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Administrative Orders

Administrative Orders are formal enforcement orders issued by the NCUA pursuant to Section 206 of the Federal Credit Union Act (12 U.S.C. § 1786). Generally, the NCUA issues Administrative Orders when it finds that a credit union or persons affiliated with a credit union have violated a law, rule or regulation, breached a fiduciary duty, or engaged in an unsafe or unsound practice.

The three most common orders issued by the NCUA include:

  • An Order to Cease and Desist, which requires an institution or individual to take action (or refrain from taking action), including making restitution;
  • An Order of Prohibition, which prohibits an individual from ever working for a federally insured financial institution; and
  • An Order Assessing Civil Money Penalties, which requires an institution or individual to pay an assessed penalty amount.

Prior to the issuance of an Administrative Order, the Federal Credit Union Act provides due process rights, which include the ability to have an administrative hearing before the Office of Financial Institution Adjudication, and to appeal the agency's decision to issue an order to the U.S. Circuit Court of Appeals.

The NCUA also issues Notices of Prohibition to individuals under Section 205(d) of the Federal Credit Union Act (12 U.S.C. § 1785(d)). The notice advises an individual convicted of a criminal offense of the prohibitions resulting from their conviction. (Until recently the NCUA issued formal Notices of Prohibition, but in conformity with the other federal financial institution regulators, we are now issuing letter notices.)

Disclaimer: This platform is intended to provide access to the enforcement actions taken by the NCUA since 1991 in a searchable and downloadable format. It is not guaranteed to be comprehensive. The primary source for the enforcement actions are the NCUA's press releases and other official communications. The names of the individuals and financial institutions contained herein reflect the institutions' identities when the enforcement actions were finalized and do not necessarily represent their current identities.

This platform also includes notices issued by the NCUA since 2008 to individuals under Section 205(d) of the Federal Credit Union Act. Under the law, the prohibitions outlined in these notices may have expired and the individual might no longer be prohibited from holding a position at an insured credit union. Although the NCUA is making notices issued pursuant to 205(d) searchable and downloadable, users of this platform should conduct their own inquiry regarding the current status of any prohibition identified in this platform.

Enforcement actions issued by other federal financial institution regulators can be found at the following websites:

