Letters to Credit Unions and Other Guidance

From time to time, the NCUA will provide guidance and other information to the credit union system on regulatory and supervisory matters, trends affecting federally insured credit unions and potential risks and threats.

  • Letters to Credit Unions — Provide guidance on specific NCUA policies and procedures, compliance, governance, and other timely issues that affect all federally insured credit unions.
  • Letters to Federal Credit Unions — Provide guidance on specific NCUA policies and procedures, compliance, governance, and other timely issues that affect only credit unions with a federal charter.
  • Risk Alerts — Detail practices or external threats that potentially are a significant risk to the safety and soundness of the credit union system.
  • Regulatory Alerts — Provide guidance on rules and regulations from other agencies that all credit unions must comply with.
  • Supervisory Letters — Provide the NCUA’s examiners with instructions and information on a range of supervisory and regulatory issues.
  • Accounting Bulletins — Provide guidance and instructions on how changes in generally accepted accounting principles and other regulatory initiatives affect how credit unions report these items in their financial statements.
  • Consumer Financial Protection Updates — Announce new activity on consumer compliance laws, regulations and guidance.

You can search these regulatory letters going back to 1979 by document type, the year issued, by subject and by title or keywords. Please note that obsolete letters are not included.

Showing 781 - 836 of 836 Results
Docket # Title Subject Type Year Status
97-CU-05 Interagency Statement on Retail On-line PC Banking Cybersecurity Letters to Credit Unions 1997 Active
97-CU-03 Coporate Business Resumption And Contingency Planning Business Continuity Letters to Credit Unions 1997 Active
97-CU-04 Credit union financial trends during 1996 State of the Industry Letters to Credit Unions 1997 Active
97-RA-03 Blocking of Accounts Associated with Narcotics Traffickers BSA/AML Regulatory Alerts 1997 Active
97-RA-02 Clarification of Time for Designation of Exempt Persons for Purposes of 31 CFR 10322h BSA/AML Regulatory Alerts 1997 Active
97-CU-02 Supervisory Committee's Right to Hire Qualified Applicants to Perform Audits Auditing Letters to Credit Unions 1997 Active
97-CU-01 Automated Response System Controls Risk Management Letters to Credit Unions 1997 Active
96-CU-07 Call Report Modifications Call Report Letters to Credit Unions 1996 Active
96-RA-06 FinCEN Advisory BSA/AML Regulatory Alerts 1996 Active
96-CU-06 Credit union financial trends during the first half of 1996 LETTER NO 96-CU-6 State of the Industry Letters to Credit Unions 1996 Active
96-RA-05 Interim Exemption Procedures for Currency Transaction Reporting BSA/AML Regulatory Alerts 1996 Active
96-CU-05 Federal Financial Institutions Examination Council's (FFIEC) Statement on the Risks to Financial Institutions Involving Computer Systems in the New Millennium Y2K Letters to Credit Unions 1996 Active
96-RA-04 Special Alert BSA/AML Regulatory Alerts 1996 Active
96-RA-01 What You Need to Know About Executive Order 12978 BSA/AML Regulatory Alerts 1996 Active
96-RA-03 Suspicious Activity Report Software Program BSA/AML Regulatory Alerts 1996 Active
96-CU-02 Credit Union Financial Trends During 1995 State of the Industry Letters to Credit Unions 1996 Active
96-CU-03 Suspicious Activity Report Requirement BSA/AML Letters to Credit Unions 1996 Active
96-CU-01 Accounting for Mortgage Servicing Rights Accounting Letters to Credit Unions 1996 Active
96-RA-02 Reporting Currency Transactions BSA/AML Regulatory Alerts 1996 Active
96-RA-07 FinCEN Advisory BSA/AML Regulatory Alerts 1996 Active
95-CU-183 Call Report Forms Implementation Call Report Letters to Credit Unions 1995 Active
95-CU-181 Notice of Operating Fee Operating Fee Letters to Credit Unions 1995 Active
