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Administrative Orders

Administrative Orders are formal enforcement orders issued by the NCUA pursuant to Section 206 of the Federal Credit Union Act (FCUA) (12 U.S.C. § 1786). Generally, the NCUA issues Administrative Orders when it finds that a credit union or persons affiliated with a credit union have violated a law, rule or regulation, breached a fiduciary duty, or engaged in an unsafe or unsound practice.

The three most common orders issued by the NCUA include:

  • An Order to Cease and Desist, which requires a party to take action (or refrain from taking action), including making restitution; 
  • An Order or Notice of Prohibition, which prohibits a party from ever working for a federally insured financial institution; and 
  • An Order Assessing Civil Money Penalties.

Prior to the issuance of an Administrative Order, the Federal Credit Union Act provides due process rights, which include the ability to have an administrative hearing before the Office of Financial Institution Adjudication, and to appeal the agency's decision to issue an order to the U.S. Circuit Court of Appeals.

Enforcement actions against other institutions or their affiliated parties can be found at the website of the institution's primary federal regulator:

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Showing 201 - 300 of 1525 Results
Docket # Name and Relationship Institution City State Year
9801-01-V Spruill, William G.
Oneok Credit Union
Oneok Credit Union N/A N/A 1998
16-0219-R4 Springfield City Employees Credit Union
Springfield City Employees Credit Union Springfield IL 2016
15-0006-R2 Spirikaitis, Alex
Former Employee of Taupa Lithuanian Credit Union
Taupa Lithuanian Credit Union Cleveland OH 2015
98-0402-VI Speak, Christy
Former Manager and person participating in the affairs of Placer Nevada Grange Credit Union
Placer Nevada Grange Credit Union N/A N/A 1998
14-0036-R1 Southwest Michigan Federal Credit Union
Southwest Michigan Federal Credit Union Kalamazoo MI 2014
14-0138-R3 South Shore Railroad Employees Federal Credit Union
South Shore Railroad Employees Federal Credit Union
South Shore Railroad Employees Federal Credit Union Michigan City IN 2014
14-0160-R3 South Louisiana Highway Federal Credit Union
South Louisiana Highway Federal Credit Union
South Louisiana Highway Federal Credit Union Bridge City LA 2014
16-0171-R4 South Community Credit Union
South Community Credit Union Sullivan MO 2016
09-0032-R5 Song, Lee Woong
Former manager of Korean American Federal Credit Union, Oakland, California
Korean American Federal Credit Union Oakland CA 2009
99-1102-II Somers, Jr., Richard
An Institution Affiliated Party and Person Participating in the Affairs of the FIRST CREDIT UNION OF SCRANTON, Scranton, Pennsylvania
FIRST CREDIT UNION OF SCRANTON Scranton PA 1999
9801-01-IV Sneed, Kimberly M.
County Wide Federal Credit Union
County Wide Federal Credit Union N/A N/A 1998
01-0202-VI Snaer, Kellie
Golden One Credit Union,Sacramento, California
Golden One Credit Union Sacramento CA 2001
15-0133-R4 Smith, Elizabeth
Former Employee of Louden Depot Community Credit Union
Louden Depot Community Credit Union Fairfield IA 2015
97-03-01-I Smith, James K.
Former co-founder and officer of Barnstable Community Federal Credit Union ("BCFCU")
Barnstable Community Federal Credit Union ("BCFCU") N/A N/A 1997
00-1001-VI Smith, Janell Kay
An Institution-Affiliated Party and Person Participating in the Affairs of Food Industries Credit Union, Springfield, Oregon
Food Industries Credit Union Springfield OR 2000
19-0152-SR Smith, Shannon
Former employee
Appalachian Community Federal Credit Union Gray TN 2019
11-0041-R2 Smith, Lori J.
Notice of Prohibition - Former Employee of MSA Employees Federal Credit Union, Murrysville, Pennsylvania
MSA Employees Federal Credit Union Murrysville PA 2011
09-0050-R3 Smith, Crystal L.
Bluegrass Community Federal Credit Union, Ashland, Kentucky
