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Administrative Orders

Administrative Orders are formal enforcement orders issued by the NCUA pursuant to Section 206 of the Federal Credit Union Act (12 U.S.C. § 1786). Generally, the NCUA issues Administrative Orders when it finds that a credit union or persons affiliated with a credit union have violated a law, rule or regulation, breached a fiduciary duty, or engaged in an unsafe or unsound practice.

The three most common orders issued by the NCUA include:

  • An Order to Cease and Desist, which requires an institution or individual to take action (or refrain from taking action), including making restitution;
  • An Order of Prohibition, which prohibits an individual from ever working for a federally insured financial institution; and
  • An Order Assessing Civil Money Penalties, which requires an institution or individual to pay an assessed penalty amount.

Prior to the issuance of an Administrative Order, the Federal Credit Union Act provides due process rights, which include the ability to have an administrative hearing before the Office of Financial Institution Adjudication, and to appeal the agency's decision to issue an order to the U.S. Circuit Court of Appeals.

The NCUA also issues Notices of Prohibition to individuals under Section 205(d) of the Federal Credit Union Act (12 U.S.C. § 1785(d)). The notice advises an individual convicted of a criminal offense of the prohibitions resulting from their conviction. (Until recently the NCUA issued formal Notices of Prohibition, but in conformity with the other federal financial institution regulators, we are now issuing letter notices.)

Disclaimer: This platform is intended to provide access to the enforcement actions taken by the NCUA since 1991 in a searchable and downloadable format. It is not guaranteed to be comprehensive. The primary source for the enforcement actions are the NCUA's press releases and other official communications. The names of the individuals and financial institutions contained herein reflect the institutions' identities when the enforcement actions were finalized and do not necessarily represent their current identities.

This platform also includes notices issued by the NCUA since 2008 to individuals under Section 205(d) of the Federal Credit Union Act. Under the law, the prohibitions outlined in these notices may have expired and the individual might no longer be prohibited from holding a position at an insured credit union. Although the NCUA is making notices issued pursuant to 205(d) searchable and downloadable, users of this platform should conduct their own inquiry regarding the current status of any prohibition identified in this platform.

Enforcement actions issued by other federal financial institution regulators can be found at the following websites:

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Showing 201 - 300 of 1534 Results
Docket # Name and Relationship Institution City State Year
00-0603-III Thomas, Stephanie K.
VF Credit Association FCU Greensboro, North Carolina
VF Credit Association FCU Greensboro Greensboro NC 2000
00-0601-V Leffler, Robert E.
Former Manager of GW Federal Credit Union, Denver, Colorado
GW Federal Credit Union Denver CO 2000
00-0701-III Graves, Helen T.
Former Manager of VF Credit Association FCU Greensboro, North Carolina
VF Credit Association FCU Greensboro N/A NC 2000
00-0701-II Walker, Martha S.
Former Manager of Morton Frozen Foods Employees Federal Credit Union, Crozet, Virginia
Morton Frozen Foods Employees Federal Credit Union Crozet VA 2000
00-0401-VI Hall, Susan E.
Former Operations Manager of Campbell Soup Federal Credit Union, Sacramento, California
Campbell Soup Federal Credit Union Sacramento CA 2000
00-12-02-VI San Clemente Financial Group, Inc., aka San Clemente Financial Group Securities, Inc., aka San Clemente Securities, Inc.
An Institution-Affiliated Party
An Institution-Affiliated Party N/A N/A 2000
00-0201-II Hellman, Lorianne K.
An Institution-Affiliated Party and Person Participating In theAffairs of the EMICO Employees Federal Credit Union, Erie, Pennsylvania
EMICO Employees Federal Credit Union Erie PA 2000
00-0301-II Barker, Wildon
Former Manager of Greater Southeast Healthcare Systems Federal Credit Union Washington, D.C.
Greater Southeast Healthcare Systems Federal Credit Union Washington Washington DC 2000
00-12-01-VI Christopher, Cooke B.
An Institution-AffiliatedParty of San Clemente Securities
San Clemente Securities N/A N/A 2000
00-0201-VI Lee, Michael Ping
An Institution Affiliated Party and Person Participating in the Affairs of the Cal State Credit Union Berkley, California
Cal State Credit Union Berkley Berkley CA 2000
00-0301-V Kloeckner, Mark A.
Former Chief Financial Officer of Saguaro Credit Union Tucson, Arizona
Saguaro Credit Union Tucson Tucson AZ 2000
00-06-01 Wagner, Reinhold
Former Manager, Consultant and Board Member of Waterside Federal Credit Union
Consultant and Board Member of Waterside Federal Credit Union N/A N/A 2000
00-09-01-VI Joaquin-Bey, Carol
A person participating in the affairs of ALLEN TEMPLE BAPTIST CHURCH Federal Credit Union, Oakland, CA
ALLEN TEMPLE BAPTIST CHURCH Federal Credit Union Oakland CA 2000
01-0303-VI Hopp, Melanie
Respondent
N/A N/A N/A 2001
01-0202-VI Snaer, Kellie
Golden One Credit Union,Sacramento, California
Golden One Credit Union Sacramento CA 2001
01-0201-III Greenidge, Kenneth
Former Board President of Imani Federal Credit Union, Memphis, Tennessee
Imani Federal Credit Union Memphis TN 2001
01-06-02-V Brady-Grayer, Sharon
A person participating in the affairs of TEXAS ASSOCIATION OF PROFESSIONALS, Federal Credit Union, San Antonio, TX
TEXAS ASSOCIATION OF PROFESSIONALS, Federal Credit Union San Antonio TX 2001
01-0302-II Roberts, Tressa
Former Teller, Tri State Federal Credit Union,Midland, Pennsylvania
Tri State Federal Credit Union Midland PA 2001
01-0301-VI Henderson, Teresa
Former Employee, West Side Federal Credit Union, Las Vegas, Nevada
West Side Federal Credit Union Las Vegas NV 2001
01-0301-V Webb, Billie Nell
Former President/Manager of Kingsville Community Federal Credit Union, Kingsville, Texas
Kingsville Community Federal Credit Union Kingsville TX 2001
01-0301-II Hollis, III, Calvin V.
An Institution Affiliated Party and Person Participating in the Affairs of the DELMARVA FIFE FEDERAL CREDIT UNION
DELMARVA FIFE FEDERAL CREDIT UNION N/A N/A 2001
01-0301-I Vasquez, Raphael
Former Assistant Manager of New York University Federal Credit Union in New York, New York
New York University Federal Credit Union in New York New York NY 2001
01-0302-VI Tripp, Janet
Former Manager, Intermountain Credit Union, Salt Lake City, Utah
Intermountain Credit Union Salt Lake City UT 2001
02-0101-VI Menchinella-Reynolds, Susan
