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Administrative Orders

Administrative Orders are formal enforcement orders issued by the NCUA pursuant to Section 206 of the Federal Credit Union Act (FCUA) (12 U.S.C. § 1786). Generally, the NCUA issues Administrative Orders when it finds that a credit union or persons affiliated with a credit union have violated a law, rule or regulation, breached a fiduciary duty, or engaged in an unsafe or unsound practice.

The three most common orders issued by the NCUA include:

  • An Order to Cease and Desist, which requires a party to take action (or refrain from taking action), including making restitution; 
  • An Order or Notice of Prohibition, which prohibits a party from ever working for a federally insured financial institution; and 
  • An Order Assessing Civil Money Penalties.

Prior to the issuance of an Administrative Order, the Federal Credit Union Act provides due process rights, which include the ability to have an administrative hearing before the Office of Financial Institution Adjudication, and to appeal the agency's decision to issue an order to the U.S. Circuit Court of Appeals.

Enforcement actions against other institutions or their affiliated parties can be found at the website of the institution's primary federal regulator:

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Showing 101 - 200 of 1525 Results
Docket # Name and Relationship Institution City State Year
17-0111-r5 Pomona Postal Federal Credit Union, Pomona Postal Federal Credit Union
Pomona Postal Federal Credit Union
Pomona Postal Federal Credit Union Pomona CA 2017
20-0108-WR Davalos, Samuel
Former Employee
MyPoint Credit Union San Diego CA 2020
17-0062-R5 Bushart, Allison M.
Former Employee of Patelco Credit Union
Patelco Credit Union Pleasanton CA 2017
17-0007-R5 Gonzalez, Mireya
Former Employee of Sharebuilders Federal Credit Union
Sharebuilders Federal Credit Union Northridge CA 2017
19-0118-WR Denocos Federal Credit Union
Denocos Federal Credit Union
Denocos Federal Credit Union Crescent City CA 2019
AO14-0206-R5 Rancho Federal Credit Union
Rancho Federal Credit Union
Rancho Federal Credit Union Downey CA 2015
14-0212-R5 Technicolor Federal Credit Union
Technicolor Federal Credit Union
Technicolor Federal Credit Union Burbank CA 2015
18-0031-R5 Chula Vista City Employees Federal Credit Union
Chula Vista City Employees Federal Credit Union
Chula Vista City Employees Federal Credit Union Chula Vista CA 2018
18-0001-R5 Pressler, John G.
Former Employee of Paradise Valley Federal Credit Union
Paradise Valley Federal Credit Union National City CA 2018
11-0033-R2 Callan, Milton W.
Notice of Prohibition - Former Employee of Lockheed Federal Credit Union in Burbank, California
Lockheed Federal Credit Union in Burbank Burbank CA 2011
11-0035-R2 Lopez, Lorraine
Notice of Prohibition - Former Employee of Lockheed Federal Credit Union in Burbank, California
Lockheed Federal Credit Union in Burbank Burbank CA 2011
11-0034-R2 Daglian, Varoujan John
Notice of Prohibition - Former Employee of Lockheed Federal Credit Union in Burbank, California
Lockheed Federal Credit Union in Burbank Burbank CA 2011
12-0010-R2 Flores, Alexander Baduria
Notice of Prohibition - Former Employee of Capstone Federal Credit Union in Aliso Viejo, California
Capstone Federal Credit Union in Aliso Viejo Aliso Viejo CA 2012
09-0032-R5 Song, Lee Woong
Former manager of Korean American Federal Credit Union, Oakland, California
Korean American Federal Credit Union Oakland CA 2009
03-1001-VI Cavazos, Jorge
Former employee, San Mateo Credit Union, San Mateo, Calif.
San Mateo Credit Union San Mateo CA 2003
04-0102-V Mendez, Jennifer
Former Call Representative, The Golden One Credit Union, Sacramento, CA
The Golden One Credit Union Sacramento CA 2004
03-0101-VI Smart, Kimberly
Addison Avenue Federal Credit Union formerly know as H.P. FCU, Palo Alto, CA
Addison Avenue Federal Credit Union formerly know as H.P. FCU Palo Alto CA 2003
02-0101-VI Menchinella-Reynolds, Susan
Former manager of Placer Nevada Grange Credit Union, Auburn, CA
