Administrative Orders

Administrative Orders are formal enforcement orders issued by the NCUA pursuant to Section 206 of the Federal Credit Union Act (FCUA) (12 U.S.C. § 1786). Generally, the NCUA issues Administrative Orders when it finds that a credit union or persons affiliated with a credit union have violated a law, rule or regulation, breached a fiduciary duty, or engaged in an unsafe or unsound practice.

The three most common orders issued by the NCUA include:

  • An Order to Cease and Desist, which requires a party to take action (or refrain from taking action), including making restitution; 
  • An Order or Notice of Prohibition, which prohibits a party from ever working for a federally insured financial institution; and 
  • An Order Assessing Civil Money Penalties.

Prior to the issuance of an Administrative Order, the Federal Credit Union Act provides due process rights, which include the ability to have an administrative hearing before the Office of Financial Institution Adjudication, and to appeal the agency's decision to issue an order to the U.S. Circuit Court of Appeals.

Enforcement actions against other institutions or their affiliated parties can be found at the website of the institution's primary federal regulator:

Showing 1401 - 1500 of 1509 Results
Docket # Name and Relationship Institution City State Year
06-1103-V Minnequa Works
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
91-1001III Bradford, Charles W.
An Institution Affiliated Party and Person Participating in the Affairs of Capitol Credit Union
Capitol Credit Union N/A N/A 1991
92-0901 V Romero, Isaac
Guadalupe Credit Union
Guadalupe Credit Union N/A N/A 1992
92-1101 V Wissman, Darrel L.
An Institution-Affiliated Party and Person Participating in the Affairs of the Holdrege Federal Credit Union
Holdrege Federal Credit Union N/A N/A 1992
95-0101 V Dabney, James Winston
An Institution Affiliated Party and Person Participating in the Affairs of the Zia Credit Union
Zia Credit Union N/A N/A 1995
95-1101 III LeBlanc, Tammy L.
An Institution Affiliated Party and Person Participating in the Affairs of the Acadian Federal Credit Union
Acadian Federal Credit Union N/A N/A 1995
96-11-01-III Skipper, Martha
Former Treasurer/Manager of First Neshoba Federal Credit Union
First Neshoba Federal Credit Union N/A N/A 1996
96-1201-I Lavin, Paul B.
Former President of Warwick Credit Union
Warwick Credit Union N/A N/A 1996
98-0402-II Horner, Alice
Jessop Employees FCU
Jessop Employees FCU N/A N/A 1998
98-0801-I Moskaluk, Joseph
Former manager of Backus Hospital Employees Credit Union
Backus Hospital Employees Credit Union N/A N/A 1998
00-12-03-VI Sunderland, Thomas H.
An Institution-Affiliated Party of San Clemente Securities
San Clemente Securities N/A N/A 2000
03-0602-VI MacLean, Connie M.
Searles Lake Federal Credit Union
Searles Lake Federal Credit Union N/A N/A 2003
07-0203-II Dover N.J. Spanish American FCU
Cease and Desist Order "Cease and Desist Terminated Aug. 2008"
N/A N/A N/A 2007
93-1002 IV Flores, Elisa
An Institution-Affiliated Party and Person Participating in the Affairs of the Capital Area School Employees Credit Union
Capital Area School Employees Credit Union N/A N/A 1993
96-07-01-V Owens, Georgia L.
San Isabel Federal Credit Union
San Isabel Federal Credit Union N/A N/A 1996
96-0801-I Crosby, William W.
Former Manager of the Former First General Employees Federal Credit Union
First General Employees Federal Credit Union N/A N/A 1996
96-1201-IV Braham, Paul A.
An Institution Affiliated Party and Person Participating in the Affairs of the Cleveland Heights Employees Credit Union
Cleveland Heights Employees Credit Union N/A N/A 1996
98-0401-VI Puente, Susana Marie
National City Employees Federal Credit Union
National City Employees Federal Credit Union N/A N/A 1998
