Administrative Orders

Administrative Orders are formal enforcement orders issued by the NCUA pursuant to Section 206 of the Federal Credit Union Act (FCUA) (12 U.S.C. § 1786). Generally, the NCUA issues Administrative Orders when it finds that a credit union or persons affiliated with a credit union have violated a law, rule or regulation, breached a fiduciary duty, or engaged in an unsafe or unsound practice.

The three most common orders issued by the NCUA include:

  • An Order to Cease and Desist, which requires a party to take action (or refrain from taking action), including making restitution; 
  • An Order or Notice of Prohibition, which prohibits a party from ever working for a federally insured financial institution; and 
  • An Order Assessing Civil Money Penalties.

Prior to the issuance of an Administrative Order, the Federal Credit Union Act provides due process rights, which include the ability to have an administrative hearing before the Office of Financial Institution Adjudication, and to appeal the agency's decision to issue an order to the U.S. Circuit Court of Appeals.

Enforcement actions against other institutions or their affiliated parties can be found at the website of the institution's primary federal regulator:

Showing 201 - 300 of 1509 Results
Docket # Name and Relationship Institution City State Year
18-0029-R4 Baker Hughes Federal Credit Union
Baker Hughes Federal Credit Union
Baker Hughes Federal Credit Union Houston TX 2018
14-0076-R4 Members Choice of Central Texas Federal Credit Union
Members Choice of Central Texas Federal Credit Union Waco TX 2014
14-0093-R4 City of Deer Park Federal Credit Union
City of Deer Park Federal Credit Union Deer Park TX 2014
14-0094-R4 Rio Grande Masonic Prince Hall Federal Credit Union
Rio Grande Masonic Prince Hall Federal Credit Union Houston TX 2014
19-0130-SR Landry, Linda
Southeast Texas Employees Federal Credit Union
Southeast Texas Employees Federal Credit Union Orange TX 2019
09-0026-R4 McGee, Joanna Lynn
TEXDOT-WF Credit Union, Wichita Falls, Texas
TEXDOT-WF Credit Union Wichita Falls TX 2009
04-0201-IV Cotton, Larry V.
Institution-Affiliated Party of Midland Teachers Credit Union, Midland, TX
Midland Teachers Credit Union Midland TX 2004
14-0177-R4 Gulf FISCU
Gulf FISCU
Gulf FISCU Groves TX 2014
16-0119-R4 Baker Hughes Federal Credit Union
N/A Houston TX 2016
10-0052-R4 Allen, Christopher
Order of Prohibition - Former Employee of First Service Credit Union in Houston, Texas
First Service Credit Union in Houston Houston TX 2010
11-0002-R4 Anderson, Virginia
Notice of Prohibition - Former Employee of TPEA No. 5 Credit Union in Del Rio, Texas
TPEA No. 5 Credit Union in Del Rio Del Rio TX 2011
11-0048-R4 Barajas, Melissa
Order of Prohibition - Former Employee of San Antonio Federal Credit Union in San Antonio, Texas
San Antonio Federal Credit Union in San Antonio San Antonio TX 2011
16-0104-R3 Delta Refining Co Emp Federal Credit Union
N/A Memphis TN 2016
19-0131-SR Allen, Sherry Ann
Former Employee of Greater Eastern Federal Credit Union
Greater Eastern Federal Credit Union Johnson City TN 2019
05-0702-III Minus, Floyd
Former Branch Manager of Intrust Federal Credit Union, Chattanooga, TN
Intrust Federal Credit Union Chattanooga TN 2005
09-0027-R3 Taylor, Patricia Ann
Former office manager of Nashville Post Office SCU, Nashville, Tennessee
Nashville Post Office SCU Nashville TN 2009
07-0302-III Burton, Margaret H.
Progressive Teachers FCU Chattanooga, TN
Progressive Teachers FCU Chattanooga Chattanooga TN 2007
11-0050-R3 Watson, Cheryl J.
Order of Prohibition - Former Bookkeeper and Institution-Affiliated Party of Southern Credit Union, Chattanooga, Tennessee
Southern Credit Union Chattanooga TN 2011
08-0038-R3 Taylor, Amy M.
Former Manager of Hurd Employees Credit Union, Greenville, Tennessee
Hurd Employees Credit Union Greenville TN 2008