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Showing 1 - 100 of 1532 Results
Docket # Name and Relationship Institution City State Year
91-1001VI Hadley, Blair F.
An Institution Affiliated Party and Person Participating in the Affairs of the Deseret Federal Credit Union
Deseret Federal Credit Union N/A N/A 1991
91-1001I Silvia, Karen L.F.
An Institution Affiliated Party and Person Participating in the Affairs of the First Citizens Federal Credit Union
First Citizens Federal Credit Union N/A N/A 1991
91-1001III Bradford, Charles W.
An Institution Affiliated Party and Person Participating in the Affairs of Capitol Credit Union
Capitol Credit Union N/A N/A 1991
92-1101 V Wissman, Darrel L.
An Institution-Affiliated Party and Person Participating in the Affairs of the Holdrege Federal Credit Union
Holdrege Federal Credit Union N/A N/A 1992
92-1101 IV Roche, Raymond R.
An Institution Affiliated Party and Person Participating in the Affairs of the O C Federal Credit Union
O C Federal Credit Union N/A N/A 1992
92-1101 VI Hadley, Alan S.
An Institution Affiliated Party and Person Participating in the Affairs of the Deseret Federal Credit Union
Deseret Federal Credit Union N/A N/A 1992
92-0902 V Talamante, Leroy Ramon
Guadalupe Credit Union
Guadalupe Credit Union N/A N/A 1992
92-0901 V Romero, Isaac
Guadalupe Credit Union
Guadalupe Credit Union N/A N/A 1992
92-0901 I Thomas, Cletus P.
Rockland Federal Credit Union
Rockland Federal Credit Union N/A N/A 1992
93-0903 III Fields, Larry A.
An Institution Affiliated Party and Person Participating in the Affairs of the Florida Building Trades Federal Credit Union
Florida Building Trades Federal Credit Union N/A N/A 1993
93-0902 III Longtin, Gary
An Institution Affiliated Party and Person Participating in the Affairs of the Florida--USA Federal Credit Union
Florida--USA Federal Credit Union N/A N/A 1993
93-1002 IV Flores, Elisa
An Institution-Affiliated Party and Person Participating in the Affairs of the Capital Area School Employees Credit Union
Capital Area School Employees Credit Union N/A N/A 1993
93-0901 VI Perkins, Marilyn J.
An Institution Affiliated Party and Person Participating in the Affairs of the Evergreen Federal Credit Union
Evergreen Federal Credit Union N/A N/A 1993
93-0901 III Dean, Susan Gaskey
An Institution Affiliated Party and Person Participating in the Affairs of the Food Lion Credit Association Credit Union
Food Lion Credit Association Credit Union N/A N/A 1993
93-0501 II Ricci, James W.
An Institution Affiliated Party and Person Participating in the Affairs of the Educational Systems Employees Federal Credit Union
Educational Systems Employees Federal Credit Union N/A N/A 1993
93-0201 IV Kus, Henry
An Institution Affiliated Party and Person Participating in the Affairs of the Pontiac Municipal Employees Credit Union
Pontiac Municipal Employees Credit Union N/A N/A 1993
93-0101III Fraley, Jeffrey Eric
Kentucky Telco Federal Credit Union
Kentucky Telco Federal Credit Union N/A N/A 1993
93-0202 IV Walker, Paul
An Institution Affiliated Party and Person Participating in the Affairs of the School District 144 Employees Federal Credit Union
School District 144 Employees Federal Credit Union N/A N/A 1993
93-0101IV Hahn, Arthur Alan
An Institution-Affiliated Party and Person Participating in the Affairs of the Papermakers Credit Union
Papermakers Credit Union N/A N/A 1993
94-0701 III Letourneau, Sherri
An Institution Affiliated Party and Person Participating in the Affairs of the Locoga Federal Credit Union
Locoga Federal Credit Union N/A N/A 1994
94-0501 V Friend, Rosemary
An Institution Affiliated Party and Person Participating in the Affairs of the Electricians Local #347 Credit Union
Electricians Local #347 Credit Union N/A N/A 1994
94-0401 V Montoya, Bernard
An Institution Affiliated Party and Person Participating in the Affairs of the Guadalupe Credit Union
Guadalupe Credit Union N/A N/A 1994
94-0101 IV Decker, Sara Kay
An Institution-Affiliated Party and Person Participating in the Affairs of the School Employees Credit Union
School Employees Credit Union N/A N/A 1994
94-0101 III Davis, Brenda
An Institution Affiliated Party and Person Participating in the Affairs of the Independent Credit Association Credit Union