98-0601-I Waterside Federal Credit Union
Cease-and-Desist Order of Waterside Federal Credit Union Respondent
Waterside Federal Credit Union Respondent N/A N/A 1998
98-0601-III Justine, Donald G.
Former Manager ARH FCU
ARH FCU N/A N/A 1998
98-0804-III Fergins, Velta
Caddo Parish Teachers Federal Credit Union
Caddo Parish Teachers Federal Credit Union N/A N/A 1998
91-1001I Silvia, Karen L.F.
An Institution Affiliated Party and Person Participating in the Affairs of the First Citizens Federal Credit Union
First Citizens Federal Credit Union N/A N/A 1991
93-0501 II Ricci, James W.
An Institution Affiliated Party and Person Participating in the Affairs of the Educational Systems Employees Federal Credit Union
Educational Systems Employees Federal Credit Union N/A N/A 1993
07-0502-II Garden Savings Federal Credit Union
Cease and Desist Order ԃease and Desist Terminated Jan. 2008"
N/A N/A N/A 2007
06-1103-IV Rock Valley
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
98-0613-II Singleton, Violet J.
Former Operations Manager of Christ HospitalFederal Credit Union
Christ HospitalFederal Credit Union N/A N/A 1998
98-0802-II Purvis, Rosemary
Former Assistant Manager of Lackawanna Diversified Federal Credit Union
Lackawanna Diversified Federal Credit Union N/A N/A 1998
9801-01-V Spruill, William G.
Oneok Credit Union
Oneok Credit Union N/A N/A 1998
93-0901 VI Perkins, Marilyn J.
An Institution Affiliated Party and Person Participating in the Affairs of the Evergreen Federal Credit Union
Evergreen Federal Credit Union N/A N/A 1993
95-1101 I Anderson, Carl J.
An Institution Affiliated Party and Person Participating in the Affairs of the Ocean Spray Employees Federal Credit Union
Ocean Spray Employees Federal Credit Union N/A N/A 1995
97-03-01-I Smith, James K.
Former co-founder and officer of Barnstable Community Federal Credit Union ("BCFCU")
Barnstable Community Federal Credit Union ("BCFCU") N/A N/A 1997
06-1102-III Fulton Teachers
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
00-0601-III Hall, Mary Jane
Respondent
N/A N/A N/A 2000
98-0603-VI Paku-Singer, Sheila A.
Former Operations Manager of Honea Federal Credit Union
Honea Federal Credit Union N/A N/A 1998
98-0702-II Kirkpatrick, Todd E.
Former Manager of Lakes-To-Sea Federal Credit Union
Lakes-To-Sea Federal Credit Union N/A N/A 1998
9801-01-IV Sneed, Kimberly M.
County Wide Federal Credit Union
County Wide Federal Credit Union N/A N/A 1998
92-1101 IV Roche, Raymond R.
An Institution Affiliated Party and Person Participating in the Affairs of the O C Federal Credit Union
O C Federal Credit Union N/A N/A 1992
96-1101-II Robinson, Pauline
Former Manager of WK Federal Credit Union
WK Federal Credit Union N/A N/A 1996
96-1101-V Halverson, Scott D.
Universal Campus Credit Union
Universal Campus Credit Union N/A N/A 1996
97-0703-VI Simpson, Doris L.
First City Savings Federal Credit Union
First City Savings Federal Credit Union N/A N/A 1997
98-0401-11 Majette, Eric
Institution-affiliated party of the NYB & FMC Federal Credit Union
NYB & FMC Federal Credit Union N/A N/A 1998
98-0401-I Ramos, Candelaria
N.Y. State Psychiatric Institute Respondent
N.Y. State Psychiatric Institute Respondent N/A N/A 1998
98-0604-II Foringer, Eugene
Former Chairman of the Supervisory Committee, Jessop Employees FCU
Jessop Employees FCU N/A N/A 1998
98-0901-V Willis, Stephen V.
Former Manager of First Central Credit Union
First Central Credit Union N/A N/A 1998
99-0201-VI Jackman, Ellis R.
An Institution Affiliated Party and Person Participating in the Affairs of the Blackfoot Educators Credit Union
Blackfoot Educators Credit Union N/A N/A 1999
17-0102-R1 Chaberek, Anna
Former Employee of Enterprise Credit Union
Enterprise Credit Union Brookfield N/A 2017
93-0101III Fraley, Jeffrey Eric
