Administrative Orders

Administrative Orders are formal enforcement orders issued by the NCUA pursuant to Section 206 of the Federal Credit Union Act (FCUA) (12 U.S.C. § 1786). Generally, the NCUA issues Administrative Orders when it finds that a credit union or persons affiliated with a credit union have violated a law, rule or regulation, breached a fiduciary duty, or engaged in an unsafe or unsound practice.

The three most common orders issued by the NCUA include:

  • An Order to Cease and Desist, which requires a party to take action (or refrain from taking action), including making restitution; 
  • An Order or Notice of Prohibition, which prohibits a party from ever working for a federally insured financial institution; and 
  • An Order Assessing Civil Money Penalties.

Prior to the issuance of an Administrative Order, the Federal Credit Union Act provides due process rights, which include the ability to have an administrative hearing before the Office of Financial Institution Adjudication, and to appeal the agency's decision to issue an order to the U.S. Circuit Court of Appeals.

Enforcement actions against other institutions or their affiliated parties can be found at the website of the institution's primary federal regulator:

Showing 201 - 300 of 1516 Results
Docket # Name and Relationship Institution City State Year
17-0147-r4 Frio County Federal Credit Union, Frio County Federal Credit Union
Frio County Federal Credit Union
Frio County Federal Credit Union Pearsall TX 2017
17-0149-r4 Galveston Government Employees Credit Union, Galveston Government Employees Credit Union
Galveston Government Employees Credit Union
Galveston Government Employees Credit Union La Marque TX 2017
17-0105-R4 Espinoza, Larisa Renae
FormerEmployee of Security Service Federal Credit Union
Security Service Federal Credit Union San Antonio TX 2017
19-0174-SR Galveston Government Employees Credit Union
Galveston Government Employees Credit Union
Galveston Government Employees Credit Union La Marque TX 2019
20-0103-SR Guajardo, Susanna
Former Employee
Space City Credit Union Houston TX 2020
20-0102-SR Garza, Grace
Former Employee
Space City Credit Union Houston TX 2020
16-0216-R4 Galveston Government Employees Credit Union
Galveston Government Employees Credit Union La Marque TX 2016
18-0107-R4 Martin Luther King Credit Union
Martin Luther King Credit Union
Martin Luther King Credit Union Houston TX 2018
16-0217-R4 Hilco Federal Credit Union
Hilco Federal Credit Union Kerrville TX 2016
16-0185-R4 Simental Mendoza, Hilda
Former Employee of El Paso’s Federal Credit Union
El Paso’s Federal Credit Union El Paso TX 2016
16-0167-R4 FedStar Credit Union
FedStar Credit Union College Station TX 2016
16-0166-R4 Galveston School Employees Federal Credit Union
Galveston School Employees Federal Credit Union Galveston TX 2016
14-0177-R4 Gulf FISCU
Gulf FISCU
Gulf FISCU Groves TX 2014
14-0068-R3 Parkridge Credit Union
Parkridge Credit Union Chattanooga TN 2014
01-0201-III Greenidge, Kenneth
Former Board President of Imani Federal Credit Union, Memphis, Tennessee
Imani Federal Credit Union Memphis TN 2001
99-0501-III Humbard, Tina Reena
Former Manager and Institution-Affiliated Party of Jefferson County Educators' Credit Union, Dandridge, Tennessee
Jefferson County Educators' Credit Union Dandridge TN 1999
17-0145-r3 CN/IC Employees Credit Union, CN/IC Employees Credit Union
CN/IC Employees Credit Union
CN/IC Employees Credit Union Memphis TN 2017
17-0143-r3 BCBST Employees Credit Union, BCBST Employees Credit Union
BCBST Employees Credit Union
BCBST Employees Credit Union Chattanooga TN 2017
16-0104-R3 Delta Refining Co Emp Federal Credit Union
N/A Memphis TN 2016
16-0114-R3 Nashville Firemen's Credit Union
N/A Nashville TN 2016
15-0087-R3 Christy, Christina
Former Employee of Gateway Credit Union
Gateway Credit Union Clarksville TN 2015
15-00054-R3 Cochran, Latisha
Former Employee of Middle Tennessee Federal Credit Union