Independent Credit Association Credit Union N/A N/A 1994
94-0202 VI Gabutin, Roselina M.
An Institution Affiliated Party and Person Participating in the Affairs of the Navmar Federal Credit Union
Navmar Federal Credit Union N/A N/A 1994
95-1101 I Anderson, Carl J.
An Institution Affiliated Party and Person Participating in the Affairs of the Ocean Spray Employees Federal Credit Union
Ocean Spray Employees Federal Credit Union N/A N/A 1995
95-0402 V Kramer, Joe
An Institution Affiliated Party and Person Participating in the Affairs of the Dakota Credit Union
Dakota Credit Union N/A N/A 1995
95-0201 III Elmore, Ellis
An Institution Affiliated Party and Person Participating in the Affairs of the Independent Credit Association Credit Union
Independent Credit Association Credit Union N/A N/A 1995
95-1101 III LeBlanc, Tammy L.
An Institution Affiliated Party and Person Participating in the Affairs of the Acadian Federal Credit Union
Acadian Federal Credit Union N/A N/A 1995
95-1102 IV Grimes, Cynthia L.
An Institution Affiliated Party and Person Participating in the Affairs of the Jefferson Proving Ground Employees Federal Credit Union
Jefferson Proving Ground Employees Federal Credit Union N/A N/A 1995
95-1101 IV Wenzel, Sr., Marvin
An Institution Affiliated Party and Person Participating in the Affairs of the Willow Run Federal Credit Union
Willow Run Federal Credit Union N/A N/A 1995
95-0101 V Dabney, James Winston
An Institution Affiliated Party and Person Participating in the Affairs of the Zia Credit Union
Zia Credit Union N/A N/A 1995
96-1201-VI Tyson, John I.
Former Consumer Loan Department Manager of Hughes Aircraft Employees Federal Credit Union
Hughes Aircraft Employees Federal Credit Union N/A N/A 1996
96-1202IV Urbancic, Cathy M.
An Institution Affiliated Party and Person Participating in the Affairs of the Cleveland Heights Employees Credit Union
Cleveland Heights Employees Credit Union N/A N/A 1996
96-1201A-IV Krueger, Larry Dean
An Institution Affiliated Party and Person Participating in the Affairs of the Shoreline Credit Union
Shoreline Credit Union N/A N/A 1996
96-1203IV Henderson, Laura J.
An Institution Affiliated Party and Person Participating in the Affairs of the Cleveland Heights Employees Credit Union
Cleveland Heights Employees Credit Union N/A N/A 1996
96-1201-IV Braham, Paul A.
An Institution Affiliated Party and Person Participating in the Affairs of the Cleveland Heights Employees Credit Union
Cleveland Heights Employees Credit Union N/A N/A 1996
96-1101-V Halverson, Scott D.
Universal Campus Credit Union
Universal Campus Credit Union N/A N/A 1996
96-0801-I Crosby, William W.
Former Manager of the Former First General Employees Federal Credit Union
First General Employees Federal Credit Union N/A N/A 1996
96-12-04-IV Cimbaljevich, Walter
An Institution Affiliated Party and Person Participating in the Affairs of the Inland Employees Federal Credit Union, East Chicago, Indiana
Inland Employees Federal Credit Union East Chicago IN 1996
96-10-01-II Leeson, Cynthia Porter
Former Treasurer/Manager of Anacostia Naval Federal Credit Union
Anacostia Naval Federal Credit Union N/A N/A 1996
96-10-01-III West, James W.
Former CEO of Tennessee Valley Employees Federal Credit Union
Tennessee Valley Employees Federal Credit Union N/A N/A 1996
96-1101-II Robinson, Pauline
Former Manager of WK Federal Credit Union
WK Federal Credit Union N/A N/A 1996
96-11-01-III Skipper, Martha
Former Treasurer/Manager of First Neshoba Federal Credit Union
First Neshoba Federal Credit Union N/A N/A 1996
96-1201-I Lavin, Paul B.
Former President of Warwick Credit Union
Warwick Credit Union N/A N/A 1996
96-1101II Seitz, Kathryn
Domestic Federal Credit Union
Domestic Federal Credit Union N/A N/A 1996
96-03-01-I Dominic, Roland J.
An Institution Affiliated Party and Person Participating in the Affairs of the IAG Federal Credit Union
IAG Federal Credit Union N/A N/A 1996
96-08-03-VI Williams, Angela
Newsprint Workers Federal Credit Union
Newsprint Workers Federal Credit Union N/A N/A 1996
96-07-02-V Devlin, Karla A.
San Isabel Federal Credit Union
San Isabel Federal Credit Union N/A N/A 1996
96-07-01-V Owens, Georgia L.
