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Administrative Orders

Administrative Orders are formal enforcement orders issued by the NCUA pursuant to Section 206 of the Federal Credit Union Act (12 U.S.C. § 1786). Generally, the NCUA issues Administrative Orders when it finds that a credit union or persons affiliated with a credit union have violated a law, rule or regulation, breached a fiduciary duty, or engaged in an unsafe or unsound practice.

The three most common orders issued by the NCUA include:

  • An Order to Cease and Desist, which requires an institution or individual to take action (or refrain from taking action), including making restitution;
  • An Order of Prohibition, which prohibits an individual from ever working for a federally insured financial institution; and
  • An Order Assessing Civil Money Penalties, which requires an institution or individual to pay an assessed penalty amount.

Prior to the issuance of an Administrative Order, the Federal Credit Union Act provides due process rights, which include the ability to have an administrative hearing before the Office of Financial Institution Adjudication, and to appeal the agency's decision to issue an order to the U.S. Circuit Court of Appeals.

The NCUA also issues Notices of Prohibition to individuals under Section 205(d) of the Federal Credit Union Act (12 U.S.C. § 1785(d)). The notice advises an individual convicted of a criminal offense of the prohibitions resulting from their conviction. (Until recently the NCUA issued formal Notices of Prohibition, but in conformity with the other federal financial institution regulators, we are now issuing letter notices.)

Disclaimer: This platform is intended to provide access to the enforcement actions taken by the NCUA since 1991 in a searchable and downloadable format. It is not guaranteed to be comprehensive. The primary source for the enforcement actions are the NCUA's press releases and other official communications. The names of the individuals and financial institutions contained herein reflect the institutions' identities when the enforcement actions were finalized and do not necessarily represent their current identities.

This platform also includes notices issued by the NCUA since 2008 to individuals under Section 205(d) of the Federal Credit Union Act. Under the law, the prohibitions outlined in these notices may have expired and the individual might no longer be prohibited from holding a position at an insured credit union. Although the NCUA is making notices issued pursuant to 205(d) searchable and downloadable, users of this platform should conduct their own inquiry regarding the current status of any prohibition identified in this platform.

Enforcement actions issued by other federal financial institution regulators can be found at the following websites:

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Showing 1401 - 1500 of 1532 Results
Docket # Name and Relationship Institution City State Year
05-0401-V Miller, Mark A.
Former Vice President, Arrowhead Credit Union, San Bernardino, California
Arrowhead Credit Union San Bernardino CA 2005
16-0150-R1 Arnold Bakers Employees Federal Credit Union
Arnold Bakers Employees Federal Credit Union Greenwich CT 2016
15-0107-R1 Arnold Bakers Employees Federal Credit Union
Arnold Bakers Employees Federal Credit Union
Arnold Bakers Employees Federal Credit Union Greenwich CT 2015
15-0036-R3 Arlington Hotel Federal Credit Union
Arlington Hotel Federal Credit Union
Arlington Hotel Federal Credit Union Hot Springs AR 2015
14-0167-R3 Arkansas Kraft Employees Federal Credit Union
Arkansas Kraft Employees Federal Credit Union
Arkansas Kraft Employees Federal Credit Union Morrilton AR 2014
12-0056-R4 Judy, Joyce
Arkansas Employees Federal Credit Union in Little Rock, Arkansas
Arkansas Employees Federal Credit Union in Little Rock Little Rock AR 2012
14-0145-R3 Arkansas Am & N College Federal Credit Union
Arkansas Am & N College Federal Credit Union
Arkansas Am & N College Federal Credit Union Pine Bluff AR 2014
17-0106-r3 Arkansas AM and N College Federal Credit Union, Arkansas AM and N College Federal Credit Union
Arkansas AM and N College Federal Credit Union
Arkansas AM and N College Federal Credit Union Pine Bluff AR 2017
22-0105-WR Shimanek, Judith
Former Employee
Ark City Teachers Credit Union Arkansas City KS 2022
14-0241-R4 Area Community Credit Union
Area Community Credit Union
Area Community Credit Union Grand Forks ND 2015
15-0172-R4 Arch Community Credit Union
Arch Community Credit Union
Arch Community Credit Union Saint Louis MO 2016
19-0152-SR Smith, Shannon
Former employee
Appalachian Community Federal Credit Union Gray TN 2019
09-0014-R3 Bledsoe, Trena C.
Appalachian Community Federal Credit Union, Kingsport, Tennessee
Appalachian Community Federal Credit Union Kingsport TN 2009
14-0100-R4 Animas Credit Union
Animas Credit Union Farmington NM 2014
96-10-01-II Leeson, Cynthia Porter
Former Treasurer/Manager of Anacostia Naval Federal Credit Union
Anacostia Naval Federal Credit Union N/A N/A 1996
00-12-02-VI San Clemente Financial Group, Inc., aka San Clemente Financial Group Securities, Inc., aka San Clemente Securities, Inc.
An Institution-Affiliated Party
An Institution-Affiliated Party N/A N/A 2000
00-0801-IV Radle, Rdean Louise
An Institution-Affiliated Party and Person Participating in the Affairs of Amway Employees Credit Union, Ada, Michigan
Amway Employees Credit Union Ada MI 2000
05-0201-I Belk, Maria
Former Employee, Americu Credit Union, Rome, New York;
Americu Credit Union Rome NY 2005
11-0044-R4 Pena, Angela E.
Notice of Prohibition - Former Employee of American Nickeloid Employees Credit Union, LaSalle, Illinois
American Nickeloid Employees Credit Union LaSalle IL 2011
97-02-01-III Morrison, Jr., Paul F.
Former Manager of American Heritage Credit Union
American Heritage Credit Union N/A N/A 1997
09-0033-R1 Morgan, Jessica Lynn
American 1 Federal Credit Union, Jackson, Michigan
American 1 Federal Credit Union Jackson MI 2009
04-0701-V Deeter, Brenda Lee Busico, aka Brenda Lee (nee) Hunsaker, aka Brenda Lee
an Institution-Affiliated Party and Person Participating in the Affairs of America First Federal Credit Union, America First Federal Credit Union, Salt Lake City, UT
America First Federal Credit Union Salt Lake City UT 2005
05-0501-IV Hall, Lawrence K.
former CEO, Amarillo Community FCU, Amarillo, TX;
Amarillo Community FCU Amarillo TX 2005
18-0017-R1 Germann, Linda C.
Former Employee of Altra Federal Credit Union
Altra Federal Credit Union Onalaska WI 2018
14-0144-R4 Altana Federal Credit Union
Altana Federal Credit Union
Altana Federal Credit Union Billings MT 2014
19-0154-SR Harrison, Christy
Former Employee
Altamaha Federal Credit Union Jesup GA 2019
24-0003-WR Starling, Britnee Maree
Former Institution-Affiliated Party
AltaOne Federal Credit Union Ridgecrest CA 2024
16-0210-R4 Alpine Community Credit Union
Alpine Community Credit Union Alpine TX 2016
17-0072-R1 Alpena Community Credit Union
Alpena Community Credit Union
Alpena Community Credit Union Alpena MI 2017
12-0020-R4 Harvey, Cynthia M.