Middle Tennessee Federal Credit Union Cookeville TN 2015
11-0014-R3 Rattiff, Aimee
Notice of Prohibition - Former Employee of Fort Campbell Federal Credit Union, Clarksville, Tennessee
Fort Campbell Federal Credit Union Clarksville TN 2011
11-0050-R3 Watson, Cheryl J.
Order of Prohibition - Former Bookkeeper and Institution-Affiliated Party of Southern Credit Union, Chattanooga, Tennessee
Southern Credit Union Chattanooga TN 2011
09-0027-R3 Taylor, Patricia Ann
Former office manager of Nashville Post Office SCU, Nashville, Tennessee
Nashville Post Office SCU Nashville TN 2009
09-0014-R3 Bledsoe, Trena C.
Appalachian Community Federal Credit Union, Kingsport, Tennessee
Appalachian Community Federal Credit Union Kingsport TN 2009
08-0038-R3 Taylor, Amy M.
Former Manager of Hurd Employees Credit Union, Greenville, Tennessee
Hurd Employees Credit Union Greenville TN 2008
07-0302-III Burton, Margaret H.
Progressive Teachers FCU Chattanooga, TN
Progressive Teachers FCU Chattanooga Chattanooga TN 2007
08-00011-R III Russell, Patricia A.
Former Loan Officer and Visa Coordinator for First Kingsport Credit Union, Kingsport, Tennessee
First Kingsport Credit Union Kingsport TN 2008
05-1203-III Morris, Connie
Former Vice President of Federal Building Federal Credit Union, Memphis, TN;
Federal Building Federal Credit Union Memphis TN 2006
05-0702-III Minus, Floyd
Former Branch Manager of Intrust Federal Credit Union, Chattanooga, TN
Intrust Federal Credit Union Chattanooga TN 2005
05-0501-III Hundley, Ruth
Former Manager, Knoxville Firefighters FCU, Knoxville, TN;
Knoxville Firefighters FCU Knoxville TN 2005
19-0156-SR Thurman, Grover
Former Institution-Affiliated Party of Mid East Tennessee Community
Mid East Tennessee Community Decatur TN 2019
19-0157-SR Thurman, Joshua
Former Institution-Affiliated Party of Mid East Tennessee Community
Mid East Tennessee Community Decatur TN 2019
19-0129-SR Fortney, Richard
Former Institution-Affiliated Party of Mid East Tennessee Community Credit Union
Mid East Tennessee Community Credit Union Decatur TN 2019
19-0131-SR Allen, Sherry Ann
Former Employee of Greater Eastern Federal Credit Union
Greater Eastern Federal Credit Union Johnson City TN 2019
19-0152-SR Smith, Shannon
Former employee
Appalachian Community Federal Credit Union Gray TN 2019
17-0144-r3 N.G.H. Credit Union, N.G.H. Credit Union
N.G.H. Credit Union
N.G.H. Credit Union Nashville TN 2017
06-1202-IV Shoenbeck, Larry
Former CEO First Century FCU Sioux Falls, South Dakota;
First Century FCU Sioux Falls Sioux Falls SD 2006
01-0803-V Lightner, Diana
Former Loan Officer Air Guard Federal Credit Union, Sioux Falls, South Dakota
Air Guard Federal Credit Union Sioux Falls SD 2001
17-0058-R4 Morrison, Sara Jo
Former Employee of Black Hills Federal Credit Union
Black Hills Federal Credit Union Rapid City SD 2017
97-11-01-II Jess, F?rank J.
A Person Participating in the Affairs of the United Poles Perth Amboy Federal Credit Union Charleston, South Carolina
United Poles Perth Amboy Federal Credit Union Charleston Charleston SC 1997
17-0141-r3 Charleston County Teachers Federal Credit Union, Charleston County Teachers Federal Credit Union
Charleston County Teachers Federal Credit Union
Charleston County Teachers Federal Credit Union Charleston SC 2017
16-0057-R3 Young, Yvondia M. "Susan"
Former Employee of Heritage Trust Federal Credit Union
Heritage Trust Federal Credit Union Charleston SC 2016
16-0042-R3 S. C. H. D. Dist #7 Federal Credit Union
N/A Orangeburg SC 2016
15-0169-R3 Trinity Baptist Church Federal Credit Union
Trinity Baptist Church Federal Credit Union
Trinity Baptist Church Federal Credit Union Florence SC 2015
12-0077-R3 Johnson, Teresa D.
Notice of Prohibition - Former Employee of SAFE Federal Credit Union in Sumter, South Carolina
SAFE Federal Credit Union in Sumter Sumter SC 2013
13-0009-R3 Hood, Lisa
AllSouth Federal Credit Union in Columbia, South Carolina
AllSouth Federal Credit Union in Columbia Columbia SC 2013