17-0145-r3 CN/IC Employees Credit Union, CN/IC Employees Credit Union
CN/IC Employees Credit Union
CN/IC Employees Credit Union Memphis TN 2017
19-0156-SR Thurman, Grover
Former Institution-Affiliated Party of Mid East Tennessee Community
Mid East Tennessee Community Decatur TN 2019
19-0157-SR Thurman, Joshua
Former Institution-Affiliated Party of Mid East Tennessee Community
Mid East Tennessee Community Decatur TN 2019
16-0114-R3 Nashville Firemen's Credit Union
N/A Nashville TN 2016
01-0201-III Greenidge, Kenneth
Former Board President of Imani Federal Credit Union, Memphis, Tennessee
Imani Federal Credit Union Memphis TN 2001
99-0501-III Humbard, Tina Reena
Former Manager and Institution-Affiliated Party of Jefferson County Educators' Credit Union, Dandridge, Tennessee
Jefferson County Educators' Credit Union Dandridge TN 1999
05-0501-III Hundley, Ruth
Former Manager, Knoxville Firefighters FCU, Knoxville, TN;
Knoxville Firefighters FCU Knoxville TN 2005
15-0087-R3 Christy, Christina
Former Employee of Gateway Credit Union
Gateway Credit Union Clarksville TN 2015
17-0144-r3 N.G.H. Credit Union, N.G.H. Credit Union
N.G.H. Credit Union
N.G.H. Credit Union Nashville TN 2017
17-0143-r3 BCBST Employees Credit Union, BCBST Employees Credit Union
BCBST Employees Credit Union
BCBST Employees Credit Union Chattanooga TN 2017
09-0014-R3 Bledsoe, Trena C.
Appalachian Community Federal Credit Union, Kingsport, Tennessee
Appalachian Community Federal Credit Union Kingsport TN 2009
19-0152-SR Smith, Shannon
Former employee
Appalachian Community Federal Credit Union Gray TN 2019
19-0129-SR Fortney, Richard
Former Institution-Affiliated Party of Mid East Tennessee Community Credit Union
Mid East Tennessee Community Credit Union Decatur TN 2019
08-00011-R III Russell, Patricia A.
Former Loan Officer and Visa Coordinator for First Kingsport Credit Union, Kingsport, Tennessee
First Kingsport Credit Union Kingsport TN 2008
05-1203-III Morris, Connie
Former Vice President of Federal Building Federal Credit Union, Memphis, TN;
Federal Building Federal Credit Union Memphis TN 2006
14-0068-R3 Parkridge Credit Union
Parkridge Credit Union Chattanooga TN 2014
15-00054-R3 Cochran, Latisha
Former Employee of Middle Tennessee Federal Credit Union
Middle Tennessee Federal Credit Union Cookeville TN 2015
11-0014-R3 Rattiff, Aimee
Notice of Prohibition - Former Employee of Fort Campbell Federal Credit Union, Clarksville, Tennessee
Fort Campbell Federal Credit Union Clarksville TN 2011
06-1202-IV Shoenbeck, Larry
Former CEO First Century FCU Sioux Falls, South Dakota;
First Century FCU Sioux Falls Sioux Falls SD 2006
01-0803-V Lightner, Diana
Former Loan Officer Air Guard Federal Credit Union, Sioux Falls, South Dakota
Air Guard Federal Credit Union Sioux Falls SD 2001
17-0058-R4 Morrison, Sara Jo
Former Employee of Black Hills Federal Credit Union
Black Hills Federal Credit Union Rapid City SD 2017
10-0006-R3 McLamb, Christine
Order of Prohibition - Former Employee of Health Facilities Federal Credit Union in Florence, South Carolina
Health Facilities Federal Credit Union in Florence Florence SC 2010
19-0133-SR Hughes, Christopher
Former Institution-Affiliated Party of Dixies Federal Credit Union, Darlington, South Carolina
Dixies Federal Credit Union Darlington SC 2019
12-0077-R3 Johnson, Teresa D.
Notice of Prohibition - Former Employee of SAFE Federal Credit Union in Sumter, South Carolina
SAFE Federal Credit Union in Sumter Sumter SC 2013
04-0402-III Lewis, Andre
An Institution-Affiliated Party and Person Participating in the Affairs of Richland Teachers Council Federal Credit Union, Columbia, SC
Richland Teachers Council Federal Credit Union Columbia SC 2004
04-0501-III Brunson, Lois B.
Former Branch Manager, Civic Federal Credit Union, Rock Hill, SC
Civic Federal Credit Union Rock Hill SC 2004