Placer Nevada Grange Credit Union Auburn CA 2001
01-0701-VI Willis, Denisha
San Francisco Federal Credit Union in San Francisco, CA
San Francisco Federal Credit Union in San Francisco San Francisco CA 2001
01-0401-VI Jordan, Walter W.
An Institution Affiliated Party and Person Participating in the Affairs of the MUSICIANS CREDIT UNION, Hollywood, CA
MUSICIANS CREDIT UNION Hollywood CA 2001
12-0045-CO Siravo, Robert A
Stipulation and Consent to Issuance of an Order of Prohibition - Western Corporate Federal Credit Union in San Dimas, California
Western Corporate Federal Credit Union in San Dimas San Dimas CA 2012
12-0041-R2 Roach, Brandie Marie
Notice of Prohibition ?- Former Employee of Financial Center Credit Union in Stockton, California
Financial Center Credit Union in Stockton Stockton CA 2012
12-0035-R2 Bautista, Norielyn Galbadores
Notice of Prohibition - Pacific Advantage Federal Credit Union in Burlingame, California
Pacific Advantage Federal Credit Union in Burlingame Burlingame CA 2012
12-0026-CO Burrell, Robert J
Cease and Desist Order - Former institution-affiliated party of Western Corporate Federal Credit Union (WesCorp) in San Dimas, California
Western Corporate Federal Credit Union (WesCorp) in San Dimas San Dimas CA 2012
12-0028-CO Swedberg, Thomas E.
Cease and Desist Order - Former employee of Western Corporate Federal Credit Union in San Dimas, California
Western Corporate Federal Credit Union in San Dimas San Dimas CA 2012
09-0007-R5 Ditzel, Richard James
Capital Power Credit Union, Sacramento, California
Capital Power Credit Union Sacramento CA 2009
09-0003-R5 Streibich, Kim
Silverado Credit Union, Mountain View, California
Silverado Credit Union Mountain View CA 2009
04-1201-V Nunez, Jason Christopher
Former Employee, Credit Union of Southern California, Whittier, California
Credit Union of Southern California Whittier CA 2005
04-0901-V Jandrew, Monica D. Reese, a.k.a. Monica D.
Alliance Credit Union, San Jose, CA
Alliance Credit Union San Jose CA 2004
05-0403-V Barrocas, Isaac
Former CEO of Vernon Commerce Credit Union, Commerce, CA
Vernon Commerce Credit Union Commerce CA 2005
05-0402-V Melendez, Mary Helen
Technology Credit Union, San Jose, CA
Technology Credit Union San Jose CA 2005
05-0401-V Miller, Mark A.
Former Vice President, Arrowhead Credit Union, San Bernardino, California
Arrowhead Credit Union San Bernardino CA 2005
05-0602-V Martinez, Jacquelyn
Former Manager of Deluxe Laboratories FCU, Los Angeles, CA;
Deluxe Laboratories FCU Los Angeles CA 2005
05-0601-V Rogers, Dorothy Jean
former Senior Member Service Representative, Kern FCU, Bakersfield, CA;
Kern FCU Bakersfield CA 2005
14-0005-R5 Secoda, Nancy Ann
Former Employee of Vons Employees Federal Credit Union in El Monte, California
Vons Employees Federal Credit Union El Monte CA 2014
13-0051-R2 Arano, Marivic
Notice of Prohibition - Former Employee of Sierra Point Credit Union in San Francisco, California
Sierra Point Credit Union in San Francisco San Francisco CA 2013
13-0064-R2 Arroyo, Mary Jane
Notice of Prohibition - Former Employee of Monterey County Employees Credit Union in Salinas, California
Monterey County Employees Credit Union in Salinas Salinas CA 2013
14-0001-R2 Ferraro, Carol Ann
Former Employee of Chaffey Federal Credit Union in Upland, California
Chaffey Federal Credit Union Upland CA 2014
14-0017-R5 Sanchez, Jolina
Former Employee of Azusa City Employees Federal Credit Union in Azusa, California
Azusa City Employees Federal Credit Union Azusa CA 2014
14-0010-R5 Tabar, Rhandy
Former Employee of Uncle Credit Union in Livermore, California
Uncle Credit Union Livermore CA 2014
09-0054-R5 Pennington, Steven
Former manager of the merged First Future Credit Union, San Diego, California
First Future Credit Union San Diego CA 2009
09-0058-R5 Jasso, Stephanie
Pacific Marine Credit Union, Camp Pendleton, California
Pacific Marine Credit Union Camp Pendleton CA 2009
07-0501-V Jeffries, Kennae Rakeem
Former Employee at Honda FCU, Torrance, California
Honda FCU Torrance CA 2008
05-0801-V Cruz, Kirby Dela
San Mateo Credit Union, Redwood City, CA
