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Administrative Orders

Administrative Orders are formal enforcement orders issued by the NCUA pursuant to Section 206 of the Federal Credit Union Act (12 U.S.C. § 1786). Generally, the NCUA issues Administrative Orders when it finds that a credit union or persons affiliated with a credit union have violated a law, rule or regulation, breached a fiduciary duty, or engaged in an unsafe or unsound practice.

The three most common orders issued by the NCUA include:

  • An Order to Cease and Desist, which requires an institution or individual to take action (or refrain from taking action), including making restitution;
  • An Order of Prohibition, which prohibits an individual from ever working for a federally insured financial institution; and
  • An Order Assessing Civil Money Penalties, which requires an institution or individual to pay an assessed penalty amount.

Prior to the issuance of an Administrative Order, the Federal Credit Union Act provides due process rights, which include the ability to have an administrative hearing before the Office of Financial Institution Adjudication, and to appeal the agency's decision to issue an order to the U.S. Circuit Court of Appeals.

The NCUA also issues Notices of Prohibition to individuals under Section 205(d) of the Federal Credit Union Act (12 U.S.C. § 1785(d)). The notice advises an individual convicted of a criminal offense of the prohibitions resulting from their conviction. (Until recently the NCUA issued formal Notices of Prohibition, but in conformity with the other federal financial institution regulators, we are now issuing letter notices.)

Disclaimer: This platform is intended to provide access to the enforcement actions taken by the NCUA since 1991 in a searchable and downloadable format. It is not guaranteed to be comprehensive. The primary source for the enforcement actions are the NCUA's press releases and other official communications. The names of the individuals and financial institutions contained herein reflect the institutions' identities when the enforcement actions were finalized and do not necessarily represent their current identities.

This platform also includes notices issued by the NCUA since 2008 to individuals under Section 205(d) of the Federal Credit Union Act. Under the law, the prohibitions outlined in these notices may have expired and the individual might no longer be prohibited from holding a position at an insured credit union. Although the NCUA is making notices issued pursuant to 205(d) searchable and downloadable, users of this platform should conduct their own inquiry regarding the current status of any prohibition identified in this platform.

Enforcement actions issued by other federal financial institution regulators can be found at the following websites:

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Showing 101 - 200 of 1532 Results
Docket # Name and Relationship Institution City State Year
17-0151-r5 C U P Federal Credit Union, C U P Federal Credit Union
C U P Federal Credit Union
C U P Federal Credit Union Provo UT 2017
19-0175-WR Firefighters Credit Union
Firefighters Credit Union
Firefighters Credit Union Salt Lake City UT 2019
04-0701-V Deeter, Brenda Lee Busico, aka Brenda Lee (nee) Hunsaker, aka Brenda Lee
an Institution-Affiliated Party and Person Participating in the Affairs of America First Federal Credit Union, America First Federal Credit Union, Salt Lake City, UT
America First Federal Credit Union Salt Lake City UT 2005
13-0071-R5 Jenkins, Travis
Notice of Prohibition - Former employee of Mountain America Federal Credit Union in West Jordan, Utah
Mountain America Federal Credit Union in West Jordan West Jordan UT 2013
13-0069-R5 Guzman, Monica
Notice of Prohibition - Former employee of Mountain America Federal Credit Union in West Jordan, Utah
Mountain America Federal Credit Union in West Jordan West Jordan UT 2013
10-0021-R5 Cranney, Nathan Douglas
Order of Prohibition - Former Employee of Deseret First Federal Credit Union in Salt Lake City, Utah
Deseret First Federal Credit Union in Salt Lake City Salt Lake City UT 2010
05-1202-V Coward, Barbara J.
An Institution-Affiliated Party and Person Participating in the Affairs of the Utah Copper Employees Credit Union, Copperton, UT;
Utah Copper Employees Credit Union Copperton UT 2006
24-0009-WR Stash, Eric
Former Institution-Affiliated Party
San Juan Credit Union Blanding UT 2024
15-0146-R4 Lopez, Soundra M.
Former Employee of County & Municipal Employees Credit Union
County & Municipal Employees Credit Union Edinburg TX 2018
16-0089-R4 Garza, Susan
Former Employee of Electrical Workers No 527 Federal Credit Union
Electrical Workers No 527 Federal Credit Union Texas City TX 2016
15-0175-R4 Martin Luther King Credit Union
Martin Luther King Credit Union
Martin Luther King Credit Union Houston TX 2016
15-0173-R4 Baptist Credit Union
Baptist Credit Union
Baptist Credit Union San Antonio TX 2016
16-0006-R4 Barnes, Dorothy Stegall
Former Employee of Pantex Federal Credit Union
Pantex Federal Credit Union Borger TX 2016
16-0212-R4 Cen Tex Manufacturing Credit Union
Cen Tex Manufacturing Credit Union Brownwood TX 2016
16-0186-R4 Guadalupe Hernandez, Maria
Former Employee of El Paso’s Federal Credit Union
El Paso’s Federal Credit Union El Paso TX 2016
16-0217-R4 Hilco Federal Credit Union
Hilco Federal Credit Union Kerrville TX 2016
16-0117-R4 HILCO Federal Credit Union
N/A Kerrville TX 2016
16-0119-R4 Baker Hughes Federal Credit Union
N/A Houston TX 2016
16-0116-R4 Good Street Baptist Church Federal Credit Union
N/A Dallas TX 2016
16-0054-R4 Pasadena Postal Credit Union
N/A Pasadena TX 2016
16-0051-R4 Gulf Credit Union
N/A Groves TX 2016
16-0048-R4 HILCO Federal Credit Union
N/A Kerrville TX 2016
15-0174-R4 Hilco Federal Credit Union
Hilco Federal Credit Union
Hilco Federal Credit Union Kerrville TX 2015
15-0131-R4 Ratcliffe, Douglas
Former Employee of InTouch Credit Union
InTouch Credit Union Plano TX 2015
15-0058-R4 Gonzalez, Nora
Former Employee of Southwest Financial Federal Credit Union
Southwest Financial Federal Credit Union Dallas TX 2015
16-0185-R4 Simental Mendoza, Hilda
Former Employee of El Paso’s Federal Credit Union
El Paso’s Federal Credit Union El Paso TX 2016
16-0210-R4 Alpine Community Credit Union
Alpine Community Credit Union Alpine TX 2016
16-0166-R4 Galveston School Employees Federal Credit Union
Galveston School Employees Federal Credit Union Galveston TX 2016
16-0167-R4 FedStar Credit Union
FedStar Credit Union College Station TX 2016
16-0047-R4 Waconized Federal Credit Union
N/A Waco TX 2016
15-0137-R4 Austin, Lindsey
Former Employee of Texas Dow Employees Credit Union
Texas Dow Employees Credit Union Lake Jackson TX 2015
15-0091-R4 Juhan, Linda
Former Employee of IBEW Community Federal Credit Union
IBEW Community Federal Credit Union Beaumont TX 2015
15-0080-R4 Reeves County Teachers Credit Union
Reeves County Teachers Credit Union
Reeves County Teachers Credit Union Pecos TX 2015
14-0177-R4 Gulf FISCU
Gulf FISCU
Gulf FISCU Groves TX 2014
14-0159-R4 Northeast Texas Teachers Federal Credit Union
Northeast Texas Teachers Federal Credit Union
Northeast Texas Teachers Federal Credit Union Paris TX 2014
14-0093-R4 City of Deer Park Federal Credit Union
City of Deer Park Federal Credit Union Deer Park TX 2014
14-0102-R4 Quemado Federal Credit Union
Quemado Federal Credit Union Quemado TX 2014
14-0092-R4 St. Joseph's Credit Union