Bluegrass Community Federal Credit Union Ashland KY 2009
08-0044-R3 Smith, Winston Louis
State Employees Credit Union, Jacksonville, Florida
State Employees Credit Union Jacksonville FL 2009
05-0301-II Smith, David A.
Former Board Chairman, Pennsylvania Central Federal Credit Union, Harrisburg, Pennsylvania
Pennsylvania Central Federal Credit Union Harrisburg PA 2005
04-1101-I Smith, Sharon A.
Former manager of Rome Federal Credit Union, Rome, New York;
Rome Federal Credit Union Rome NY 2005
03-0101-VI Smart, Kimberly
Addison Avenue Federal Credit Union formerly know as H.P. FCU, Palo Alto, CA
Addison Avenue Federal Credit Union formerly know as H.P. FCU Palo Alto CA 2003
09-0060-R2 Slootmaker, Henry L.
Peoples First Choice Federal Credit Union, Glen Rock, New Jersey
Peoples First Choice Federal Credit Union Glen Rock NJ 2009
14-0143-R5 Skyone Federal Credit Union
Skyone Federal Credit Union
Skyone Federal Credit Union Hawthorne CA 2014
96-11-01-III Skipper, Martha
Former Treasurer/Manager of First Neshoba Federal Credit Union
First Neshoba Federal Credit Union N/A N/A 1996
18-0006-R3 Skinner, Michael Andrew
Former Employee of Dade County Federal Credit Union
Dade County Federal Credit Union Sweetwater FL 2018
14-0169-R1 Sister's Hospital Employees Federal Credit Union
Sister's Hospital Employees Federal Credit Union
Sister's Hospital Employees Federal Credit Union Buffalo NY 2014
12-0045-CO Siravo, Robert A
Stipulation and Consent to Issuance of an Order of Prohibition - Western Corporate Federal Credit Union in San Dimas, California
Western Corporate Federal Credit Union in San Dimas San Dimas CA 2012
97-0301-III Singleton, Dean I.
Former manager of Champion Credit Union
Champion Credit Union N/A N/A 1997
98-0613-II Singleton, Violet J.
Former Operations Manager of Christ HospitalFederal Credit Union
Christ HospitalFederal Credit Union N/A N/A 1998
97-0703-VI Simpson, Doris L.
First City Savings Federal Credit Union
First City Savings Federal Credit Union N/A N/A 1997
21-WR-0130 Simontacchi, Stephanie
Former Employee
Redwood Credit Union Santa Rosa CA 2022
18-0066-R3 Simon, Amy
Former Employee/Institution-Affiliated Party of South Jennings Catholic Federal Credit Union
South Jennings Catholic Federal Credit Union Jennings LA 2018
16-0001-R1 Simmerman, Kathryn Sue
Former Employee of Shoreline Federal Credit Union
Shoreline Federal Credit Union Norton Shores MI 2016
14-0120-R1 Simko, Patricia
Former Employee of A C M G Federal Credit Union
ACMG Federal Credit Union Solvay NY 2014
16-0185-R4 Simental Mendoza, Hilda
Former Employee of El Paso’s Federal Credit Union
El Paso’s Federal Credit Union El Paso TX 2016
07-0801-I Sim, Angelica H.
Former Teller at Coastway Credit Union, Cranston, Rhode Island
Coastway Credit Union Cranston RI 2008
91-1001I Silvia, Karen L.F.
An Institution Affiliated Party and Person Participating in the Affairs of the First Citizens Federal Credit Union
First Citizens Federal Credit Union N/A N/A 1991
20-0107-ER Silva, Suzanne
Former Employee
Winthrop-University Hospital Employees Federal Credit Union Mineola NY 2020
14-0190-R5 Sierra Point FISCU
Sierra Point FISCU
Sierra Point FISCU South San Francisco CA 2014
12-0003-CO Sidley, Timothy T.
Order of Prohibition - Former Employee of Western Corporate Federal Credit Union
Western Corporate Federal Credit Union N/A N/A 2012
15-0003-R2 Sicking, Sandra
Former Employee of CinFed Federal Credit Union
CinFed Federal Credit Union Cincinnati OH 2015
14-0133-R2 Shurina, Melissa
Former Employee of USX Federal Credit Union
USX Federal Credit Union Cranberry Township PA 2014
11-0023-R1 Shufelt-Cure, Amy
Notice of Prohibition - Former Employee of Columbia Greene Federal Credit Union, Hudson, New York
Columbia Greene Federal Credit Union Hudson NY 2011
22-0113-ER Shorkey, Robert P.
Former Institution-Affiliated Party
DFCU Financial Dearborn MI 2023
09-0057-R4 Shook, Mandi Nicole
Notice of Prohibition - Former Employee of TexDot-WF Credit Union in Wichita Falls, Texas