San Mateo Credit Union Redwood City CA 2005
06-0201-V Bramble, Lisa Ann
Former Bookkeeper, Sierra Central Credit Union, Yuba City, CA;
Sierra Central Credit Union Yuba City CA 2006
16-0168-R4 St. Michaels Federal Credit Union
St. Michaels Federal Credit Union Craig CO 2016
15-0150-R4 Westerra Credit Union
Westerra Credit Union
Westerra Credit Union Denver CO 2015
14-0091-R4 Mountain River Credit Union
Mountain River Credit Union Salida CO 2014
13-0082-R5 Gonzales, Yolanda
Former Employee of Westerra Credit Union in Denver, Colorado
Westerra Credit Union Denver CO 2014
00-0601-V Leffler, Robert E.
Former Manager of GW Federal Credit Union, Denver, Colorado
GW Federal Credit Union Denver CO 2000
17-0167-R4 Pohina, a.k.a. Rhodakwon Kuuleialihii "Pohina", Rhoda K.
Former Employee of Harrison District No. 2 Federal Credit Union
Harrison District No. 2 Federal Credit Union Former Employee of Harrison District No. 2 Federal Credit Union CO 2017
16-0215-R4 Eaton Employees Federal Credit Union
Eaton Employees Federal Credit Union Denver CO 2016
11-0015-R5 Rowe, Rhett B.
Order of Prohibition - Former Employee of Premier Members Federal Credit Union in Boulder, Colorado
Premier Members Federal Credit Union in Boulder Boulder CO 2011
03-0201-V Brown, Rebecca
Former Loan Officer Buckley Federal Credit Union, Denver, CO
Buckley Federal Credit Union Denver CO 2003
01-0804-V Medina, Reetha L.
Pueblo City Employees Federal Credit Union, Pueblo, Colorado
Pueblo City Employees Federal Credit Union Pueblo CO 2001
01-0802-V Palmer, Lynne
Former President/CEO of Pueblo City Employees Federal Credit Union, Pueblo, Colorado
Pueblo City Employees Federal Credit Union Pueblo CO 2001
05-0303-V Gonzales, Vivian
Former Manager, Fitters Local 58 Federal Credit Union, Colorado Springs, Colorado;
Fitters Local 58 Federal Credit Union Colorado Springs CO 2005
05-0302-V Swindle, Danilla
Former Loan Officer, Fitters Local 58 Federal Credit Union, Colorado Springs, Colorado
Fitters Local 58 Federal Credit Union Colorado Springs CO 2005
05-0301-V Huene, Pamela
Pueblo City Employees Federal Credit Union, Pueblo, Colorado;
Pueblo City Employees Federal Credit Union Pueblo CO 2005
13-0060-R5 Guillot, Autumn
Notice of Prohibition - Former employee of Credit Union of the Rockies in Golden, Colorado
Credit Union of the Rockies in Golden Golden CO 2013
11-0012-R5 Roberson, Stan
Notice of Prohibition - Former Employee of Her Majestyӳ Credit Union in Denver, Colorado
Her Majestyӳ Credit Union in Denver Denver CO 2011
16-0150-R1 Arnold Bakers Employees Federal Credit Union
Arnold Bakers Employees Federal Credit Union Greenwich CT 2016
16-0182-R1 Mallory, Pamela
Former Employee of 360 Federal Credit Union
360 Federal Credit Union Windsor Locks CT 2016
16-0015-R1 Holm, Susan N.
Former Employe of New Haven Police and Municipal Federal Credit Union
New Haven Police and Municipal Federal Credit Union New Haven CT 2016
14-0194-R1 Kinney, Debra
Former Employee of Border Lodge Credit Union
Border Lodge Credit Union Derby Line CT 2014
15-0107-R1 Arnold Bakers Employees Federal Credit Union
Arnold Bakers Employees Federal Credit Union
Arnold Bakers Employees Federal Credit Union Greenwich CT 2015
15-0067-R1 Northwest Hills Credit Union
Northwest Hills Credit Union
Northwest Hills Credit Union Torrington CT 2015
15-0085-R1 Groton Municipal Employees Federal Credit Union
Groton Municipal Employees Federal Credit Union
Groton Municipal Employees Federal Credit Union Groton CT 2015
14-0175-R1 Immanuel Baptist Church Federal Credit Union
Immanuel Baptist Church Federal Credit Union
Immanuel Baptist Church Federal Credit Union New Haven CT 2014
14-0038-R1 Faith Tabernacle Baptist Federal Credit Union
Faith Tabernacle Baptist Federal Credit Union Stamford CT 2014
15-0012-R1 Science Park Federal Credit Union
Science Park Federal Credit Union
Science Park Federal Credit Union New Haven CT 2015
20-0145-ER Furlong, Jennifer
Former Employee
Groton Municipal Employees Federal Credit Union Groton CT 2020
00-0802-I Olivera, Jane
An Institution Affiliated Party and Person Participating in the Affairs of the HARTFORD COURANT EMPLOYEES FEDERAL CREDIT UNION, Hartford, Connecticut