Notice of Prohibition - Former Employee of Allied Tube Employees Federal Credit Union in Harvey, Illinois.
Allied Tube Employees Federal Credit Union in Harvey Harvey IL 2012
17-0066-R3 Rembert, Rashaad
Former Employee of Alliance Credit Union of Florida
Alliance Credit Union of Florida Gainesville FL 2017
02-0401-IV Sheppard, Ann
An Institution Affiliated Party and Person Participating in the Affairs of the Alliance Credit Union Fenton, Missouri
Alliance Credit Union Fenton N/A MO 2002
16-0134-R4 Salmieri, Dara
Former Employee of Alliance Credit Union
Alliance Credit Union Fenton MO 2016
04-0901-V Jandrew, Monica D. Reese, a.k.a. Monica D.
Alliance Credit Union, San Jose, CA
Alliance Credit Union San Jose CA 2004
12-0061-R1 Cicione III, Joseph J.
Order of Prohibition ?- Former Employee of Alliance Blackstone Valley Federal Credit Union in Pawtucket,Rhode Island
Alliance Blackstone Valley Federal Credit Union in Pawtucket Pawtucket RI 2012
19-0112-ER Turk, Julie Ann
Former Employee of Allentown Federal Credit Union
Allentown Federal Credit Union Allentown PA 2019
13-0009-R3 Hood, Lisa
AllSouth Federal Credit Union in Columbia, South Carolina
AllSouth Federal Credit Union in Columbia Columbia SC 2013
15-0083-R1 All Souls Federal Credit Union
All Souls Federal Credit Union
All Souls Federal Credit Union New York NY 2015
02-0204-V Fuller, Chenay Deshon
Former Teller Alcon EmployeesҠFederal Credit Union in Fort Worth, Texas
Alcon EmployeesҠFederal Credit Union in Fort Worth Fort Worth TX 2002
15-0074-R3 Alcoa Community Federal Credit Union
Alcoa Community Federal Credit Union
Alcoa Community Federal Credit Union Benton AZ 2015
22-0107-WR Fletcher, Vanessa
Former Institution-Affiliated Party
Alaska USA Federal Credit Union Anchorage AK 2022
21-0113-WR Wilson, LaBrandi
Former Employee
Alaska Air Group Federal Credit Union SeaTac WA 2021
12-0022-R4 Salazar, Anna Marie
Notice of Prohibition - Former Employee of Alamo Federal Credit Union in San Antonio, Texas.
Alamo Federal Credit Union in San Antonio San Antonio TX 2012
12-0012-R3 Young, Michael John
Notice of Prohibition - Former Employee of? Alabama Central Credit Union in Birmingham, Alabama.
Alabama Central Credit Union Birmingham AL 2012
17-0032-R2 Akron Municipal Employees Credit Union
Akron Municipal Employees Credit Union
Akron Municipal Employees Credit Union Akron OH 2017
14-0077-R4 Airline Pilots Association Federal Credit Union
Airline Pilots Association Federal Credit Union Burr Ridge IL 2014
01-0803-V Lightner, Diana
Former Loan Officer Air Guard Federal Credit Union, Sioux Falls, South Dakota
Air Guard Federal Credit Union Sioux Falls SD 2001
18-0078-R4 Yang, Savannah
Former Employee of Affinity Plus Federal Credit Union
Affinity Plus Federal Credit Union St. Paul MN 2018
AO2017-0004-R4 Lee, Mayty
Former Employee of Affinity Plus Federal Credit Union
Affinity Plus Federal Credit Union St. Paul MN 2017
14-0086-R4 Aegis Credit Union
Aegis Credit Union Clinton IA 2014
07-0201-IV Ryan, Alisa Marie
Former Teller Aegis Credit Union, Clinton, Iowa
Aegis Credit Union Clinton IA 2007
20-0111-ER Williams, Phillip
Former Employee
Advia Credit Union Parchment MI 2020
20-0115-ER Koehler, Aisha
Former Employee
Advia Credit Union Parchment MI 2020
09-0001-R4 Anderson, Robin E.
Former branch manager of Advantage One Credit Union, Morrison, Illinois
Advantage One Credit Union Morrison IL 2009
03-0101-VI Smart, Kimberly
Addison Avenue Federal Credit Union formerly know as H.P. FCU, Palo Alto, CA
Addison Avenue Federal Credit Union formerly know as H.P. FCU Palo Alto CA 2003
07-0401-III Culler, Glenn W.
Former Ackerman Credit Union, Columbus, Ohio
Ackerman Credit Union Columbus OH 2007
18-0020-R2 Burns, Tammy
Former Employee of Access Credit Union
Access Credit Union Bristol PA 2018
95-1101 III LeBlanc, Tammy L.
An Institution Affiliated Party and Person Participating in the Affairs of the Acadian Federal Credit Union
Acadian Federal Credit Union N/A N/A 1995
AO14-0210-R1 Abyssinian Baptist Church Federal Credit Union
Abyssinian Baptist Church Federal Credit Union
Abyssinian Baptist Church Federal Credit Union New York NY 2015
05-1201-IV Miles, Joyce
Former Employee, ASHE FCU, Little Rock, Arkansas;
ASHE FCU Little Rick AR 2005
98-0601-III Justine, Donald G.
Former Manager ARH FCU
