Skip to main content
United States flag An official website of the United States government
Official websites use .gov
A .gov website belongs to an official government organization in the United States.
Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.
Show

Administrative Orders

Administrative Orders are formal enforcement orders issued by the NCUA pursuant to Section 206 of the Federal Credit Union Act (12 U.S.C. § 1786). Generally, the NCUA issues Administrative Orders when it finds that a credit union or persons affiliated with a credit union have violated a law, rule or regulation, breached a fiduciary duty, or engaged in an unsafe or unsound practice.

The three most common orders issued by the NCUA include:

  • An Order to Cease and Desist, which requires an institution or individual to take action (or refrain from taking action), including making restitution;
  • An Order of Prohibition, which prohibits an individual from ever working for a federally insured financial institution; and
  • An Order Assessing Civil Money Penalties, which requires an institution or individual to pay an assessed penalty amount.

Prior to the issuance of an Administrative Order, the Federal Credit Union Act provides due process rights, which include the ability to have an administrative hearing before the Office of Financial Institution Adjudication, and to appeal the agency's decision to issue an order to the U.S. Circuit Court of Appeals.

The NCUA also issues Notices of Prohibition to individuals under Section 205(d) of the Federal Credit Union Act (12 U.S.C. § 1785(d)). The notice advises an individual convicted of a criminal offense of the prohibitions resulting from their conviction. (Until recently the NCUA issued formal Notices of Prohibition, but in conformity with the other federal financial institution regulators, we are now issuing letter notices.)

Disclaimer: This platform is intended to provide access to the enforcement actions taken by the NCUA since 1991 in a searchable and downloadable format. It is not guaranteed to be comprehensive. The primary source for the enforcement actions are the NCUA's press releases and other official communications. The names of the individuals and financial institutions contained herein reflect the institutions' identities when the enforcement actions were finalized and do not necessarily represent their current identities.

This platform also includes notices issued by the NCUA since 2008 to individuals under Section 205(d) of the Federal Credit Union Act. Under the law, the prohibitions outlined in these notices may have expired and the individual might no longer be prohibited from holding a position at an insured credit union. Although the NCUA is making notices issued pursuant to 205(d) searchable and downloadable, users of this platform should conduct their own inquiry regarding the current status of any prohibition identified in this platform.

Enforcement actions issued by other federal financial institution regulators can be found at the following websites:

Download CSV

Showing 101 - 200 of 1532 Results
Docket # Name and Relationship Institution City State Year
18-0024-R2 St. Gabriels Federal Credit Union
St. Gabriels Federal Credit Union
St. Gabriels Federal Credit Union Washington DC 2018
14-0060-R2 Paramount Baptist Church Federal Credit Union
Paramount Baptist Church Federal Credit Union Washington DC 2014
17-0170-R2 Linton, Catherine
Former employee of Trailblazer Federal Credit Union
Trailblazer Federal Credit Union Washington PA 2018
12-0072-R2 Samuells, Tiffany
Notice of Prohibition - Former Employee of Clara Barton Federal Credit Union in Washington, D.C.
Clara Barton Federal Credit Union in Washington Washington DC 2013
14-0142-R1 Bi-County Ptc Federal Credit Union
Bi-County Ptc Federal Credit Union
Bi-County Ptc Federal Credit Union Warren MI 2014
16-0197-R1 Wakefield Town Employees Federal Credit Union
Wakefield Town Employees Federal Credit Union Wakefield MA 2016
15-0053-R5 Waikiki, Amy
Former Employee of Kulia Ohana Federal Credit Union
Kulia Ohana Federal Credit Union Wailuki HI 2015
03-0901-VI Renteria, Charlene M.
Respondent, Schofield Federal Credit Union, Wahiawa, HI
Schofield Federal Credit Union Wahiawa HI 2003
16-0047-R4 Waconized Federal Credit Union
N/A Waco TX 2016
14-0151-R4 Mclennan County Employees Federal Credit Union
Mclennan County Employees Federal Credit Union
Mclennan County Employees Federal Credit Union Waco TX 2014
14-0076-R4 Members Choice of Central Texas Federal Credit Union
Members Choice of Central Texas Federal Credit Union Waco TX 2014
97-0702-VI Ybarra, Isaac I.
A person participating in the affairs of ALCOA of Vernon Employees FCU, located in Vernon, California
ALCOA of Vernon Employees FCU Vernon CA 1997
15-0097-R5 Emerick, Robert
Former Employee of County Schools Federal Credit Union
County Schools Federal Credit Union Ventura CA 2015
14-0148-R4 Velma Federal Credit Union
Velma Federal Credit Union
Velma Federal Credit Union Velma OK 2014
22-0117-ER Cruz, Anne
Former Chief Executive Officer
PNG Northern Federal Credit Union Vandergrift PA 2022
16-0040-R2 CCC Van Wert Credit Union
N/A Van Wert OH 2016
15-0034-R3 Locoga Federal Credit Union
Locoga Federal Credit Union
Locoga Federal Credit Union Valdosta GA 2015
23-0127-SR Lehman, Leah
Former Institution-Affiliated Party
Southern Pine Credit Union Valdosta GA 2023
05-0302-I Hayes, Michael K.
Former Board President, Utica Cutlery Employees Federal Credit Union (kna Oneida County FCU), Utica, New York;
Utica Cutlery Employees Federal Credit Union (kna Oneida County FCU) Utica NY 2005
23-0132-ER Horne, Ryan Nicole
Former Employee
NASA Federal Credit Union Upper Marlboro MD 2023
14-0001-R2 Ferraro, Carol Ann
Former Employee of Chaffey Federal Credit Union in Upland, California
Chaffey Federal Credit Union Upland CA 2014
17-0043-R4 Sandhills Federal Credit Union
Sandhills Federal Credit Union
Sandhills Federal Credit Union Ulysses KS 2017
16-0133-R1 Almonte, Roxana
Former Employee of Hudson Valley Federal Credit Union
Employee of Hudson Valley Federal Credit Union Ulster County NY 2016
13-0016-R4 Schwartz, Georgia
Notice of Prohibition - Former Employee of Glen Ullin Credit Union in Ullin, North Dakota
Glen Ullin Credit Union in Ullin Ullin ND 2013
10-0022-R4 Dodson, Lisa Zimmerman
Order of Prohibition - Former Employee of Cooperative Teachers Credit Union in Tyler, Texas
Cooperative Teachers Credit Union in Tyler Tyler TX 2010
14-0021-R3 Payne, Tonya
Former Employee of Valley Credit Union in Tuscumbia, Alabama
Valley Credit Union Tuscumbia AL 2014
14-0020-R3 Ledbetter, Beth Ann
Former Employee of Valley Credit Union in Tuscumbia, Alabama
Valley Credit Union Tuscumbia AL 2014
16-0115-R4 Employees Federal Credit Union
N/A Tulsa OK 2016
15-0008-R4 Ward, Brandi
Former Employee of Dowell Federal Credit Union
Dowell Federal Credit Union Tulsa OK 2015
16-0163-R4 Saint Francis Employee's Federal Credit Union
Saint Francis Employee's Federal Credit Union Tulsa OK 2016
14-0080-R4 Saint Francis Employees Federal Credit Union
Saint Francis Employees Federal Credit Union Tulsa OK 2014
22-0104-SR Colley, Mark
Former Institution-Affiliated Party
First Oklahoma Federal Credit Union Tulsa OK 2022
17-0060-R4 Barroso, Eva
Former Employee of Oklahoma Central Credit Union
Oklahoma Central Credit Union Tulsa OK 2017
04-0502-V Gaston, Kissy Juliette
Former Loan Credit Analyst, Boeing Employees Credit Union, Tukwila, WA
Boeing Employees Credit Union Tukwila WA 2004
