17-0118-r3 Tabernacle Federal Credit Union, Tabernacle Federal Credit Union
Tabernacle Federal Credit Union
Tabernacle Federal Credit Union Augusta GA 2017
14-0010-R5 Tabar, Rhandy
Former Employee of Uncle Credit Union in Livermore, California
Uncle Credit Union Livermore CA 2014
17-0148-r4 THD-6 Credit Union, THD-6 Credit Union
THD-6 Credit Union
THD-6 Credit Union Odessa TX 2017
98-1101-I Szymczak, Coleen
Former manager of Fourth Supervisory District Employees Federal Credit Union Westfield, NY
Fourth Supervisory District Employees Federal Credit Union Westfield Westfield NY 1998
07-0701-II Symons, Michael J.
Former Chief Executive Officer of Nor-Car FCU Easton, Pennsylvania
Nor-Car FCU Easton Easton PA 2007
05-0302-V Swindle, Danilla
Former Loan Officer, Fitters Local 58 Federal Credit Union, Colorado Springs, Colorado
Fitters Local 58 Federal Credit Union Colorado Springs CO 2005
12-0028-CO Swedberg, Thomas E.
Cease and Desist Order - Former employee of Western Corporate Federal Credit Union in San Dimas, California
Western Corporate Federal Credit Union in San Dimas San Dimas CA 2012
01-0901-IV Swatloski, Jill Marie
Former branch manager of Valley Communities Credit Union in Mosinee, Wisconsin
Valley Communities Credit Union in Mosinee Mosinee WI 2001
13-0067-R1 Swanka, Michael
Notice of Prohibition - Former Employee of Remington Federal Credit Union in Richfield Springs, New York
Remington Federal Credit Union in Richfield Springs Richfield Springs NY 2013
07-0501-IV Swainey, Andrea
Former VP of Lending and Operations Capital Trust FCU St. Paul, Minnesota
Capital Trust FCU St. Paul MN 2007
14-0108-R5 Sunnyvale Federal Credit Union
Sunnyvale Federal Credit Union Sunnyvale CA 2014
00-12-03-VI Sunderland, Thomas H.
An Institution-Affiliated Party of San Clemente Securities
San Clemente Securities N/A N/A 2000
06-0802-II Sudo, Lisa
Former head teller with UFCW Federal Credit Union, Wyoming, Pennsylvania
UFCW Federal Credit Union Wyoming PA 2006
15-0030-R2 Suburban Federal Credit Union
Suburban Federal Credit Union
Suburban Federal Credit Union Toledo OH 2015
19-0184-SR Suarez, Brandon Corey
Former Employee of Space Coast Credit Union
Space Coast Credit Union Melbourne FL 2019
16-0093-R1 Sts Peter & Paul Federal Credit Union
N/A Brooklyn NY 2016
11-0040-R3 Stringer, Jennifer F.
Notice of Prohibition - Former Employee of University of South Alabama Federal Credit Union, Mobile, Alabama
University of South Alabama Federal Credit Union Mobile AL 2011
01-1101-VI Streit, Sharon Ann
Former manager Vista Federal Credit Union, Orlando, Florida
Vista Federal Credit Union Orlando FL 2001
09-0003-R5 Streibich, Kim
Silverado Credit Union, Mountain View, California
Silverado Credit Union Mountain View CA 2009
06-0901-II Straley, James R.
Former Treasurer/Manager #21845 Blackhawk FCU;
#21845 Blackhawk FCU; Beaver Falls PA 2006
14-0116-R5 Strait View Credit Union
Strait View Credit Union Port Angeles WA 2014
17-0057-R4 Stockton, Royce Elmer
Former Employee of Firstmark Credit Union
Firstmark Credit Union San Antonio AL 2017
97-0102 I Stewart, Myra
Former Manager of New York State Psychiatric Institute Employees Federal Credit Union
New York State Psychiatric Institute Employees Federal Credit Union N/A N/A 1997
19-0153-SR Steward, Doretha
Former Employee
Fayetteville Postal Credit Union Fayetteville NC 2019
08-0024-R2 Sterling, Lucinda
Former Vice-President of the liquidated Nor-Car Federal Credit Union, Easton, Pennsylvania
Nor-Car Federal Credit Union Easton PA 2008
15-0167-R3 Stephens-Adamson Employees Credit Union
Stephens-Adamson Employees Credit Union
Stephens-Adamson Employees Credit Union Clarksdale MS 2016
15-0050-R4 Stattelman, Karolyn
Former Employee of Jayhawk Federal Credit Union
Jayhawk Federal Credit Union Lawrence KS 2015
24-0009-WR Stash, Eric
Former Institution-Affiliated Party
San Juan Credit Union Blanding UT 2024
24-0003-WR Starling, Britnee Maree
Former Institution-Affiliated Party
AltaOne Federal Credit Union Ridgecrest CA 2024
14-0110-R5 Stage Employees Federal Credit Union
Stage Employees Federal Credit Union Las Vegas NV 2014
06-0201-II Staccone, Anthony
Former Treasurer/Manager, Lonza Federal Credit Union, Williamsport, PA
Lonza Federal Credit Union Williamsport PA 2006
15-0076-R3 St. Thomas Federal Credit Union
St. Thomas Federal Credit Union
St. Thomas Federal Credit Union Charlotte Amalie VI 2015
14-0211-R1 St. Phillip's Federal Credit Union
St. Phillip's Federal Credit Union
St. Phillip's Federal Credit Union New York NY 2015
16-0168-R4 St. Michaels Federal Credit Union
St. Michaels Federal Credit Union Craig CO 2016
14-0092-R4 St. Joseph's Credit Union
St. Joseph's Credit Union San Antonio TX 2014
15-0159-R1 St. John United Federal Credit Union
St. John United Federal Credit Union
St. John United Federal Credit Union Buffalo NY 2016

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