TexDot-WF Credit Union in Wichita Falls Wichita Falls TX 2010
06-1202-IV Shoenbeck, Larry
Former CEO First Century FCU Sioux Falls, South Dakota;
First Century FCU Sioux Falls Sioux Falls SD 2006
05-0701-II Shivak, Sharon
Person Participating in the Affairs of S A M P Scranton FCU, Scranton, PA;
S A M P Scranton FCU Scranton PA 2005
11-0019-R1 Shinnick, Stephen
Notice of Prohibition - Former Employee of Norwood School Employees Federal Credit Union, Norwood, Massachusetts
Norwood School Employees Federal Credit Union Norwood MA 2011
22-0105-WR Shimanek, Judith
Former Employee
Ark City Teachers Credit Union Arkansas City KS 2022
08-0019-R3 Sherman, Patricia H.
Former Teller of Obelisk Federal Credit Union, New Albany, Indiana
Obelisk Federal Credit Union New Albany IN 2008
17-0101-R2 Sheppard, James Nathan
Former Employee of Virginia State University Federal Credit Union
Virginia State University Federal Credit Union South Chesterfield VA 2017
02-0401-IV Sheppard, Ann
An Institution Affiliated Party and Person Participating in the Affairs of the Alliance Credit Union Fenton, Missouri
Alliance Credit Union Fenton N/A MO 2002
13-0079-R1 Shepard, Janine
Former Employee of Greylock Federal Credit Union in Pittsfield, Massachusetts
Greylock Federal Credit Union Pittsfield MA 2014
06-0803-II Shelton, Sarah Marie
Former accounting clerk with Peoples Advantage Federal Credit Union, Chester, Virginia
Peoples Advantage Federal Credit Union Chester VA 2006
21-0122-ER Shaw, Stacey
Former Employee
IBEW Local Union 712 Federal Credit Union Beaver PA 2021
20-0143-ER Shaeffer, Brooke
Former Employee
Member’s 1st Federal Credit Union Mechanicsburg PA 2020
99-0301-VI Seymour, Terry
Former manager of Safeway Federal Credit Union Butte, Montana
Safeway Federal Credit Union Butte Butte MT 1999
19-0334-WR Severson, Benjamin
Former employee
Marine Credit Union La Crosse WI 2019
97-0901III Senn, Elizabeth Ann
An Institution Affiliated Party and Person Participating in the Affairs of the Crossett Paper Mills Employees Federal Credit Union, Crossett, Arkansas
Crossett Paper Mills Employees Federal Credit Union Crossett AR 1997
14-0198-R4 Selman, Kelsey
Former Employee of Milledgeville Community Credit Union
Milledgeville Community Credit Union Milledgeville IL 2014
96-1101II Seitz, Kathryn
Domestic Federal Credit Union
Domestic Federal Credit Union N/A N/A 1996
14-0005-R5 Secoda, Nancy Ann
Former Employee of Vons Employees Federal Credit Union in El Monte, California
Vons Employees Federal Credit Union El Monte CA 2014
16-0148-R1 Sebasticook Valley Federal Credit Union
Sebasticook Valley Federal Credit Union Pittsfield ME 2016
15-0049-R5 Sears Spokane Employees Federal Credit Union
Sears Spokane Employees Federal Credit Union
Sears Spokane Employees Federal Credit Union Spokane WA 2015
14-0155-R5 Sea West Coast Guard Federal Credit Union
Sea West Coast Guard Federal Credit Union
Sea West Coast Guard Federal Credit Union Oakland CA 2014
18-0048-R1 Scribner, Mariah Lee
Former Employee/Institution-Affiliated Party of Lake Huron Credit Union
Lake Huron Credit Union Saginaw MI 2018
02-0103-II Screvin, Jennifer
Former manager at the Division 819 Transit Employees Credit Union
Division 819 Transit Employees Credit Union N/A N/A 2002
09-0028-R1 Scott-Alexander, McKenzie L.
Former loan officer of Rochdale Co-Op Federal Credit Union, Jamaica, New York
Rochdale Co-Op Federal Credit Union Jamaica NY 2009
15-0012-R1 Science Park Federal Credit Union
Science Park Federal Credit Union
Science Park Federal Credit Union New Haven CT 2015
13-0016-R4 Schwartz, Georgia
Notice of Prohibition - Former Employee of Glen Ullin Credit Union in Ullin, North Dakota
Glen Ullin Credit Union in Ullin Ullin ND 2013
05-0804-III School Employees Lorain City Credit Union
Order of Assessment of Civil Money Penalty
N/A Elyra OH 2005
16-0092-R1 Schenectady County Employees Federal Credit Union
N/A Schenectady NY 2016
