Letters to Credit Unions and Other Guidance

From time to time, the NCUA will provide guidance and other information to the credit union system on regulatory and supervisory matters, trends affecting federally insured credit unions and potential risks and threats.

Letters to Credit Unions — Provide guidance on specific NCUA policies and procedures, compliance, governance, and other timely issues that affect all federally insured credit unions.
Letters to Federal Credit Unions — Provide guidance on specific NCUA policies and procedures, compliance, governance, and other timely issues that affect only credit unions with a federal charter.
Risk Alerts — Detail practices or external threats that potentially are a significant risk to the safety and soundness of the credit union system.
Regulatory Alerts — Provide guidance on rules and regulations from other agencies that all credit unions must comply with.
Supervisory Letters — Provide the NCUA’s examiners with instructions and information on a range of supervisory and regulatory issues.
Accounting Bulletins — Provide guidance and instructions on how changes in generally accepted accounting principles and other regulatory initiatives affect how credit unions report these items in their financial statements.
Consumer Financial Protection Updates — Announce new activity on consumer compliance laws, regulations and guidance.

You can search these regulatory letters going back to 1979 by document type, the year issued, by subject and by title or keywords. Please note that obsolete letters are not included.

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Letters to Credit Unions and Other Guidance search results
Docket #	Title	Subject	Type	Year	Status
97-RA-12	Guidance for Reporting Computer-Related Crimes	Cybersecurity	Regulatory Alerts	1997	Active
97-CU-03	Coporate Business Resumption And Contingency Planning	Business Continuity	Letters to Credit Unions	1997	Active
97-CU-04	Credit union financial trends during 1996	State of the Industry	Letters to Credit Unions	1997	Active
97-CU-05	Interagency Statement on Retail On-line PC Banking	Cybersecurity	Letters to Credit Unions	1997	Active
97-RA-03	Blocking of Accounts Associated with Narcotics Traffickers	BSA/AML	Regulatory Alerts	1997	Active
97-RA-02	Clarification of Time for Designation of Exempt Persons for Purposes of 31 CFR 10322h	BSA/AML	Regulatory Alerts	1997	Active
97-CU-02	Supervisory Committee's Right to Hire Qualified Applicants to Perform Audits	Auditing	Letters to Credit Unions	1997	Active
97-CU-01	Automated Response System Controls	Risk Management	Letters to Credit Unions	1997	Active
96-CU-07	Call Report Modifications	Call Report	Letters to Credit Unions	1996	Active
96-RA-06	FinCEN Advisory	BSA/AML	Regulatory Alerts	1996	Active
96-CU-06	Credit union financial trends during the first half of 1996 LETTER NO 96-CU-6	State of the Industry	Letters to Credit Unions	1996	Active
96-RA-05	Interim Exemption Procedures for Currency Transaction Reporting	BSA/AML	Regulatory Alerts	1996	Active
96-CU-05	Federal Financial Institutions Examination Council's (FFIEC) Statement on the Risks to Financial Institutions Involving Computer Systems in the New Millennium	Y2K	Letters to Credit Unions	1996	Active
96-RA-04	Special Alert	BSA/AML	Regulatory Alerts	1996	Active
96-RA-01	What You Need to Know About Executive Order 12978	BSA/AML	Regulatory Alerts	1996	Active
96-CU-02	Credit Union Financial Trends During 1995	State of the Industry	Letters to Credit Unions	1996	Active
96-CU-03	Suspicious Activity Report Requirement	BSA/AML	Letters to Credit Unions	1996	Active
96-RA-03	Suspicious Activity Report Software Program	BSA/AML	Regulatory Alerts	1996	Active
96-CU-01	Accounting for Mortgage Servicing Rights	Accounting	Letters to Credit Unions	1996	Active
96-RA-02	Reporting Currency Transactions	BSA/AML	Regulatory Alerts	1996	Active
