Letters to Credit Unions and Other Guidance

From time to time, the NCUA will provide guidance and other information to the credit union system on regulatory and supervisory matters, trends affecting federally insured credit unions and potential risks and threats.

Letters to Credit Unions — Provide guidance on specific NCUA policies and procedures, compliance, governance, and other timely issues that affect all federally insured credit unions.
Letters to Federal Credit Unions — Provide guidance on specific NCUA policies and procedures, compliance, governance, and other timely issues that affect only credit unions with a federal charter.
Risk Alerts — Detail practices or external threats that potentially are a significant risk to the safety and soundness of the credit union system.
Regulatory Alerts — Provide guidance on rules and regulations from other agencies that all credit unions must comply with.
Supervisory Letters — Provide the NCUA’s examiners with instructions and information on a range of supervisory and regulatory issues.
Accounting Bulletins — Provide guidance and instructions on how changes in generally accepted accounting principles and other regulatory initiatives affect how credit unions report these items in their financial statements.
Consumer Financial Protection Updates — Announce new activity on consumer compliance laws, regulations and guidance.
Letters to Corporate Credit Unions — Provide guidance letters to inform corporate credit unions about specific NCUA policies and procedures, compliance, governance, and other timely issues.

You can search these regulatory letters going back to 1979 by document type, the year issued, by subject and by title or keywords. Please note that obsolete letters are not included.