ARH FCU N/A N/A 1998
20-0110-SR Gurley, Brianna
Former Employee
AOD Federal Credit Union Oxford AL 2020
01-0801-V Humphries, Joy
Former manager at AMCOT Federal Credit Union, Austin, TX
AMCOT Federal Credit Union Austin TX 2001
11-0007-R5 Weidenhof, Vicki Lynn
Orderof Prohibition - Former Employee of ALPS Federal Credit Union, Sitka, Alaska
ALPS Federal Credit Union Sitka AK 2011
00-09-01-VI Joaquin-Bey, Carol
A person participating in the affairs of ALLEN TEMPLE BAPTIST CHURCH Federal Credit Union, Oakland, CA
ALLEN TEMPLE BAPTIST CHURCH Federal Credit Union Oakland CA 2000
97-0702-VI Ybarra, Isaac I.
A person participating in the affairs of ALCOA of Vernon Employees FCU, located in Vernon, California
ALCOA of Vernon Employees FCU Vernon CA 1997
99-0301-II Paramour, Lois
An Institution Affiliated Party and Person Participating in the Affairs of the AFSERCO STAFF Federal Credit Union
AFSERCO STAFF Federal Credit Union N/A N/A 1999
12-0076-R5 Liddle, William Robert
Notice of Prohibition - Former Employee of AEA Federal Credit Union in Yuma, Ariz
AEA Federal Credit Union Yuma AZ 2013
19-0151-WR Buxton, Karen
Former Employee
ADM Credit Union Decatur IL 2019
14-0120-R1 Simko, Patricia
Former Employee of A C M G Federal Credit Union
ACMG Federal Credit Union Solvay NY 2014
17-0152-r2 A B and W Emp Credit Union Inc Credit Union, A B and W Emp Credit Union Inc Credit Union
A B and W Emp Credit Union Inc Credit Union
A B and W Emp Credit Union Inc Credit Union Alexandria VA 2017
16-0182-R1 Mallory, Pamela
Former Employee of 360 Federal Credit Union
360 Federal Credit Union Windsor Locks CT 2016
01-0601-V Newton, Renice
Former manager of 3-C Credit Union, of Coffeyville, Kansas
3-C Credit Union Coffeyville KS 2001
03-0601-VI Tippins, April May
Former Loan Officer of 20th Century Fox Federal Credit Union
20th Century Fox Federal Credit Union N/A N/A 2003
09-0024-R3 Bowers, Jr., Donald
Former Manager of 1st United Labor Federal Credit Union, Louisville, Kentucky
1st United Labor Federal Credit Union Louisville KY 2009
08-0003-R1 Leathersich, Linda
Former Teller at 1st Priority Federal Credit Union in Rochester, New York
1st Priority Federal Credit Union in Rochester Rochester NY 2008
16-0012-R4 Cole, Taylor Lynnae
Former Employee of 1st Gateway Credit Union
1st Gateway Credit Union Camanche IA 2016
15-0162-R3 1st Choice Credit Union
1st Choice Credit Union
1st Choice Credit Union Atlanta GA 2016
21-0117-ER Lopez, Carolin
Former Institution-Affiliated Party
1st Bergen Federal Credit Union Hackensack NJ 2022
06-0901-II Straley, James R.
Former Treasurer/Manager #21845 Blackhawk FCU;
#21845 Blackhawk FCU; Beaver Falls PA 2006
06-0702-III Scarbro, Teri Lynn
Former Manager #1 Federal Credit Union, Jonesboro, Georgia
#1 Federal Credit Union Jonesboro GA 2006
09-0059-IV Rapid City Telco Federal Credit Union
Cease and Desist Order
N/A N/A N/A 2010
06-1201-V MOAPA Valley
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1107-III Decalb Financial
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1106-IV Horizon Community
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1106-III Evansville
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1105-IV Golden Key
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1102-V Embarcadero
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1102-IV Heritage
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1102-III Fulton Teachers
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1102-I Hudson Heritage
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1101-V United Methodist
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1101-III Tampa Bay
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1104-I Actors
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1103-V Minnequa Works
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1103-IV Rock Valley
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1103-III Winston-Salem City Employees
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1103-I Katahdin
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1105-III Bond Community
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1104-V Visterra CU (March Community)
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006

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