16-0049-R4 Quay Schools Federal Credit Union
N/A Tucumcari NM 2016
21-0128-WR Aleman, Hector
Former Employee
Pima Federal Credit Union Tucson AZ 2021
00-0301-V Kloeckner, Mark A.
Former Chief Financial Officer of Saguaro Credit Union Tucson, Arizona
Saguaro Credit Union Tucson Tucson AZ 2000
20-0105-WR Anthony, Benedict
Former Employee
Tucson Old Pueblo Credit Union Tucson AZ 2020
16-0154-R2 Troy Area School Employees Federal Credit Union
Troy Area School Employees Federal Credit Union Troy PA 2016
03-1201-I Carey, Sr., William G.
Former Treasurer of Troy Federal Credit Union, Troy, New York
Troy Federal Credit Union Troy NY 2003
99-0406-VI Rasey, Linda J.
Searles Lake FCU Trona, California
Searles Lake FCU Trona Trona CA 1999
99-0405-VI Rana, Margaret S.
Searles Lake FCU Trona, California
Searles Lake FCU Trona Trona CA 1999
99-0403-VI Foote, Frieda L.
Searles Lake FCU Trona, California
Searles Lake FCU Trona Trona CA 1999
99-0404-VI Gossett, Robin E.
Searles Lake FCU Trona, California
Searles Lake FCU Trona Trona CA 1999
99-0402-IV McCurdy, Linda C.
Searles Lake FCU Trona, California
Searles Lake FCU Trona Trona CA 1999
97-0702IV Fouch, Linda
An Institution Affiliated Party and Person Participating in the Affairs of the Bay Area Medical Federal Credit Union, Traverse City, Michigan
Bay Area Medical Federal Credit Union Traverse City MI 1997
97-0701IV Fouch, Robert
An Institution Affiliated Party and Person Participating in the Affairs of the Bay Area Medical Federal Credit Union, Traverse City, Michigan
Bay Area Medical Federal Credit Union Traverse City MI 1997
23-0134-ER Nedow, Andrea Alice
Former Employee
Traverse Catholic Federal Credit Union Traverse City MI 2023
15-0022-R2 Towanda School Employees Federal Credit Union
Towanda School Employees Federal Credit Union
Towanda School Employees Federal Credit Union Towanda PA 2015
21-0123-ER Santiago, Cristal
Former Employee
North Jersey Federal Credit Union Totowa NJ 2021
15-0067-R1 Northwest Hills Credit Union
Northwest Hills Credit Union
Northwest Hills Credit Union Torrington CT 2015
22-0109-WR Mohabir, Indira
Former Institution-Affiliated Party
Western Federal Credit Union Torrance CA 2022
07-0501-V Jeffries, Kennae Rakeem
Former Employee at Honda FCU, Torrance, California
Honda FCU Torrance CA 2008
19-0167-WR Kent, Connie
Former Employee of Topeka Post Office Credit Union
Topeka Post Office Credit Union Topeka KS 2019
11-0060-R4 Wilkerson II, Harold M.
Notice of Prohibition - Former Employee of Credit Union One in Topeka, Kansas
Credit Union One in Topeka Topeka KS 2012
01-1001-V Humpage, John
Former Collection Manager of Santa Fe Credit Union, Topeka, Kansas
Santa Fe Credit Union Topeka KS 2001
16-0030-R1 Dunlop Employees Federal Credit Union
N/A Tonawanda NY 2016
16-0141-R2 Poore, Charles
Former employee of Toledo Metro Federal Credit Union
Toledo Metro Federal Credit Union Toledo OH 2016
15-0030-R2 Suburban Federal Credit Union
Suburban Federal Credit Union
Suburban Federal Credit Union Toledo OH 2015
15-0023-R2 Focus Federal Credit Union
Focus Federal Credit Union
Focus Federal Credit Union Toledo OH 2015
17-0028-R2 Toledo Police Federal Credit Union
Toledo Police Federal Credit Union
Toledo Police Federal Credit Union Toledo OH 2017
08-0042-R5 G. Miller, Marcella
Georgia-Pacific Toledo Employee FCU, Toledo, Oregon
Georgia-Pacific Toledo Employee FCU Toledo OR 2009
16-0136-R2 Hauptmann, Lisa
Former Employee of Oil Country Federal Credit Union
Oil Country Federal Credit Union Titusville PA 2016
14-0070-R3 Rabun-Tallulah Federal Credit Union
Rabun-Tallulah Federal Credit Union Tiger GA 2014
05-0806-V Valley Oak Credit Union
Order of Assessment of Civil Money Penalty
N/A Three Rivers CA 2005
06-1202-III Pogue, Jean T.
Former officials of Unified Singers Federal Credit Union of Thomasville, Georgia
Unified Singers Federal Credit Union of Thomasville Thomasville GA 2007
06-1201-III Pogue, Joseph E.
Former officials of Unified Singers Federal Credit Union of Thomasville, Georgia
Unified Singers Federal Credit Union of Thomasville Thomasville GA 2007
16-0089-R4 Garza, Susan
Former Employee of Electrical Workers No 527 Federal Credit Union
Electrical Workers No 527 Federal Credit Union Texas City TX 2016
01-0701-V Terry, Jan
Former Manager of Galveston Telco & Communications Credit Union, Texas City, Texas
Galveston Telco & Communications Credit Union Texas City TX 2001
13-0011-R1 Broadway, Sharon