San Isabel Federal Credit Union
San Isabel Federal Credit Union N/A N/A 1996
96-09-01-I Merchant, Frederick A.
Myles Standish Federal Credit Union
Myles Standish Federal Credit Union N/A N/A 1996
96-08-01-II Sanders, Linda M.
An Institution Affiliated Party and Person Participating in the Affairs of the Ethicon Employees Federal Credit Union
Ethicon Employees Federal Credit Union N/A N/A 1996
97-0401-IV/VI Carter, Bruce,individually, and Prime Yield, Inc.
San Clemente, California Institution-affiliated parties Respondents.
N/A N/A N/A 1997
97-0902-III Lambert, Lawrence
An Institution Affiliated Party and Person Participating in the Affairs of the Louchem Federal Credit Union
Louchem Federal Credit Union N/A N/A 1997
97-0901III Senn, Elizabeth Ann
An Institution Affiliated Party and Person Participating in the Affairs of the Crossett Paper Mills Employees Federal Credit Union, Crossett, Arkansas
Crossett Paper Mills Employees Federal Credit Union Crossett AR 1997
97-0703-VI Simpson, Doris L.
First City Savings Federal Credit Union
First City Savings Federal Credit Union N/A N/A 1997
97-0702-VI Ybarra, Isaac I.
A person participating in the affairs of ALCOA of Vernon Employees FCU, located in Vernon, California
ALCOA of Vernon Employees FCU Vernon CA 1997
97-0702-V Parman, Stephanie L.
Institution-affiliated party of White Sands Federal Credit Union White Sands, New Mexico.
White Sands Federal Credit Union White Sands White Sands NM 1997
97-0401-I Baum, Leone;Burns, Lawrence; Kearse, John
CEDC Federal Credit Union
CEDC Federal Credit Union N/A N/A 1997
97-0303-IV Fouch, Michael J.
An Institution Affiliated Party and Person Participating in the Affairs of the Bay Area Medical Federal Credit Union
Bay Area Medical Federal Credit Union N/A N/A 1997
97-0302-IV Fouch, Pamela Sue
An Institution Affiliated Party and Person Participating in the Affairs of the Bay Area Medical Federal Credit Union
Bay Area Medical Federal Credit Union N/A N/A 1997
97-0301-III Singleton, Dean I.
Former manager of Champion Credit Union
Champion Credit Union N/A N/A 1997
97-0102 I Stewart, Myra
Former Manager of New York State Psychiatric Institute Employees Federal Credit Union
New York State Psychiatric Institute Employees Federal Credit Union N/A N/A 1997
97-12-2 Townsend, Bruce A.
Capital Corporate FCU
Capital Corporate FCU N/A N/A 1997
97-12-02-IV Norback, Julia Ann
Hamilton City Employees FCU
Hamilton City Employees FCU N/A N/A 1997
97-12-1 Brooke, J. Clayton
Capital Corporate FCU
Capital Corporate FCU N/A N/A 1997
97-12-01-V Magoon, Denise Marie
Mountain America Credit Union
Mountain America Credit Union N/A N/A 1997
97-11-01-II Jess, F?rank J.
A Person Participating in the Affairs of the United Poles Perth Amboy Federal Credit Union Charleston, South Carolina
United Poles Perth Amboy Federal Credit Union Charleston Charleston SC 1997
97-06-01-VI Krueger, Larry Dean
An Institution Affiliated Party and Person Participating in the Affairs of the Shoreline Credit Union
Shoreline Credit Union N/A N/A 1997
97-0702IV Fouch, Linda
An Institution Affiliated Party and Person Participating in the Affairs of the Bay Area Medical Federal Credit Union, Traverse City, Michigan
Bay Area Medical Federal Credit Union Traverse City MI 1997
97-0701-VI Balingit, Randolph L.
An Institution Affiliated Party and Person Participating in the Affairs of the Sony San Diego Employees Federal Credit Union, San Diego, California
Sony San Diego Employees Federal Credit Union San Diego CA 1997
97-0701-V Carlsen, Ronald W. "Chip"
Institution-affiliated party of White Sands Federal Credit Union White Sands, New Mexico
White Sands Federal Credit Union White Sands White Sands NM 1997
97-0701IV Fouch, Robert
An Institution Affiliated Party and Person Participating in the Affairs of the Bay Area Medical Federal Credit Union, Traverse City, Michigan
Bay Area Medical Federal Credit Union Traverse City MI 1997
97-0601-III Hamilton, David J.
Institution-affiliated party of Oteen VA Federal Credit Union Federal Credit Union Asheville, North Carolina
Oteen VA Federal Credit Union Federal Credit Union Asheville Asheville NC 1997
97-0402-III Greenhill, Shirley Brock
