Administrative Orders

Administrative Orders are formal enforcement orders issued by the NCUA pursuant to Section 206 of the Federal Credit Union Act (FCUA) (12 U.S.C. § 1786). Generally, the NCUA issues Administrative Orders when it finds that a credit union or persons affiliated with a credit union have violated a law, rule or regulation, breached a fiduciary duty, or engaged in an unsafe or unsound practice.

The three most common orders issued by the NCUA include:

  • An Order to Cease and Desist, which requires a party to take action (or refrain from taking action), including making restitution; 
  • An Order or Notice of Prohibition, which prohibits a party from ever working for a federally insured financial institution; and 
  • An Order Assessing Civil Money Penalties.

Prior to the issuance of an Administrative Order, the Federal Credit Union Act provides due process rights, which include the ability to have an administrative hearing before the Office of Financial Institution Adjudication, and to appeal the agency's decision to issue an order to the U.S. Circuit Court of Appeals.

Enforcement actions against other institutions or their affiliated parties can be found at the website of the institution's primary federal regulator:

Showing 1501 - 1509 of 1509 Results
Docket # Name and Relationship Institution City State Year
22-0107-WR Fletcher, Vanessa
Former Institution-Affiliated Party
Alaska USA Federal Credit Union Anchorage AK 2022
22-0111-WR Romero, Susan Irene
Former Institution-Affiliated Party
Winslow Santa Fe Credit Union Winslow AZ 2022
21-0142-ER Viselli, Michael
Former Institution-Affiliated Party
Ingersoll-Rand Federal Credit Union Athens PA 2022
22-0122-ER Yonkers Postal Employees Credit Union
Yonkers Postal Employees Credit Union
Yonkers Postal Employees Credit Union Yonkers NY 2022
22-0103-ER Nelson, Barbara
Former Accounting Supervisor
Gerber Federal Credit Union Fremont MI 2022
22-0114-ER Navarro, Jorge
Former Institution-Affiliated Party
URW Community Federal Credit Union Danville VA 2023
22-0113-ER Shorkey, Robert P.
Former Institution-Affiliated Party
DFCU Financial Dearborn MI 2023
23-0103-WR Brooks, Meaghan
Former Employee
HAPO Community Credit Union Richland WA 2023
23-0101-ER Finkelstein, Gabriel Max
Former Institution-Affiliated Party
Genisys Credit Union Auburn Hills MI 2023

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