HARTFORD COURANT EMPLOYEES FEDERAL CREDIT UNION Hartford CT 2000
23-0120-ER Kewalis, Tara
Former President and CEO
Skyline Financial Federal Credit Union Waterbury CT 2023
17-0114-r1 CT1 Media Credit Union, CT1 Media Credit Union
CT1 Media Credit Union
CT1 Media Credit Union Hartford CT 2017
17-0096-R1 Farrell, James
Former Employee of New Haven County Credit Union
New Haven County Credit Union North Haven CT 2017
19-0116-ER CENCAP Federal Credit Union
CENCAP Federal Credit Union
CENCAP Federal Credit Union Hartford CT 2019
13-0074-R1 O'Keefe, Yolanda
(Former employee of) Connecticut Community Credit Union
Connecticut Community Credit Union Pawcatuck CT 2013
10-0004-R1 Laliberte, Melissa
Order of Prohibition - Former Employee of Meriden Franco-American Federal Credit Union in Meriden, Connecticut
Meriden Franco-American Federal Credit Union in Meriden Meriden CT 2010
15-0052-R2 Kemper, Tracy
Former Employee of Clara Barton Federal Credit Union
Clara Barton Federal Credit Union Washington DC 2015
14-0166-R2 PMI Employees Federal Credit Union
PMI Employees Federal Credit Union
PMI Employees Federal Credit Union Washington DC 2014
14-0062-R2 Education Associations Federal Credit Union
Education Associations Federal Credit Union Washington DC 2014
14-0047-R2 Mt. Gilead Federal Credit Union
Mt. Gilead Federal Credit Union Washington DC 2014
08-0016-R2 Clark, Reginal
Former Employee of Hoya Federal Credit Union
Hoya Federal Credit Union Washington DC 2008
14-0056-R2 John Wesley AME Zion Church Federal Credit Union
John Wesley AME Zion Church Federal Credit Union Washington DC 2014
17-0075-R2 Washington Typographic Federal Credit Union
Washington Typographic Federal Credit Union
Washington Typographic Federal Credit Union Washington DC DC 2017
00-0301-II Barker, Wildon
Former Manager of Greater Southeast Healthcare Systems Federal Credit Union Washington, D.C.
Greater Southeast Healthcare Systems Federal Credit Union Washington Washington DC 2000
17-0116-r2 Mt. Jezreel Federal Credit Union, Mt. Jezreel Federal Credit Union
Mt. Jezreel Federal Credit Union
Mt. Jezreel Federal Credit Union Silver Spring DC 2017
17-0115-r2 St. Gabriels Federal Credit Union, St. Gabriels Federal Credit Union
St. Gabriels Federal Credit Union
St. Gabriels Federal Credit Union Washington DC 2017
19-0172-ER Phi Beta Sigma Federal Credit Union
Phi Beta Sigma Federal Credit Union
Phi Beta Sigma Federal Credit Union Washington DC 2019
19-0140-ER Mt. Airy Baptist Church Federal Credit Union
Mt. Airy Baptist Church Federal Credit Union
Mt. Airy Baptist Church Federal Credit Union Washington DC 2019
19-1061-ER Phi Beta Sigma Federal Credit Union
Phi Beta Sigma Federal Credit Union
Phi Beta Sigma Federal Credit Union Washington DC 2019
18-0024-R2 St. Gabriels Federal Credit Union
St. Gabriels Federal Credit Union
St. Gabriels Federal Credit Union Washington DC 2018
14-0060-R2 Paramount Baptist Church Federal Credit Union
Paramount Baptist Church Federal Credit Union Washington DC 2014
12-0072-R2 Samuells, Tiffany
Notice of Prohibition - Former Employee of Clara Barton Federal Credit Union in Washington, D.C.
Clara Barton Federal Credit Union in Washington Washington DC 2013
09-0017-R2 Andino, Rebecca
Southern Delaware Postal Employees Federal Credit Union, Houston, Delaware
Southern Delaware Postal Employees Federal Credit Union Houston DE 2009
04-1101-II Lynn Moss, Catherine
Former Manager, Southern Delaware Postal Employees Federal Credit Union, Houston, DE
Southern Delaware Postal Employees Federal Credit Union Houston DE 2005
10-0045-R2 White, Kelly J.
Notice of Prohibition - Former Employee of Sussex County Federal Credit Union in Seaford, Delaware
Sussex County Federal Credit Union in Seaford Seaford DE 2010
16-0086-R3 Delice, Roseline
Former Employee of Peoples Credit Union
Peoples Credit Union N/A FL 2016
16-0085-R3 Richardson, Erica
Former Employee of WE Florida Financial Credit Union
WE Florida Financial Credit Union Margate FL 2016

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