15-0169-R3 Trinity Baptist Church Federal Credit Union
Trinity Baptist Church Federal Credit Union
Trinity Baptist Church Federal Credit Union Florence SC 2015
20-0129-SR Mayfield, Nefretiri
Former Institution-Affiliated Party
Founders Federal Credit Union Lancaster SC 2020
13-0009-R3 Hood, Lisa
AllSouth Federal Credit Union in Columbia, South Carolina
AllSouth Federal Credit Union in Columbia Columbia SC 2013
16-0042-R3 S. C. H. D. Dist #7 Federal Credit Union
N/A Orangeburg SC 2016
17-0141-r3 Charleston County Teachers Federal Credit Union, Charleston County Teachers Federal Credit Union
Charleston County Teachers Federal Credit Union
Charleston County Teachers Federal Credit Union Charleston SC 2017
16-0057-R3 Young, Yvondia M. "Susan"
Former Employee of Heritage Trust Federal Credit Union
Heritage Trust Federal Credit Union Charleston SC 2016
97-11-01-II Jess, F?rank J.
A Person Participating in the Affairs of the United Poles Perth Amboy Federal Credit Union Charleston, South Carolina
United Poles Perth Amboy Federal Credit Union Charleston Charleston SC 1997
07-0801-I Sim, Angelica H.
Former Teller at Coastway Credit Union, Cranston, Rhode Island
Coastway Credit Union Cranston RI 2008
14-0025-R1 Ferreira, Crystal
Former Employee of Columbus Credit Union in Providence, Rhode Island
Columbus Credit Union Providence RI 2014
07-0501-I Kizekai, Nina
Former Teller Pawtucket Credit Union, Pawtucket, Rhode Island
Pawtucket Credit Union Pawtucket RI 2007
12-0061-R1 Cicione III, Joseph J.
Order of Prohibition ?- Former Employee of Alliance Blackstone Valley Federal Credit Union in Pawtucket,Rhode Island
Alliance Blackstone Valley Federal Credit Union in Pawtucket Pawtucket RI 2012
16-0105-R3 V. Suarez Employees Federal Credit Union
N/A Bayamon PR 2016
14-0218-R3 Universal Coop Federal Credit Union
Universal Coop Federal Credit Union
Universal Coop Federal Credit Union Rio Grande PR 2015
15-0032-R3 Claret Federal Credit Union
Claret Federal Credit Union
Claret Federal Credit Union Bayomon PR 2015
16-0106-R3 Banco De Santander Federal Credit Union
N/A Puerto Nuevo PR 2016
18-0035-R3 Maldonado-Suarez, Tania
Former Employee of Puerto Rico Federal Credit Union
Puerto Rico Federal Credit Union San Juan PR 2018
16-0137-R2 Garner, Sherry
Former Employee of HD York Federal Credit Union
HD York Federal Credit Union York PA 2016
20-0106-ER Aikey, Brittany
Former Institution-Affiliated Party
NU Community Credit Union Milton PA 2020
02-0101-II Bleigh, Ricki
Former treasurer of Zelienople JM Federal Credit Union, Zelienople, Pennsylvania
Zelienople JM Federal Credit Union Zelienople PA 2002
02-0102-II Gladfelter, Donna Lee
Former manager of York Sylvania Employees Federal Credit Union in York, Pennsylvania
York Sylvania Employees Federal Credit Union in York York PA 2002
98-0602-II Barrows, George L.
Former President of Jessop Employees FCU Washington, Pennsylvania
Jessop Employees FCU Washington Washington PA 1998
98-0607-II Morris, Alfred W.
Former Vice President of Jessop Employees FCU Washington, Pennsylvania
Jessop Employees FCU Washington Washington PA 1998
98-0610-II Watson, Patricia
Former Manager of Jessop Employees FCU Washington, Pennsylvania
Jessop Employees FCU Washington Washington PA 1998
18-0061-R2 Lancaster Red Rose Credit Union
Lancaster Red Rose Credit Union
Lancaster Red Rose Credit Union Lancaster PA 2018
22-0117-ER Cruz, Anne
Former Chief Executive Officer
PNG Northern Federal Credit Union Vandergrift PA 2022
19-0170-ER Biederman, Kevin
Former Employee of Philadelphia Federal Credit Union
Philadelphia Federal Credit Union Philadelphia PA 2019
06-0201-II Staccone, Anthony
Former Treasurer/Manager, Lonza Federal Credit Union, Williamsport, PA
Lonza Federal Credit Union Williamsport PA 2006
07-1001-II Worona, Irene Nancy
Former Teller at Mercer County Community FCU, Sharon, Pennsylvania