An Institution Affiliated Party and Person Participating in the Affairs of the Pine Bluff Arsenal Federal Credit Union, Pine Bluff, Arkansas
Pine Bluff Arsenal Federal Credit Union Pine Bluff AR 1997
97-0401 III Hudson, Mary Nell
An Institution Affiliated Party and Person Participating in the Affairs of the Pine Bluff Arsenal Federal Credit Union, Pine Bluff, Arkansas
Pine Bluff Arsenal Federal Credit Union Pine Bluff AR 1997
97-05-01-I O'Sullivan, Kathleen
An Institution Affiliated Party and Participating in the Affairs Person of the St. Agnes Hospital Employees Federal Credit Union, White Plains, New York
St. Agnes Hospital Employees Federal Credit Union White Plains NY 1997
97-03-07-I Vasapolle, Lynn M.
Former officer of Barnstable Community Federal Credit Union ("BCFCU")
Barnstable Community Federal Credit Union ("BCFCU") N/A N/A 1997
97-03-03-I Devaney, Ambrose L.
Former co-founder and officer of Barnstable Community Federal Credit Union ("BCFCU")
Barnstable Community Federal Credit Union ("BCFCU") N/A N/A 1997
97-03-06-I O'Neil, Michael D.
Former officer, director, employee, attorney, committee member and independent contractor of Barnstable Community Federal Credit Union ("BCFCU")
Barnstable Community Federal Credit Union ("BCFCU") N/A N/A 1997
97-03-04-I Cohen, Robert
Former Attorney for Barnstable Community Federal Credit Union
Barnstable Community Federal Credit Union N/A N/A 1997
97-03-05-I Harris, Bruce N.
Former officer, director, employee, committee member and independent contractor of Barnstable Community Federal Credit Union ("BCFCU")
Barnstable Community Federal Credit Union ("BCFCU") N/A N/A 1997
97-03-1-IV Kay, Abraham F.
Former attorney for Lorain Auto Employees Federal Credit Union of Lorain, Ohio ("Lorain Auto")
Lorain Auto Employees Federal Credit Union ("Lorain Auto") Lorain OH 1997
97-03-01-I Smith, James K.
Former co-founder and officer of Barnstable Community Federal Credit Union ("BCFCU")
Barnstable Community Federal Credit Union ("BCFCU") N/A N/A 1997
97-03-02-I Mangone, Richard D.
Former co-founder, chairman, officer and independent contractor of Barnstable Community Federal Credit Union ("BCFCU")
officer and independent contractor of Barnstable Community Federal Credit Union ("BCFCU") N/A N/A 1997
97-02-01-III Morrison, Jr., Paul F.
Former Manager of American Heritage Credit Union
American Heritage Credit Union N/A N/A 1997
96-1102-1 Pressley, Janice
Northeastern Conference Federal Credit Union
Northeastern Conference Federal Credit Union N/A N/A 1997
96-09-01-GC Christopher, Cooke B.("Christopher"); Fisher, Erik("Fisher") andSunderland, Thomas("Sunderland")
San Clemente Financial Group Securities, Inc., ("SCFGS"),
San Clemente Financial Group Securities, Inc. ("SCFGS") N/A N/A 1997
98-0603-VI Paku-Singer, Sheila A.
Former Operations Manager of Honea Federal Credit Union
Honea Federal Credit Union N/A N/A 1998
98-0603-II Fien, Dominick
Former Treasurer of Jessop Employees FCU Washington, Pennsylvania
Jessop Employees FCU Washington Washington PA 1998
98-0601-VI Mullin, Dan
Former Manager of Searles Lake FCU
Searles Lake FCU N/A N/A 1998
98-0602-VI Mullin, Dianna F.
Searles Lake FCU
Searles Lake FCU N/A N/A 1998
98-0602-II Barrows, George L.
Former President of Jessop Employees FCU Washington, Pennsylvania
Jessop Employees FCU Washington Washington PA 1998
98-0601-III Justine, Donald G.
Former Manager ARH FCU
ARH FCU N/A N/A 1998
98-0607-II Morris, Alfred W.
Former Vice President of Jessop Employees FCU Washington, Pennsylvania
Jessop Employees FCU Washington Washington PA 1998
98-0606-II Molinaro, Joseph
Former Credit Committee Member Jessop Employees FCU Washington, Pennsylvania
Jessop Employees FCU Washington PA 1998
98-0604-II Foringer, Eugene
Former Chairman of the Supervisory Committee, Jessop Employees FCU
Jessop Employees FCU N/A N/A 1998
98-0605-II Grim, William E.
Former Assistant Treasurer Jessop Employees FCU Washington, Pennsylvania
Jessop Employees FCU Washington Washington PA 1998
98-0601-I Waterside Federal Credit Union
Cease-and-Desist Order of Waterside Federal Credit Union Respondent
Waterside Federal Credit Union Respondent N/A N/A 1998
98-0402-II Horner, Alice
Jessop Employees FCU
Jessop Employees FCU N/A N/A 1998
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