Kentucky Telco Federal Credit Union
Kentucky Telco Federal Credit Union N/A N/A 1993
93-0201 IV Kus, Henry
An Institution Affiliated Party and Person Participating in the Affairs of the Pontiac Municipal Employees Credit Union
Pontiac Municipal Employees Credit Union N/A N/A 1993
94-0401 V Montoya, Bernard
An Institution Affiliated Party and Person Participating in the Affairs of the Guadalupe Credit Union
Guadalupe Credit Union N/A N/A 1994
94-0701 III Letourneau, Sherri
An Institution Affiliated Party and Person Participating in the Affairs of the Locoga Federal Credit Union
Locoga Federal Credit Union N/A N/A 1994
97-0902-III Lambert, Lawrence
An Institution Affiliated Party and Person Participating in the Affairs of the Louchem Federal Credit Union
Louchem Federal Credit Union N/A N/A 1997
97-0401-I Baum, Leone;Burns, Lawrence; Kearse, John
CEDC Federal Credit Union
CEDC Federal Credit Union N/A N/A 1997
98-0612-II DeParlos, Arthur C.
Former Manager and Treasurer of LYCL Postaland Federal Employees Federal Credit Union
LYCL Postaland Federal Employees Federal Credit Union N/A N/A 1998
98-0801-II Vladika, Marlene
Former Manager of Lackawanna Diversified Federal Credit Union
Lackawanna Diversified Federal Credit Union N/A N/A 1998
98-0803-III Huggins, Mary G.
An Institution Affiliated Party and Person Participating in the Affairs of the Charleston Naval Shipyard FCU
Charleston Naval Shipyard FCU N/A N/A 1998
93-0202 IV Walker, Paul
An Institution Affiliated Party and Person Participating in the Affairs of the School District 144 Employees Federal Credit Union
School District 144 Employees Federal Credit Union N/A N/A 1993
94-0501 V Friend, Rosemary
An Institution Affiliated Party and Person Participating in the Affairs of the Electricians Local #347 Credit Union
Electricians Local #347 Credit Union N/A N/A 1994
95-1101 IV Wenzel, Sr., Marvin
An Institution Affiliated Party and Person Participating in the Affairs of the Willow Run Federal Credit Union
Willow Run Federal Credit Union N/A N/A 1995
96-1102-1 Pressley, Janice
Northeastern Conference Federal Credit Union
Northeastern Conference Federal Credit Union N/A N/A 1997
97-03-02-I Mangone, Richard D.
Former co-founder, chairman, officer and independent contractor of Barnstable Community Federal Credit Union ("BCFCU")
officer and independent contractor of Barnstable Community Federal Credit Union ("BCFCU") N/A N/A 1997
97-06-01-VI Krueger, Larry Dean
An Institution Affiliated Party and Person Participating in the Affairs of the Shoreline Credit Union
Shoreline Credit Union N/A N/A 1997
06-1106-III Evansville
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1104-III Central FL Postal
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
04-0502-IV & Stipulations Northeast Arkansas Federal Credit Union
Cease and Desist Order
N/A N/A N/A 2004
93-0902 III Longtin, Gary
An Institution Affiliated Party and Person Participating in the Affairs of the Florida--USA Federal Credit Union
Florida--USA Federal Credit Union N/A N/A 1993
96-03-01-I Dominic, Roland J.
An Institution Affiliated Party and Person Participating in the Affairs of the IAG Federal Credit Union
IAG Federal Credit Union N/A N/A 1996
97-12-2 Townsend, Bruce A.
Capital Corporate FCU
Capital Corporate FCU N/A N/A 1997
98-3-01-III Roberson, Tommie L.
Orleans Public Schools Federal Credit Union
Orleans Public Schools Federal Credit Union N/A N/A 1998
01-0303-VI Hopp, Melanie
Respondent
N/A N/A N/A 2001
06-1101-III Tampa Bay
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
02-0103-II Screvin, Jennifer
Former manager at the Division 819 Transit Employees Credit Union
Division 819 Transit Employees Credit Union N/A N/A 2002
93-0101IV Hahn, Arthur Alan
An Institution-Affiliated Party and Person Participating in the Affairs of the Papermakers Credit Union