Notice of Prohibition - Former Employee of United Catholic Credit Union in Temperance, Michigan
United Catholic Credit Union in Temperance Temperance MI 2013
18-0046-R3 Dawson, Taren
Former Employee/Institution-Affiliated Party of People’s First Federal Credit Union
People’s First Federal Credit Union Tarrant AL 2018
16-0202-R2 Valley Wide of PA Federal Credit Union
Valley Wide of PA Federal Credit Union Tarentum PA 2016
22-0110-ONES Hamilton, Diamond
Former Employee
Suncoast Credit Union Tampa FL 2022
19-0162-SR Williams, Devin
Former Employee of Suncoast Credit Union
Suncoast Credit Union Tampa FL 2019
19-0163-SR Martinez, Jamelah
Former Employee of Suncoast Credit Union
Suncoast Credit Union Tampa FL 2019
06-0902-III Delauder, Donna L.
Financial Card Services Representative, MacDill FCU, Tampa, Florida;
MacDill FCU Tampa FL 2006
16-0111-R3 FCAMEC Federal Credit Union
N/A Tallahassee FL 2016
12-0068-R3 Cordero, Raymond
Notice of Prohibition - Envision Credit Union in Tallahassee, Florida
Envision Credit Union in Tallahassee Tallahassee FL 2013
13-0004-R3 Kolias, George
Notice of Prohibtion - Former Board Member of Flag Credit Union in Tallahassee, Florida
Former Board Member of Flag Credit Union in Tallahassee Tallahassee FL 2013
12-0025-R3 Telfair, Eugene
Notice of Prohibition - Florida A&M University Federal Credit Union in Tallahassee, Florida
Florida A&M University Federal Credit Union in Tallahassee Tallahassee FL 2012
08-0012-R3 LeCain, Mark F.
Former President and CEO of Sunshine State Credit Union in Tallahassee, Florida
Sunshine State Credit Union in Tallahassee Tallahassee FL 2008
14-0034-R5 Thomas, Renee
Former Employee of Community Credit Union in Takoma, Washington
Community Credit Union Takoma WA 2014
15-0047-R4 Lynn-Co Federal Credit Union
Lynn-Co Federal Credit Union
Lynn-Co Federal Credit Union Tahoka TX 2015
12-0033-R5 Kelly, Edgar Hugh
Notice of Prohibition - Former Employee of? KBR Credit Union in Tacoma, Washington
KBR Credit Union in Tacoma Tacoma WA 2012
05-0701-V Ruiz, Daisy
Former Operations Manager of Harborstone Credit Union, Tacoma, WA;
Harborstone Credit Union Tacoma WA 2005
08-0037-R1 Gooden, Renee
Former temporary employee of Empower Federal Credit Union, Syracuse, New York
Empower Federal Credit Union Syracuse NY 2009
08-0025-R3 Hargrave, Betty J.
Former Manager of Kellogg Memphis Employees Federal Credit Union, Syracuse, New York
Kellogg Memphis Employees Federal Credit Union Syracuse NY 2008
05-0401-I Unger, Melonie L.
An Institution-Affiliated Party and Person Participating the the Affairs of Syracuse FCU, Syracuse, NY;
Syracuse FCU Syracuse NY 2005
04-1102-I Quonce, Christine T.
Former Branch Manager, Syracuse Federal Credit Union, Syracuse, NY
Syracuse Federal Credit Union Syracuse NY 2005
08-0008-R1 III, William A Hamler,
Syracuse Cooperative Federal Credit Union, Syracuse, New York
Syracuse Cooperative Federal Credit Union Syracuse NY 2008
05-1101-I Olney, Amanda R.
Former Teller, Syracuse Postal FCU, Syracuse, New York;
Syracuse Postal FCU Syracuse NY 2005
18-0006-R3 Skinner, Michael Andrew
Former Employee of Dade County Federal Credit Union
Dade County Federal Credit Union Sweetwater FL 2018
15-0140-R3 May, Tiffany
Former Employee of Priority One Credit Union
Priority One Credit Union Sunrise FL 2015
14-0108-R5 Sunnyvale Federal Credit Union
Sunnyvale Federal Credit Union Sunnyvale CA 2014
12-0077-R3 Johnson, Teresa D.
Notice of Prohibition - Former Employee of SAFE Federal Credit Union in Sumter, South Carolina
SAFE Federal Credit Union in Sumter Sumter SC 2013
14-0054-R2 Atlantic Health Employees Federal Credit Union
Atlantic Health Employees Federal Credit Union Summit NJ 2014
16-0041-R3 Access of Louisiana Federal Credit Union
N/A Sulphur LA 2016
16-0171-R4 South Community Credit Union
South Community Credit Union Sullivan MO 2016
14-0176-R2 None Suffer Lack Federal Credit Union
None Suffer Lack Federal Credit Union
None Suffer Lack Federal Credit Union Suitland MD 2014
01-0901-V Maxwell, Elizabeth A.
Former Manager of Greater Southwest Federal Credit Union, Sugar Land, Texas
Greater Southwest Federal Credit Union Sugar Land TX 2001

The NCUA is committed to providing an excellent user experience to all individuals, including persons with disabilities. If you require an accommodation to access information on or to use this website, contact us to request one. Please visit the NCUA's Accessibility Statement for additional information.