Mercer County Community FCU Sharon PA 2008
98-0608-II Whitehead, John A.
Former Secretary of Jessop Employees FCU Washington, Pennsylvania
Jessop Employees FCU Washington Washington PA 1998
99-0801-II Walters, June
Former Member of the Board of Directors, Jessop Employees Federal Credit Union Washington, PA
Jessop Employees Federal Credit Union Washington PA 1999
16-0036-R2 Wesley Ame Zion Federal Credit Union
N/A Philadelphia PA 2016
14-0121-R2 Plisko, Amanda
Former Employee of Wilkes-Barre City Employees Federal Credit Union
Wilkes-Barre City Employees Federal Credit Union Wilkes Barre PA 2014
16-0019-R2 Jelen, Sean
Former Employee of Valor Federal Credit Union
Valor Federal Credit Union Scranton PA 2016
16-0202-R2 Valley Wide of PA Federal Credit Union
Valley Wide of PA Federal Credit Union Tarentum PA 2016
07-0501-II Saloney, Valerie
Former Member Services Representative, Merho FCU, Johnstown, PA
Merho FCU Johnstown PA 2007
14-0057-R2 White Rock Federal Credit Union
White Rock Federal Credit Union Philadelphia PA 2014
16-0038-R2 Bethany Baptist Christian Federal Credit Union
N/A Chester PA 2016
18-0025-R2 Ward Federal Credit Union
Ward Federal Credit Union
Ward Federal Credit Union Philadelphia PA 2018
08-0001-R2 Kolesar, Pranee
Boeing Helicopters Federal Credit Union, Ridley Park, Pennsylvania
Boeing Helicopters Federal Credit Union Ridley Park PA 2008
11-0032-R2 Zimmerman, Brian
Order of Prohibition - Former Manager of LEBCO Educators Federal Credit Union, Lebanon, Pennsylvania
LEBCO Educators Federal Credit Union Lebanon PA 2011
14-0133-R2 Shurina, Melissa
Former Employee of USX Federal Credit Union
USX Federal Credit Union Cranberry Township PA 2014
14-0199-R2 Rozanski, Victoria
Former Employee of Ellwood City Holy Redeemer Parish Federal Credit Union
Ellwood City Holy Redeemer Parish Federal Credit Union Ellwood City PA 2014
20-0143-ER Shaeffer, Brooke
Former Employee
Member’s 1st Federal Credit Union Mechanicsburg PA 2020
21-0125-ER Brown, Joan P.
Former Employee
Service Center for Credit Unions, Inc. N/A PA 2021
13-0005-R2 Cowan, Holly
Notice of Prohibition - Former Employee of Lawrence County School Employees Federal Credit Union in New Castle, Pennsylvania
Lawrence County School Employees Federal Credit Union in New Castle New Castle PA 2013
14-0172-R2 Philadelphia Gas Works Employees FCU
Philadelphia Gas Works Employees FCU
Philadelphia Gas Works Employees FCU Philadelphia PA 2014
15-0068-R2 Greater Pittsburgh Federal Credit Union
Greater Pittsburgh Federal Credit Union
Greater Pittsburgh Federal Credit Union Pittsburgh PA 2015
15-0073-R2 EME Credit Union
EME Credit Union
EME Credit Union Easton PA 2015
16-0136-R2 Hauptmann, Lisa
Former Employee of Oil Country Federal Credit Union
Oil Country Federal Credit Union Titusville PA 2016
98-0606-II Molinaro, Joseph
Former Credit Committee Member Jessop Employees FCU Washington, Pennsylvania
Jessop Employees FCU Washington PA 1998
06-1201-II Williams, Robert D.
Former Manager Philadelphia Postal Workers Credit Union, Philadelphia, Pennsylvania;
Philadelphia Postal Workers Credit Union Philadelphia PA 2006
08-0024-R2 Sterling, Lucinda
Former Vice-President of the liquidated Nor-Car Federal Credit Union, Easton, Pennsylvania
Nor-Car Federal Credit Union Easton PA 2008
08-0034-R2 Replogle, Randal Scott
Former ATM Representative at Blair Credit Union, Altoona Regional Health System Federal Credit Union and Huntingdon Federal Credit Union, Altoona, Pennsylvania
Blair Credit Union, Altoona Regional Health System Federal Credit Union, and Huntingdon Federal Credit Union Altoona PA 2008
05-0401-II Bennett, Donna
Former manager, Fort Ligonier FCU; Ligonier, PA;
Fort Ligonier FCU Ligonier PA 2005
19-0185-ER Margucci, Tammy
Former Employee of Lanco Federal Credit Union
Lanco Federal Credit Union Lancaster PA 2019

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