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Letters to Credit Unions and Other Guidance search results
Docket #	Title	Subject	Type	Year	Status
07-01	Recording Donated Equity upon the Receipt of Tangible Fixed Asset Donations of Material Value	Accounting	Accounting Bulletins	2007	Active
07-02	Basic Accounting for NCUA Grants Received by Small Credit Unions	Accounting	Accounting Bulletins	2007	Active
2007-01	Payout of Retained Earnings in Conjunction with Corporate Credit union Mergers.	Operations	Letters to Corporate Credit Unions	2007	Active
06-01	Interagency Advisory Addressing the ALLL Key Concepts and Requirements	Accounting	Accounting Bulletins	2006	Active
06-CU-18	Revisions to the Official NCUA Sign	Share Insurance	Letters to Credit Unions	2006	Active
06-CU-16	Interagency Guidance on Nontraditional Mortgage Product Risk	Mortgage Lending	Letters to Credit Unions	2006	Active
SL No. 06-01	Evaluating Earnings	Examination Program	Supervisory Letters	2006	Active
06-FCU-04	Evaluation of Earnings	Examination Program	Letters to Federal Credit Unions	2006	Active
06-CU-12	Disaster Preparedness Response Examination Procedures	Business Continuity	Letters to Credit Unions	2006	Active
06-RA-04	2006 Revisions to Uniform Standards of Professional Appraisal Practice USPAP	Appraisals	Regulatory Alerts	2006	Active
06-RISK-01	Disaster Planning and Response	Business Continuity	Risk Alerts	2006	Active
06-CU-07	IT Security Compliance Guide for Credit Unions	Cybersecurity	Letters to Credit Unions	2006	Active
06-FCU-02	Measuring Service to Members	Examination Program	Letters to Federal Credit Unions	2006	Active
05-CU-21	Overdraft Courtesy Pay Programs	Overdrafts	Letters to Credit Unions	2005	Active
2005-02-01	This is to clarify some confusion with language in Corporate Credit Union Guidance Letter 2005-02 Governance Policies	Governance	Letters to Corporate Credit Unions	2005	Active
05-CU-12	Frequently Asked Questions on Residential Tract Development Lending	Mortgage Lending	Letters to Credit Unions	2005	Active
05-RA-07	Charitable Contributions and Donations to Storm Victims	Consumer Protection	Regulatory Alerts	2005	Active
05-FCU-02	Tax Consequences of Payment of Travel Expenses for FCU Volunteer Officials and Their Guests	Tax Exemption	Letters to Federal Credit Unions	2005	Active
05-RISK-02	Raising Consumer Awareness of Phishing Schemes	Cybersecurity	Risk Alerts	2005	Active
05-CU-09	Bank Secrecy Act Compliance	BSA/AML	Letters to Credit Unions	2005	Active
05-CU-07	Managing Risks Associated with Home Equity Lending	Mortgage Lending	Letters to Credit Unions	2005	Active
05-01	Accounting and Reporting for Commitments to Originate and Sell Mortgage Loans	Accounting	Accounting Bulletins	2005	Active
2005-02	Governance Policies	Governance	Letters to Corporate Credit Unions	2005	Active
05-CU-06	Frequently Asked Questions on Independent Appraisal and Evaluation Functions	Appraisals	Letters to Credit Unions	2005	Active
2005-01	BSA compliance when "unbatching" previously batched transactions during processing or settlement services.	BSA/AML	Letters to Corporate Credit Unions	2005	Active
05-CU-01	Supervising Community Development Credit Unions	Examination Program	Letters to Credit Unions	2005	Active
05-CU-03	Overdraft Protection Bounce Protection Programs	Overdrafts	Letters to Credit Unions	2005	Active
2004-05	Business Continuity Planning and Business Critical Processes	Business Continuity	Letters to Corporate Credit Unions	2004	Active
04-CU-12	Phishing Guidance for Credit Union Members	Consumer Protection	Letters to Credit Unions	2004	Active
04-CU-13	Specialized Lending Activities	Consumer Lending	Letters to Credit Unions	2004	Active
2004-04	Business Continuity Guidance Letter	Business Continuity	Letters to Corporate Credit Unions	2004	Active
2004-03	Critical Information System Risk Areas	Cybersecurity	Letters to Corporate Credit Unions	2004	Active
04-CU-10	Items to Consider When Underwriting Member	Member Business Lending	Letters to Credit Unions	2004	Active
2004-02	BSA compliance Guidance	BSA/AML	Letters to Corporate Credit Unions	2004	Active
04-CU-07	NCUAs Express Subscription Service	NCUA Operations/Activities	Letters to Credit Unions	2004	Active
04-CU-04	Investment Safekeeping Due Diligence	Investments	Letters to Credit Unions	2004	Active
04-CU-06	E-Mail and Internet Related Fraudulent Schemes Guidance	Consumer Protection	Letters to Credit Unions	2004	Active
04-RA-07	Controlling the Assault of Non-Solicited Pornography and Marketing Act	Consumer Protection	Regulatory Alerts	2004	Active
04-01	Update on Accounting for Loan and Lease Losses	Accounting	Accounting Bulletins	2004	Active
2004-01	State Corp Benefit Plans	Employee Benefit Plans	Letters to Corporate Credit Unions	2004	Active
04-CU-01	Small Business Administration Loans	Member Business Lending	Letters to Credit Unions	2004	Active
03-CU-17	Independent Appraisal and Evaluation Functions for	Appraisals	Letters to Credit Unions	2003	Active
03-FCU-07	Guidance on Selected Provisions of the Sarbanes-Oxley Act of 2002 for Federal Credit Unions	Auditing	Letters to Federal Credit Unions	2003	Active
03-CU-15	Real Estate Concentrations and Interest Rate Risk Management for Credit Unions with Large Positions in Fixed-Rate Mortgage Portfolios	Interest Rate Risk	Letters to Credit Unions	2003	Active
03-CU-14	Computer Software Patch Management	Cybersecurity	Letters to Credit Unions	2003	Active
03-CU-12	Fraudulent Newspaper Advertisements, and Websites by	Consumer Protection	Letters to Credit Unions	2003	Active
03-CU-11	Non-Maturity Shares and Balance Sheet Risk	Liquidity Risk	Letters to Credit Unions	2003	Active
2003-05	Investing To Fund Employee Benefit Plans	Employee Benefit Plans	Letters to Corporate Credit Unions	2003	Active
2003-03	Modeling Non-maturing Shares and Deposits	Risk Management	Letters to Corporate Credit Unions	2003	Active
03-FCU-06	Debt Cancellation and Suspension Programs	Examination Program	Letters to Federal Credit Unions	2003	Active
03-CU-05	Expanded AIRES Loan and Share Record Layout	Examination Program	Letters to Credit Unions	2003	Active
2003-02	IT Guidance	Cybersecurity	Letters to Corporate Credit Unions	2003	Active
03-CU-01	Loan Charge-off Guidance	Accounting	Letters to Credit Unions	2003	Active
02-CU-09	Allowance for Loan and Lease Losses	Accounting	Letters to Credit Unions	2002	Active
02-RA-06	Home Mortgage Disclosure Act Data Reporting Additions	HMDA	Regulatory Alerts	2002	Active
02-FCU-09	Risk-Focused Examination Program	Examination Program	Letters to Federal Credit Unions	2002	Active
02-CU-05	Examination Program Liquidity Questionnaire	Liquidity Risk	Letters to Credit Unions	2002	Active
01-CU-21	Disaster Recovery and Business Resumption	Business Continuity	Letters to Credit Unions	2001	Active
01-CU-20	Due Diligence Over Third Party Service Providers	Third Parties	Letters to Credit Unions	2001	Active
2001-4	Internet Based Application Controls	Cybersecurity	Letters to Corporate Credit Unions	2001	Active

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