96-RA-07	FinCEN Advisory	BSA/AML	Regulatory Alerts	1996	Active
95-CU-181	Notice of Operating Fee	Operating Fee	Letters to Credit Unions	1995	Active
95-CU-182	Accounting for Certain Investments in Debt and Equity Securities	Accounting	Letters to Credit Unions	1995	Active
95-CU-183	Call Report Forms Implementation	Call Report	Letters to Credit Unions	1995	Active
95-CU-175	Announcement of Bank Secrecy Act Amendments	BSA/AML	Letters to Credit Unions	1995	Active
95-CU-179	Automated Integrated Regulatory Examination System	Examination Program	Letters to Credit Unions	1995	Active
95-CU-174	Explanation on Risk-based lending	Mortgage Lending	Letters to Credit Unions	1995	Active
95-CU-173	Amendments to the Bank Secrecy Act	BSA/AML	Letters to Credit Unions	1995	Active
95-CU-170	Automated Clearinghouse - Deposits for Processing Activities	Examination Program	Letters to Credit Unions	1995	Active
95-CU-169	Collateralized Mortgage Obligations (CMOs) and Real Estate Mortgage Investment Conduits (REMICs)	Investments	Letters to Credit Unions	1995	Active
95-CU-163	Sanctions Against Select Foreign Countries	BSA/AML	Letters to Credit Unions	1995	Active
94-CU-161	CAMEL Rating System Revisions	Examination Program	Letters to Credit Unions	1994	Inactive
94-CU-162	Truth-in-Savings Act Compliance	Consumer Protection	Letters to Credit Unions	1994	Active
94-CU-157	Selection and Use of Brokers (HYM)	Investments	Letters to Credit Unions	1994	Active
94-CU-153	Decline in the Number of Small CUs	State of the Industry	Letters to Credit Unions	1994	Active
94-CU-154	Credit Unions' Lending Policies	Examination Program	Letters to Credit Unions	1994	Active
94-CU-155	Credit Union Investment in Mutual Funds	Investments	Letters to Credit Unions	1994	Active
93-CU-146	Yields on assets	Investments	Letters to Credit Unions	1993	Active
92-CU-139	Collateralized Mortgage Obligations (CMOs)	Investments	Letters to Credit Unions	1992	Active
92-CU-130	Changes in Interest Rates During Examinations	Examination Program	Letters to Credit Unions	1992	Active
91-CU-124	Real Estate Secured Credit by Credit Union Members	Mortgage Lending	Letters to Credit Unions	1991	Active
91-CU-122	NCUA Reviews of EDP Vendors	Cybersecurity	Letters to Credit Unions	1991	Active
91-CU-120	Interest Rate Adjustment Errors for ARM Loans	Mortgage Lending	Letters to Credit Unions	1991	Active
89-CU-109	Information Processing Issues	Cybersecurity	Letters to Credit Unions	1989	Active
88-CU-100	Amended IRS Form 990 - Return of Organization Exempt from Income Tax	Tax Exemption	Letters to Credit Unions	1988	Active
88-CU-96	Privately Issued Mortgage Related Securities	Investments	Letters to Credit Unions	1988	Active
87-CU-94	Financial Statement Classification of FCU Member Share Accounts	Auditing	Letters to Credit Unions	1987	Active
87-CU-90	Recordkeeping and Reporting Requirements under the Bank Secrecy Act	BSA/AML	Letters to Credit Unions	1987	Active
86-CU-84	Insider Dealing and Conflicts of Interest	Governance	Letters to Credit Unions	1986	Active
85-CU-79	Mutual Funds	Investments	Letters to Credit Unions	1985	Active
85-CU-78	Currency and Foreign Transaction Reporting Act	BSA/AML	Letters to Credit Unions	1985	Active
82-CU-66	Repurchase Agreements	Operations	Letters to Credit Unions	1982	Active
81-CU-60	Deregulation of Share, Share Draft, and Share Certificate Accounts	Investments	Letters to Credit Unions	1981	Active
81-CU-57	Diversification in the Investment Portfolio	Investments	Letters to Credit Unions	1981	Active
81-CU-54	Cautions to be Taken in Making Investments in Federal Funds Market Transactions	Investments	Letters to Credit Unions	1981	Active
79-CU-29	Government Securities (Safekeeping)	Investments	Letters to Credit Unions	1979	Active
78-CU-21	Fiduciary Liability Insurance	Risk Management	Letters to Credit Unions	1978	Active

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