Papermakers Credit Union N/A N/A 1993
97-0301-III Singleton, Dean I.
Former manager of Champion Credit Union
Champion Credit Union N/A N/A 1997
97-0303-IV Fouch, Michael J.
An Institution Affiliated Party and Person Participating in the Affairs of the Bay Area Medical Federal Credit Union
Bay Area Medical Federal Credit Union N/A N/A 1997
9802-01-III Myrick, Tina Marie
Transit Business Area Federal Credit Union
Transit Business Area Federal Credit Union N/A N/A 1998
98-0611-II Riley, Debra L.
Jessop Employees FCU
Jessop Employees FCU N/A N/A 1998
98-0701-I Eaton, Michael D.
Former Chief Financial Officer of S.D. Warren Credit Union
S.D. Warren Credit Union N/A N/A 1998
98-0801-III Allen, Paul D.
An Institution Affiliated Party and Person Participating in the Affairs of the Charleston Naval Shipyard FCU
Charleston Naval Shipyard FCU N/A N/A 1998
95-0201 III Elmore, Ellis
An Institution Affiliated Party and Person Participating in the Affairs of the Independent Credit Association Credit Union
Independent Credit Association Credit Union N/A N/A 1995
96-10-01-III West, James W.
Former CEO of Tennessee Valley Employees Federal Credit Union
Tennessee Valley Employees Federal Credit Union N/A N/A 1996
97-02-01-III Morrison, Jr., Paul F.
Former Manager of American Heritage Credit Union
American Heritage Credit Union N/A N/A 1997
00-0602-III Bradshaw, Linda Glover
Respondent
N/A N/A N/A 2000
06-1104-I Actors
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
09-0059-IV Rapid City Telco Federal Credit Union
Cease and Desist Order
N/A N/A N/A 2010
12-0003-CO Sidley, Timothy T.
Order of Prohibition - Former Employee of Western Corporate Federal Credit Union
Western Corporate Federal Credit Union N/A N/A 2012
95-1102 IV Grimes, Cynthia L.
An Institution Affiliated Party and Person Participating in the Affairs of the Jefferson Proving Ground Employees Federal Credit Union
Jefferson Proving Ground Employees Federal Credit Union N/A N/A 1995
96-09-01-I Merchant, Frederick A.
Myles Standish Federal Credit Union
Myles Standish Federal Credit Union N/A N/A 1996
96-1201A-IV Krueger, Larry Dean
An Institution Affiliated Party and Person Participating in the Affairs of the Shoreline Credit Union
Shoreline Credit Union N/A N/A 1996
97-03-07-I Vasapolle, Lynn M.
Former officer of Barnstable Community Federal Credit Union ("BCFCU")
Barnstable Community Federal Credit Union ("BCFCU") N/A N/A 1997
98-0801-IV Brierton, Bonnie J.
Former President of Thorogood Credit Union
Thorogood Credit Union N/A N/A 1998
99-0401-VI Galvin, Patricia A.
An Institution Affiliated Party and Person Participating in the Affairs of Oakland Airport FCU
Oakland Airport FCU N/A N/A 1999
16-0017-R2 Martin, Larry
Former Employee of Mildred Mitchell Bateman Hospital FCU
Mildred Mitchell Bateman Hospital Federal Credit Union Huntington N/A 2017
09-0011-R1 Quattrone, Sharon
CCSE Federal Credit Union
CCSE Federal Credit Union N/A N/A 2009
12-0065-R3 Tyler, Brian
Notice of Prohibition - Former Employee of East Kentucky Employees Federal Credit Union
East Kentucky Employees Federal Credit Union N/A N/A 2012
97-0401-IV/VI Carter, Bruce,individually, and Prime Yield, Inc.
San Clemente, California Institution-affiliated parties Respondents.
N/A N/A N/A 1997
99-1102-I Paddock, Robert C.
Respondent
N/A N/A N/A 1999
02-0801-V Mueller, Edie J.
Former Manager
N/A N/A N/A 2002
06-1105-III Bond Community
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
06-1106-IV Horizon Community
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
97-03-03-I Devaney, Ambrose L.
Former co-founder and officer of Barnstable Community Federal Credit Union ("BCFCU")
Barnstable Community Federal Credit Union ("BCFCU") N/A N/A 1997

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