Former manager of Placer Nevada Grange Credit Union, Auburn, CA
Placer Nevada Grange Credit Union Auburn CA 2001
01-0801-V Humphries, Joy
Former manager at AMCOT Federal Credit Union, Austin, TX
AMCOT Federal Credit Union Austin TX 2001
01-0701-VI Willis, Denisha
San Francisco Federal Credit Union in San Francisco, CA
San Francisco Federal Credit Union in San Francisco San Francisco CA 2001
01-0701-V Terry, Jan
Former Manager of Galveston Telco & Communications Credit Union, Texas City, Texas
Galveston Telco & Communications Credit Union Texas City TX 2001
01-0701-I Kelleher, Denis
Former Manager of Delta-Wye FCU, Dorchester, Massachusetts
Delta-Wye FCU Dorchester MA 2001
01-0603-V Gatson, Patsy
Former Manager of Common Ground Community Federal Credit Union, Dallas, Texas
Common Ground Community Federal Credit Union Dallas TX 2001
01-0601-VI Burrill, Thomas W.
Former Manager of Transport Federal Credit Union Federal Way, WA
Transport Federal Credit Union Federal Way Federal Way WA 2001
01-0601-V Newton, Renice
Former manager of 3-C Credit Union, of Coffeyville, Kansas
3-C Credit Union Coffeyville KS 2001
01-0601-I Roffey, Thomas F.
Institution-Affiliated Party of Delta-Wye Federal Credit Union, Dorchester, Massachusetts
Delta-Wye Federal Credit Union Dorchester MA 2001
01-0502-II Davis, Annette
Former Manager of Mt. Carmel Baptist FCU, Philadelphia, Pennsylvania
Mt. Carmel Baptist FCU Philadelphia PA 2001
01-0401-VI Jordan, Walter W.
An Institution Affiliated Party and Person Participating in the Affairs of the MUSICIANS CREDIT UNION, Hollywood, CA
MUSICIANS CREDIT UNION Hollywood CA 2001
01-1101-VI Streit, Sharon Ann
Former manager Vista Federal Credit Union, Orlando, Florida
Vista Federal Credit Union Orlando FL 2001
01-1001-V Humpage, John
Former Collection Manager of Santa Fe Credit Union, Topeka, Kansas
Santa Fe Credit Union Topeka KS 2001
01-1001-I Keen, Roslyn
Former manager of Millard Fillmore Hospital Federal Credit Union, Buffalo, New York
Millard Fillmore Hospital Federal Credit Union Buffalo NY 2001
01-0901-V Maxwell, Elizabeth A.
Former Manager of Greater Southwest Federal Credit Union, Sugar Land, Texas
Greater Southwest Federal Credit Union Sugar Land TX 2001
01-0901-IV Swatloski, Jill Marie
Former branch manager of Valley Communities Credit Union in Mosinee, Wisconsin
Valley Communities Credit Union in Mosinee Mosinee WI 2001
01-0804-V Medina, Reetha L.
Pueblo City Employees Federal Credit Union, Pueblo, Colorado
Pueblo City Employees Federal Credit Union Pueblo CO 2001
01-0803-V Lightner, Diana
Former Loan Officer Air Guard Federal Credit Union, Sioux Falls, South Dakota
Air Guard Federal Credit Union Sioux Falls SD 2001
01-0802-V Palmer, Lynne
Former President/CEO of Pueblo City Employees Federal Credit Union, Pueblo, Colorado
Pueblo City Employees Federal Credit Union Pueblo CO 2001
02-1201-VI Winn, Toreno D.
Former "Institution-Affiliated Party"
N/A N/A N/A 2002
02-1002-IV Furbush, P. Michael.
Former Director
N/A N/A N/A 2002
02-1001-IV Vansky, Iris R.
Former Manager
N/A N/A N/A 2002
02-0801-V Mueller, Edie J.
Former Manager
N/A N/A N/A 2002
00-0701-I Gully, Katharina Wagner
An Institution-Affiliated Party Waterside Federal Credit Union, Forest Hills, New York
Waterside Federal Credit Union Forest Hills NY 2002
02-0501-V Lutz, Cherelyn
Former manager at the San Antonio Housing Authority Credit Union, San Antonio, Texas
San Antonio Housing Authority Credit Union San Antonio TX 2002
02-0501-II Case, Susan
Former manager at the Padua Federal Credit Union, Easton, Pennsylvania
Padua Federal Credit Union Easton PA 2002
02-0402-IV Long, John
An Institution Affiliated Party and Person Participating in the Affairs of the GEORGIA PACIFIC CREDIT UNION, Canton, Ohio
GEORGIA PACIFIC CREDIT UNION Canton OH 2002
02-0401-V Glover, Donna
Former assistant manager of Jackson County Federal Credit Union and Jackson County Teachers Federal Credit Union in Edna, Texas