St. Joseph's Credit Union San Antonio TX 2014
14-0094-R4 Rio Grande Masonic Prince Hall Federal Credit Union
Rio Grande Masonic Prince Hall Federal Credit Union Houston TX 2014
14-0126-R4 Addison, David
Former Employee of Texans Credit Union
Texans Credit Union Richardson TX 2014
14-0151-R4 Mclennan County Employees Federal Credit Union
Mclennan County Employees Federal Credit Union
Mclennan County Employees Federal Credit Union Waco TX 2014
14-0152-R4 S.W.E. Federal Credit Union
S.W.E. Federal Credit Union
S.W.E. Federal Credit Union Kilgore TX 2014
14-0154-R4 IBEW LU 278 Federal Credit Union
IBEW LU 278 Federal Credit Union
IBEW LU 278 Federal Credit Union Corpus Christi TX 2014
14-0076-R4 Members Choice of Central Texas Federal Credit Union
Members Choice of Central Texas Federal Credit Union Waco TX 2014
17-0086-R4 Local 142 Federal Credit Union
Local 142 Federal Credit Union
Local 142 Federal Credit Union San Antonio TX 2017
13-0078-R4 Franco, Michael
Former Employee of My Community Federal Credit Union in Midland, Texas
My Community Federal Credit Union Midland TX 2014
15-0040-R4 Faith Cooperative Federal Credit Union
Faith Cooperative Federal Credit Union
Faith Cooperative Federal Credit Union Dallas TX 2015
15-0047-R4 Lynn-Co Federal Credit Union
Lynn-Co Federal Credit Union
Lynn-Co Federal Credit Union Tahoka TX 2015
15-0043-R4 Martin Luther King Credit Union
Martin Luther King Credit Union
Martin Luther King Credit Union Houston TX 2015
15-0037-R4 Pasadena Postal Credit Union
Pasadena Postal Credit Union
Pasadena Postal Credit Union Pasadena TX 2015
15-0039-R4 Tex Mex Credit Union
Tex Mex Credit Union
Tex Mex Credit Union Laredo TX 2015
15-0041-R4 Primeway Federal Credit Union
Primeway Federal Credit Union
Primeway Federal Credit Union Houston TX 2015
14-0244-R4 Dallas U.P. Employees Credit Union
Dallas U.P. Employees Credit Union
Dallas U.P. Employees Credit Union Dallas TX 2015
05-0802-IV Golden Key Federal Credit Union
Order of Assessment of Civil Money Penalty
N/A El Paso TX 2005
20-146-SR Anderson-Hollins, Vanessa
Former Institution-Affiliated Party
Port of Houston Warehouse Federal Credit Union Houston TX 2020
00-1101-V Anderson, Ginger
An Institution Affiliated Party and Person Participating in the Affairs of the TPEA Number 5 Credit Union,Del Rio, Texas
TPEA Number 5 Credit Union Del Rio TX 2000
01-06-02-V Brady-Grayer, Sharon
A person participating in the affairs of TEXAS ASSOCIATION OF PROFESSIONALS, Federal Credit Union, San Antonio, TX
TEXAS ASSOCIATION OF PROFESSIONALS, Federal Credit Union San Antonio TX 2001
01-0301-V Webb, Billie Nell
Former President/Manager of Kingsville Community Federal Credit Union, Kingsville, Texas
Kingsville Community Federal Credit Union Kingsville TX 2001
17-0147-r4 Frio County Federal Credit Union, Frio County Federal Credit Union
Frio County Federal Credit Union
Frio County Federal Credit Union Pearsall TX 2017
17-0149-r4 Galveston Government Employees Credit Union, Galveston Government Employees Credit Union
Galveston Government Employees Credit Union
Galveston Government Employees Credit Union La Marque TX 2017
17-0146-r4 Guardian First Federal Credit Union, Guardian First Federal Credit Union
Guardian First Federal Credit Union
Guardian First Federal Credit Union Fort Worth TX 2017
17-0148-r4 THD-6 Credit Union, THD-6 Credit Union
THD-6 Credit Union
THD-6 Credit Union Odessa TX 2017
20-0103-SR Guajardo, Susanna
Former Employee
Space City Credit Union Houston TX 2020
20-0102-SR Garza, Grace
Former Employee
Space City Credit Union Houston TX 2020
19-0174-SR Galveston Government Employees Credit Union
Galveston Government Employees Credit Union
Galveston Government Employees Credit Union La Marque TX 2019
17-0105-R4 Espinoza, Larisa Renae
FormerEmployee of Security Service Federal Credit Union
Security Service Federal Credit Union San Antonio TX 2017
17-0100-R4 Valverde, Desire
Former Employee of Education Credit Union
Education Credit Union Amarillo TX 2017
19-0130-SR Landry, Linda
Southeast Texas Employees Federal Credit Union
Southeast Texas Employees Federal Credit Union Orange TX 2019
16-0216-R4 Galveston Government Employees Credit Union
Galveston Government Employees Credit Union La Marque TX 2016
18-0107-R4 Martin Luther King Credit Union
Martin Luther King Credit Union
Martin Luther King Credit Union Houston TX 2018
14-0224-R4 Quemado Federal Credit Union
Quemado Federal Credit Union
Quemado Federal Credit Union Quemado TX 2015
18-0029-R4 Baker Hughes Federal Credit Union
Baker Hughes Federal Credit Union
Baker Hughes Federal Credit Union Houston TX 2018
13-0028-R4 Nelson, Shawn Lee
Notice of Prohibition - Former Employee of Members Choice Credit Union in Houston, Texas