10-0006-R3 McLamb, Christine
Order of Prohibition - Former Employee of Health Facilities Federal Credit Union in Florence, South Carolina
Health Facilities Federal Credit Union in Florence Florence SC 2010
04-0501-III Brunson, Lois B.
Former Branch Manager, Civic Federal Credit Union, Rock Hill, SC
Civic Federal Credit Union Rock Hill SC 2004
04-0402-III Lewis, Andre
An Institution-Affiliated Party and Person Participating in the Affairs of Richland Teachers Council Federal Credit Union, Columbia, SC
Richland Teachers Council Federal Credit Union Columbia SC 2004
19-0133-SR Hughes, Christopher
Former Institution-Affiliated Party of Dixies Federal Credit Union, Darlington, South Carolina
Dixies Federal Credit Union Darlington SC 2019
20-0129-SR Mayfield, Nefretiri
Former Institution-Affiliated Party
Founders Federal Credit Union Lancaster SC 2020
14-0025-R1 Ferreira, Crystal
Former Employee of Columbus Credit Union in Providence, Rhode Island
Columbus Credit Union Providence RI 2014
12-0061-R1 Cicione III, Joseph J.
Order of Prohibition ?- Former Employee of Alliance Blackstone Valley Federal Credit Union in Pawtucket,Rhode Island
Alliance Blackstone Valley Federal Credit Union in Pawtucket Pawtucket RI 2012
07-0801-I Sim, Angelica H.
Former Teller at Coastway Credit Union, Cranston, Rhode Island
Coastway Credit Union Cranston RI 2008
07-0501-I Kizekai, Nina
Former Teller Pawtucket Credit Union, Pawtucket, Rhode Island
Pawtucket Credit Union Pawtucket RI 2007
15-0032-R3 Claret Federal Credit Union
Claret Federal Credit Union
Claret Federal Credit Union Bayomon PR 2015
14-0218-R3 Universal Coop Federal Credit Union
Universal Coop Federal Credit Union
Universal Coop Federal Credit Union Rio Grande PR 2015
18-0035-R3 Maldonado-Suarez, Tania
Former Employee of Puerto Rico Federal Credit Union
Puerto Rico Federal Credit Union San Juan PR 2018
16-0105-R3 V. Suarez Employees Federal Credit Union
N/A Bayamon PR 2016
16-0106-R3 Banco De Santander Federal Credit Union
N/A Puerto Nuevo PR 2016
14-0053-R2 Monroeville Boro Federal Credit Union
Monroeville Boro Federal Credit Union Monroeville, PA PA 2014
14-0052-R2 LV East Federal Credit Union
LV East Federal Credit Union Easton PA 2014
17-0074-R2 Duq Lite Employees Federal Credit Union
Duq Lite Employees Federal Credit Union
Duq Lite Employees Federal Credit Union Beaver Falls PA 2017
15-0018-R2 Fort Ligonier Federal Credit Union
Fort Ligonier Federal Credit Union
Fort Ligonier Federal Credit Union Bolivar PA 2015
14-0119-R2.pdf Rosing, Melissa
Former Employee of Southwest Communities Federal Credit Union
Southwest Communities Federal Credit Union Carnegie PA 2014
14-0121-R2 Plisko, Amanda
Former Employee of Wilkes-Barre City Employees Federal Credit Union
Wilkes-Barre City Employees Federal Credit Union Wilkes Barre PA 2014
15-0022-R2 Towanda School Employees Federal Credit Union
Towanda School Employees Federal Credit Union
Towanda School Employees Federal Credit Union Towanda PA 2015
14-0246-R2 University of Pennsylvania Students Federal Credit Union
University of Pennsylvania Students Federal Credit Union
University of Pennsylvania Students Federal Credit Union Philadelphia PA 2015
14-0133-R2 Shurina, Melissa
Former Employee of USX Federal Credit Union
USX Federal Credit Union Cranberry Township PA 2014
14-0220-R2 Holy Rosary Church Federal Credit Union
Holy Rosary Church Federal Credit Union
Holy Rosary Church Federal Credit Union Wilkes Barre PA 2015
14-0225-R2 Cardozo Lodge Federal Credit Union
Cardozo Lodge Federal Credit Union
Cardozo Lodge Federal Credit Union Bensalem PA 2015
23-0108-ER Fisher, Randi Marie
Former Institution-Affiliated Party
Vantage Trust Federal Credit Union Wilkes Barre PA 2023
00-0703-II Krysiak, Jeannette
An Institution-Affiliated Party and Person Participating in the Affairs of Erie Postal Credit Union, Erie, Pennsylvania
Erie Postal Credit Union Erie PA 2000
00-0704-II Thomas, Judith Marie