Jackson County Federal Credit Union and Jackson County Teachers Federal Credit Union in Edna Edna TX 2002
02-0401-IV Sheppard, Ann
An Institution Affiliated Party and Person Participating in the Affairs of the Alliance Credit Union Fenton, Missouri
Alliance Credit Union Fenton N/A MO 2002
02-0102-II Gladfelter, Donna Lee
Former manager of York Sylvania Employees Federal Credit Union in York, Pennsylvania
York Sylvania Employees Federal Credit Union in York York PA 2002
02-0101-II Bleigh, Ricki
Former treasurer of Zelienople JM Federal Credit Union, Zelienople, Pennsylvania
Zelienople JM Federal Credit Union Zelienople PA 2002
02-0101-I Meeker, Carol
Former teller at the Champaign Branch of Kraft Foods Federal Credit Union in White Plains, New York
Kraft Foods Federal Credit Union in White Plains White Plains NY 2002
02-0301-II Williams, Saundra R.
Former manager of Local 1233 Federal Credit Union in Newark, New Jersey
Local 1233 Federal Credit Union in Newark N/A NJ 2002
02-0204-V Fuller, Chenay Deshon
Former Teller Alcon EmployeesҠFederal Credit Union in Fort Worth, Texas
Alcon EmployeesҠFederal Credit Union in Fort Worth Fort Worth TX 2002
02-0203-V Damiano, Veronica L.
Former loan officer of Southeastern Arizona Federal Credit Union in Douglas, Arizona
Southeastern Arizona Federal Credit Union in Douglas Douglas AZ 2002
02-0202-V Packer, Douglas R.
Former chief executive officer of Southeastern Arizona Federal Credit Union located in Douglas, Arizona
Southeastern Arizona Federal Credit Union located in Douglas Douglas AZ 2002
02-0201-V Durham, Emma
Former president of San Angelo Federal Credit Union in San Angelo, Texas
San Angelo Federal Credit Union in San Angelo San Angelo TX 2002
02-0201-II Godlock, Carol V.
Former Institution-Affiliated Party of Veteranӳ Administration Hospital Philadelphia Federal Credit Union, Philadelphia, Pennsylvania
Veteranӳ Administration Hospital Philadelphia Federal Credit Union Philadelphia PA 2002
02-0103-II Screvin, Jennifer
Former manager at the Division 819 Transit Employees Credit Union
Division 819 Transit Employees Credit Union N/A N/A 2002
02-0901-I Korean American Catholics Federal Credit Union
Cease and Desist Order
N/A N/A N/A 2002
02-0801-III Mangum, Dean
An institution-affiliated party and person participating in the affairs of the UARK Federal Credit Union, Fayetteville, AR
UARK Federal Credit Union Fayetteville AR 2002
02-0703VI Sanchez, Ivy J.
An Institution Affiliated Party and Person Participating in the Affairs of the HC&S Federal Credit Union, Kahului, HI
HC&S Federal Credit Union Kahului HI 2002
02-0702VI Corpuz, Theresa M.
An Institution Affiliated Party and Person Participating in the Affairs of the HC&S Federal Credit Union, Kahului, HI
HC&S Federal Credit Union Kahului HI 2002
02-0701VI Torricer, Janice Ann
An Institution Affiliated Party and Person Participating in the Affairs of the HC&S Federal Credit Union, Kahului, HI
HC&S Federal Credit Union Kahului HI 2002
02-0601-IV Bast, Ruth
An Institution Affiliated Party and Person Participating in the Affairs of the GEORGIA PACIFIC CREDIT UNION, Canton, Ohio
GEORGIA PACIFIC CREDIT UNION Canton OH 2002
03-1201-I Carey, Sr., William G.
Former Treasurer of Troy Federal Credit Union, Troy, New York
Troy Federal Credit Union Troy NY 2003
03-1001-VI Cavazos, Jorge
Former employee, San Mateo Credit Union, San Mateo, Calif.
San Mateo Credit Union San Mateo CA 2003
03-1001-V Valdez, Rose Marie
Former bookkeeper, Sun Country Credit Union, Farmington, N.M.
Sun Country Credit Union Farmington NM 2003
03-0801-I Clark, Melissa L.
Former Clerk of Haverhill Municipal Employees Credit Union, Haverhill, MA
Haverhill Municipal Employees Credit Union Haverhill MA 2003
03-0701-VI Abellon, Ibell
Former Loan Officer of Southland Credit Union
Southland Credit Union N/A N/A 2003
03-0701-III Dupuy, Donna
Former Treasurer, Louisiana Public Health Workers FCU Metairie, Louisiana
Louisiana Public Health Workers FCU Metaire LA 2003
03-0602-VI MacLean, Connie M.