Members Choice Credit Union in Houston Houston TX 2013
13-0026-R4 Loayza, Anthony
Notice of Prohibition - Former Employee of Gulf Coast Educators Federal Credit Union in Corpus Christi, Texas
Gulf Coast Educators Federal Credit Union in Corpus Christi Corpus Christi TX 2013
13-0002-R4 Portillo, Theresa
Notice of Prohibition - Former Employee of Women's Southwest Federal Credit Union in Dallas, Texas
Women's Southwest Federal Credit Union in Dallas Dallas TX 2013
11-0048-R4 Barajas, Melissa
Order of Prohibition - Former Employee of San Antonio Federal Credit Union in San Antonio, Texas
San Antonio Federal Credit Union in San Antonio San Antonio TX 2011
11-0047-R4 Gonzalez, Donna
Order of Prohibition - Former Employee of San Antonio Federal Credit Union in San Antonio, Texas
San Antonio Federal Credit Union in San Antonio San Antonio TX 2011
11-0028-R4 Hitt, Rhonda
Order of Prohibition - Former Employee of Fort Worth Star-Telegram Employees Federal Credit Union in Fort Worth, Texas
Fort Worth Star-Telegram Employees Federal Credit Union in Fort Worth Fort Worth TX 2011
11-0038-R4 Cooper, Sandra H.
Orderof Prohibition - Former Employee of Orange County Employees Credit Union, Orange, Texas
Orange County Employees Credit Union Orange TX 2011
09-0049-R4 Long, Steven
Citizens Federal Credit Union, Midland, Texas
Citizens Federal Credit Union Midland TX 2009
09-0037-R4 Franco, Jessica
Former Loan Officer of Navy Army Federal Credit Union, Corpus Christi, Texas
Navy Army Federal Credit Union Corpus Christi TX 2009
09-0026-R4 McGee, Joanna Lynn
TEXDOT-WF Credit Union, Wichita Falls, Texas
TEXDOT-WF Credit Union Wichita Falls TX 2009
09-0040-R4 Gonzalez, Ana
Former Head Teller of Southland Federal Credit Union, Lufkin, Texas
Southland Federal Credit Union Lufkin TX 2009
04-0503-IV Braxton, Kimberly
Former Loan Officer, Shell Employees Houston Texas Federal Credit Union, Houston, TX
Shell Employees Houston Texas Federal Credit Union Houston TX 2004
04-0302-IV Contreras, Angelita
Former Assistant Accountant, Heritage USA Federal Credit Union, Midland, TX
Heritage USA Federal Credit Union Midland TX 2004
04-0301-IV Kirkpatrick, Susan Ellis
Former Assistant Manager, Houston Belt & Terminal Federal Credit Union, Houston, TX
Houston Belt & Terminal Federal Credit Union Houston TX 2004
04-0201-IV Cotton, Larry V.
Institution-Affiliated Party of Midland Teachers Credit Union, Midland, TX
Midland Teachers Credit Union Midland TX 2004
03-0901-V Ramirez, Kelly Ann
Former teller, SPUR Federal Credit Union, El Paso, Texas
SPUR Federal Credit Union El Paso TX 2003
02-0501-V Lutz, Cherelyn
Former manager at the San Antonio Housing Authority Credit Union, San Antonio, Texas
San Antonio Housing Authority Credit Union San Antonio TX 2002
02-0401-V Glover, Donna
Former assistant manager of Jackson County Federal Credit Union and Jackson County Teachers Federal Credit Union in Edna, Texas
Jackson County Federal Credit Union and Jackson County Teachers Federal Credit Union in Edna Edna TX 2002
02-0204-V Fuller, Chenay Deshon
Former Teller Alcon EmployeesҠFederal Credit Union in Fort Worth, Texas
Alcon EmployeesҠFederal Credit Union in Fort Worth Fort Worth TX 2002
02-0201-V Durham, Emma
Former president of San Angelo Federal Credit Union in San Angelo, Texas
San Angelo Federal Credit Union in San Angelo San Angelo TX 2002
01-0801-V Humphries, Joy
Former manager at AMCOT Federal Credit Union, Austin, TX
AMCOT Federal Credit Union Austin TX 2001
01-0701-V Terry, Jan
Former Manager of Galveston Telco & Communications Credit Union, Texas City, Texas
Galveston Telco & Communications Credit Union Texas City TX 2001
01-0603-V Gatson, Patsy
Former Manager of Common Ground Community Federal Credit Union, Dallas, Texas
Common Ground Community Federal Credit Union Dallas TX 2001
01-0901-V Maxwell, Elizabeth A.
Former Manager of Greater Southwest Federal Credit Union, Sugar Land, Texas
Greater Southwest Federal Credit Union Sugar Land TX 2001
12-0036-R4 Jackson, Ashley Lynne
Notice of Prohibition - Former Employee of Primeway Federal Credit Union in Houston, Texas
Primeway Federal Credit Union in Houston Houston TX 2012
12-0022-R4 Salazar, Anna Marie
Notice of Prohibition - Former Employee of Alamo Federal Credit Union in San Antonio, Texas.
Alamo Federal Credit Union in San Antonio San Antonio TX 2012
08-0046-R4 Costlow, Nora
Former manager of BMA Credit Union, Mesquite, Texas
BMA Credit Union Mesquite TX 2009
05-0102-IV Lockwood, Sarah
Former Loan Officer, BNSF Credit Union, Amarillo, Texas
BNSF Credit Union Amarillo TX 2005

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