14-0163-R1 Schenectady County Employees Federal Credit Union
Schenectady County Employees Federal Credit Union
Schenectady County Employees Federal Credit Union Schenectady NY 2014
17-0064-R2 Schenck, Karen
Former Employee of Corry Area Schools Federal Credit Union
Corry Area Schools Federal Credit Union Corry PA 2017
14-0019-R4 Schaal, Anne
Former Employee of Aurora Firefighter Credit Union in Aurora, Illinois
Aurora Firefighter Credit Union Aurora IL 2014
06-0702-III Scarbro, Teri Lynn
Former Manager #1 Federal Credit Union, Jonesboro, Georgia
#1 Federal Credit Union Jonesboro GA 2006
17-0011-R4 Scalzo, James
Former Employee of Consumers Cooperative Credit Union
Consumers Cooperative Credit Union Gurnee IL 2017
15-0001-R3 Scales, Saundra
Former Employee of First Legacy Community Credit Union
First Legacy Community Credit Union Charlotte NC 2015
15-0122-R3 Savastate Teachers Federal Credit Union
Savastate Teachers Federal Credit Union
Savastate Teachers Federal Credit Union Savannah GA 2015
16-0156-R3 Savastate Teachers Federal Credit Union
Savastate Teachers Federal Credit Union Savannah GA 2016
19-0165-ER Santos, Jasmine
Former Institution-Affiliated Party of People’s Alliance Federal Credit Union
People’s Alliance Federal Credit Union Hauppauge NY 2019
21-0123-ER Santiago, Cristal
Former Employee
North Jersey Federal Credit Union Totowa NJ 2021
15-0142-R3 Santay, Sandra
Former Employee
Lakeside Federal Credit Union Hammond IN 2020
09-0052-R2 Santana, Ana
the merged TRICARE Federal Credit Union, Newark, New Jersey
TRICARE Federal Credit Union Newark NJ 2009
14-0240-R5 Santa Cruz Community Credit Union
Santa Cruz Community Credit Union
Santa Cruz Community Credit Union Santa Cruz CA 2015
96-08-01-II Sanders, Linda M.
An Institution Affiliated Party and Person Participating in the Affairs of the Ethicon Employees Federal Credit Union
Ethicon Employees Federal Credit Union N/A N/A 1996
21-0126-SR Sanchez-Santiago, Jonathan
Former Employee
Guardians Credit Union West Palm Beach FL 2021
02-0703VI Sanchez, Ivy J.
An Institution Affiliated Party and Person Participating in the Affairs of the HC&S Federal Credit Union, Kahului, HI
HC&S Federal Credit Union Kahului HI 2002
14-0017-R5 Sanchez, Jolina
Former Employee of Azusa City Employees Federal Credit Union in Azusa, California
Azusa City Employees Federal Credit Union Azusa CA 2014
00-12-02-VI San Clemente Financial Group, Inc., aka San Clemente Financial Group Securities, Inc., aka San Clemente Securities, Inc.
An Institution-Affiliated Party
An Institution-Affiliated Party N/A N/A 2000
12-0072-R2 Samuells, Tiffany
Notice of Prohibition - Former Employee of Clara Barton Federal Credit Union in Washington, D.C.
Clara Barton Federal Credit Union in Washington Washington DC 2013
04-1101-IV Sample, Fregeania
Former Manager, Austin West Garfield Federal Credit Union, Chicago, IL
Austin West Garfield Federal Credit Union Chicago IL 2005
07-0501-II Saloney, Valerie
Former Member Services Representative, Merho FCU, Johnstown, PA
Merho FCU Johnstown PA 2007
16-0134-R4 Salmieri, Dara
Former Employee of Alliance Credit Union
Alliance Credit Union Fenton MO 2016
12-0022-R4 Salazar, Anna Marie
Notice of Prohibition - Former Employee of Alamo Federal Credit Union in San Antonio, Texas.
Alamo Federal Credit Union in San Antonio San Antonio TX 2012
17-0131-r2 Saker Shop Rite Federal Credit Union, Saker Shop Rite Federal Credit Union
Saker Shop Rite Federal Credit Union
Saker Shop Rite Federal Credit Union Freehold NJ 2017
14-0080-R4 Saint Francis Employees Federal Credit Union
Saint Francis Employees Federal Credit Union Tulsa OK 2014
16-0163-R4 Saint Francis Employee's Federal Credit Union
Saint Francis Employee's Federal Credit Union Tulsa OK 2016
13-0048-R4 Saad, Michael
Notice of Prohibition - Former Appraiser used by DHCU Community Credit Union in Moline, Illinois
Former Appraiser used by DHCU Community Credit Union in Moline Moline IL 2013

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