Searles Lake Federal Credit Union
Searles Lake Federal Credit Union N/A N/A 2003
03-0602-I Richardson, Martha E.
Haverhill Municipal Employees Credit Union, Haverhill, MA
Haverhill Municipal Employees Credit Union Haverhill MA 2003
03-1001-III Carpenter, Diane
Former chief operating officer, Hallco Community Federal Credit Union, Gainesville, GA
Hallco Community Federal Credit Union Gainesville GA 2003
03-0902-IV Johnson, Harold
Former chairman, Birch Run Area Credit Union, Birch Run, Mich
Birch Run Area Credit Union Birch Run MI 2003
03-0901-VI Renteria, Charlene M.
Respondent, Schofield Federal Credit Union, Wahiawa, HI
Schofield Federal Credit Union Wahiawa HI 2003
03-0901-V Ramirez, Kelly Ann
Former teller, SPUR Federal Credit Union, El Paso, Texas
SPUR Federal Credit Union El Paso TX 2003
03-0901-IV Hollerback, Sherri
Former credit committee member, Birch Run Area Credit Union, Birch Run, Mich.
Birch Run Area Credit Union Birch Run MI 2003
03-0803-I Palumbo, Theresa
Respondent, Matteawan Federal Credit Union, Beacon, NY
Matteawan Federal Credit Union Beacon NY 2003
03-0802-I Allen, Jane E.
Former Manager of Haverhill Municipal Employees Credit Union, Haverhill, MA
Haverhill Municipal Employees Credit Union Haverhill MA 2003
03-0601-VI Tippins, April May
Former Loan Officer of 20th Century Fox Federal Credit Union
20th Century Fox Federal Credit Union N/A N/A 2003
03-0601-I Wilcox, Judith
Former Manager, Penobscot County Federal Credit Union, Bangor, ME
Penobscot County Federal Credit Union Bangor ME 2003
03-0201-V Brown, Rebecca
Former Loan Officer Buckley Federal Credit Union, Denver, CO
Buckley Federal Credit Union Denver CO 2003
03-0101-VI Smart, Kimberly
Addison Avenue Federal Credit Union formerly know as H.P. FCU, Palo Alto, CA
Addison Avenue Federal Credit Union formerly know as H.P. FCU Palo Alto CA 2003
03-0101-IV Walsh, William E.
Former Manger Telhio Credit Union, Columbus, Ohio
Telhio Credit Union Columbus OH 2003
03-0101-I Lyonnais, Sean
Former Teller Leominster Credit Union, Leominster, MA
Leominster Credit Union Leominster MA 2003
03-07-01-II Blaney, James
Person participating in the affairs of Bayonne Postal Employees Credit Union, Bayonne, NJ
Bayonne Postal Employees Credit Union Bayonne NJ 2003
04-0502-IV & Stipulations Northeast Arkansas Federal Credit Union
Cease and Desist Order
N/A N/A N/A 2004
04-0601- V Visvydas, Denise M.
Former Loan Officer, School Employees of Washington Credit Union, Spokane, WA
School Employees of Washington Credit Union Spokane WA 2004
04-0503-V Chavez, Carol Angela
Former Visa Card Supervisor, Denali Alaskan Federal Credit Union, Anchorage, AK
Denali Alaskan Federal Credit Union Anchorage AK 2004
04-0503-IV Braxton, Kimberly
Former Loan Officer, Shell Employees Houston Texas Federal Credit Union, Houston, TX
Shell Employees Houston Texas Federal Credit Union Houston TX 2004
04-0502-V Gaston, Kissy Juliette
Former Loan Credit Analyst, Boeing Employees Credit Union, Tukwila, WA
Boeing Employees Credit Union Tukwila WA 2004
04-0402-III Lewis, Andre
An Institution-Affiliated Party and Person Participating in the Affairs of Richland Teachers Council Federal Credit Union, Columbia, SC
Richland Teachers Council Federal Credit Union Columbia SC 2004
04-0303-IV Roberts, Brett C.
Former Assistant Manager, Louisiana Public Health Workers Credit Union, Metairie, LA
Louisiana Public Health Workers Credit Union Metaire LA 2004
04-0302-IV Contreras, Angelita
Former Assistant Accountant, Heritage USA Federal Credit Union, Midland, TX
Heritage USA Federal Credit Union Midland TX 2004
04-0301-IV Kirkpatrick, Susan Ellis
Former Assistant Manager, Houston Belt & Terminal Federal Credit Union, Houston, TX
Houston Belt & Terminal Federal Credit Union Houston TX 2004
04-0201-IV Cotton, Larry V.
Institution-Affiliated Party of Midland Teachers Credit Union, Midland, TX
Midland Teachers Credit Union Midland TX 2004

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