95-CU-182 Accounting for Certain Investments in Debt and Equity Securities Accounting Letters to Credit Unions 1995 Active
95-CU-175 Announcement of Bank Secrecy Act Amendments BSA/AML Letters to Credit Unions 1995 Active
95-CU-179 Automated Integrated Regulatory Examination System Examination Program Letters to Credit Unions 1995 Active
95-CU-174 Explanation on Risk-based lending Mortgage Lending Letters to Credit Unions 1995 Active
95-CU-173 Amendments to the Bank Secrecy Act BSA/AML Letters to Credit Unions 1995 Active
95-CU-170 Automated Clearinghouse - Deposits for Processing Activities Examination Program Letters to Credit Unions 1995 Active
95-CU-169 Collateralized Mortgage Obligations (CMOs) and Real Estate Mortgage Investment Conduits (REMICs) Investments Letters to Credit Unions 1995 Active
95-CU-163 Sanctions Against Select Foreign Countries BSA/AML Letters to Credit Unions 1995 Active
94-CU-162 Truth-in-Savings Act Compliance Consumer Protection Letters to Credit Unions 1994 Active
94-CU-161 CAMEL Rating System Revisions Examination Program Letters to Credit Unions 1994 Inactive
94-CU-157 Selection and Use of Brokers (HYM) Investments Letters to Credit Unions 1994 Active
94-CU-155 Credit Union Investment in Mutual Funds Investments Letters to Credit Unions 1994 Active
94-CU-154 Credit Unions' Lending Policies Examination Program Letters to Credit Unions 1994 Active
94-CU-153 Decline in the Number of Small CUs State of the Industry Letters to Credit Unions 1994 Active
93-CU-146 Yields on assets Investments Letters to Credit Unions 1993 Active
92-CU-139 Collateralized Mortgage Obligations (CMOs) Investments Letters to Credit Unions 1992 Active
92-CU-130 Changes in Interest Rates During Examinations Examination Program Letters to Credit Unions 1992 Active
91-CU-124 Real Estate Secured Credit by Credit Union Members Mortgage Lending Letters to Credit Unions 1991 Active
91-CU-122 NCUA Reviews of EDP Vendors Cybersecurity Letters to Credit Unions 1991 Active
91-CU-120 Interest Rate Adjustment Errors for ARM Loans Mortgage Lending Letters to Credit Unions 1991 Active
89-CU-109 Information Processing Issues Cybersecurity Letters to Credit Unions 1989 Active
88-CU-100 Amended IRS Form 990 - Return of Organization Exempt from Income Tax Tax Exemption Letters to Credit Unions 1988 Active
88-CU-96 Privately Issued Mortgage Related Securities Investments Letters to Credit Unions 1988 Active
87-CU-94 Financial Statement Classification of FCU Member Share Accounts Auditing Letters to Credit Unions 1987 Active
87-CU-90 Recordkeeping and Reporting Requirements under the Bank Secrecy Act BSA/AML Letters to Credit Unions 1987 Active
86-CU-84 Insider Dealing and Conflicts of Interest Governance Letters to Credit Unions 1986 Active
85-CU-79 Mutual Funds Investments Letters to Credit Unions 1985 Active
85-CU-78 Currency and Foreign Transaction Reporting Act BSA/AML Letters to Credit Unions 1985 Active
82-CU-66 Repurchase Agreements Operations Letters to Credit Unions 1982 Active
81-CU-60 Deregulation of Share, Share Draft, and Share Certificate Accounts Investments Letters to Credit Unions 1981 Active
81-CU-57 Diversification in the Investment Portfolio Investments Letters to Credit Unions 1981 Active
81-CU-54 Cautions to be Taken in Making Investments in Federal Funds Market Transactions Investments Letters to Credit Unions 1981 Active
79-CU-29 Government Securities (Safekeeping) Investments Letters to Credit Unions 1979 Active
78-CU-21 Fiduciary Liability Insurance Risk Management Letters to Credit Unions 1978 Active
1
2
...
12
13
14

The NCUA is committed to providing an excellent user experience to all individuals, including persons with disabilities. If you require an accommodation to access information on or to use this website, contact Section508@NCUA.gov to request one. Please visit the NCUA's Accessibility Statement for additional information.