An Institution-Affiliated Party and Person Participating in the Affairs of General Teamsters #397 Federal Credit Union, Erie, Pennsylvania
General Teamsters #397 Federal Credit Union Erie PA 2000
01-0302-II Roberts, Tressa
Former Teller, Tri State Federal Credit Union,Midland, Pennsylvania
Tri State Federal Credit Union Midland PA 2001
00-1001-II Williams, Lynda
Former Manager of Corry Jamestown Credit Union, Corry, Pennsylvania
Corry Jamestown Credit Union Corry PA 2000
00-0201-II Hellman, Lorianne K.
An Institution-Affiliated Party and Person Participating In theAffairs of the EMICO Employees Federal Credit Union, Erie, Pennsylvania
EMICO Employees Federal Credit Union Erie PA 2000
98-1101-II Allen, Roy D.
Former Board President of General Foam Employees Federal Credit Union, Hazelton, Pennsylvania
General Foam Employees Federal Credit Union Hazelton PA 1998
98-0601-II Barlow, Jr., Richard
Former Supervisory Committee Member Jessop Employees FCU Washington, Pennsylvania
Jessop Employees FCU Washington Washington PA 1998
00-0702-II Burkley, Maria M.
An Institution-Affiliated Party and Person Participating in the Affairs of Erie Postal Credit Union, Erie, Pennsylvania
Erie Postal Credit Union Erie PA 2000
23-0106-ER Rider, Shannon
Former Employee
Erie Times Federal Credit Union Erie PA 2023
99-0802-II Watson, Patricia
Former Manager, Jessop Employees Federal Credit Union Washington, PA
Jessop Employees Federal Credit Union Washington PA 1999
99-0801-II Walters, June
Former Member of the Board of Directors, Jessop Employees Federal Credit Union Washington, PA
Jessop Employees Federal Credit Union Washington PA 1999
98-1201-II George, William S.
Treasurer of the Pennsylvania American Water Federal Credit Union, Pittsburgh, Pennsylvania
Pennsylvania American Water Federal Credit Union Pittsburgh PA 1998
21-0125-ER Brown, Joan P.
Former Employee
Service Center for Credit Unions, Inc. N/A PA 2021
21-0122-ER Shaw, Stacey
Former Employee
IBEW Local Union 712 Federal Credit Union Beaver PA 2021
20-0143-ER Shaeffer, Brooke
Former Employee
Member’s 1st Federal Credit Union Mechanicsburg PA 2020
99-1102-II Somers, Jr., Richard
An Institution Affiliated Party and Person Participating in the Affairs of the FIRST CREDIT UNION OF SCRANTON, Scranton, Pennsylvania
FIRST CREDIT UNION OF SCRANTON Scranton PA 1999
98-0608-II Whitehead, John A.
Former Secretary of Jessop Employees FCU Washington, Pennsylvania
Jessop Employees FCU Washington Washington PA 1998
98-0607-II Morris, Alfred W.
Former Vice President of Jessop Employees FCU Washington, Pennsylvania
Jessop Employees FCU Washington Washington PA 1998
98-0603-II Fien, Dominick
Former Treasurer of Jessop Employees FCU Washington, Pennsylvania
Jessop Employees FCU Washington Washington PA 1998
22-0117-ER Cruz, Anne
Former Chief Executive Officer
PNG Northern Federal Credit Union Vandergrift PA 2022
98-0606-II Molinaro, Joseph
Former Credit Committee Member Jessop Employees FCU Washington, Pennsylvania
Jessop Employees FCU Washington PA 1998
98-0605-II Grim, William E.
Former Assistant Treasurer Jessop Employees FCU Washington, Pennsylvania
Jessop Employees FCU Washington Washington PA 1998
98-0610-II Watson, Patricia
Former Manager of Jessop Employees FCU Washington, Pennsylvania
Jessop Employees FCU Washington Washington PA 1998
98-0609-II Whitfield, Jr., Thomas B.
Former Credit Committee Member Jessop Employees FCU Washington, Pennsylvania
Jessop Employees FCU Washington PA 1998
06-0901-II Straley, James R.
Former Treasurer/Manager #21845 Blackhawk FCU;
#21845 Blackhawk FCU; Beaver Falls PA 2006
18-0061-R2 Lancaster Red Rose Credit Union
Lancaster Red Rose Credit Union
Lancaster Red Rose Credit Union Lancaster PA 2018

The NCUA is committed to providing an excellent user experience to all individuals, including persons with disabilities. If you require an accommodation to access information on or to use this website, contact Section508@NCUA.gov to request one. Please visit the NCUA's Accessibility Statement for additional information.