Letters to Credit Unions and Other Guidance

From time to time, the NCUA will provide guidance and other information to the credit union system on regulatory and supervisory matters, trends affecting federally insured credit unions and potential risks and threats.

Letters to Credit Unions — Provide guidance on specific NCUA policies and procedures, compliance, governance, and other timely issues that affect all federally insured credit unions.
Letters to Federal Credit Unions — Provide guidance on specific NCUA policies and procedures, compliance, governance, and other timely issues that affect only credit unions with a federal charter.
Risk Alerts — Detail practices or external threats that potentially are a significant risk to the safety and soundness of the credit union system.
Regulatory Alerts — Provide guidance on rules and regulations from other agencies that all credit unions must comply with.
Supervisory Letters — Provide the NCUA’s examiners with instructions and information on a range of supervisory and regulatory issues.
Accounting Bulletins — Provide guidance and instructions on how changes in generally accepted accounting principles and other regulatory initiatives affect how credit unions report these items in their financial statements.
Consumer Financial Protection Updates — Announce new activity on consumer compliance laws, regulations and guidance.
Letters to Corporate Credit Unions — Provide guidance letters to inform corporate credit unions about specific NCUA policies and procedures, compliance, governance, and other timely issues.

You can search these regulatory letters going back to 1979 by document type, the year issued, by subject and by title or keywords. Please note that obsolete letters are not included.

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Letters to Credit Unions and Other Guidance search results
Docket #	Title	Subject	Type	Year	Status
97-CU-03	Coporate Business Resumption And Contingency Planning	Business Continuity	Letters to Credit Unions	1997	Active
97-CU-08	Credit Union Financial Trends During the First Half of 1997	State of the Industry	Letters to Credit Unions	1997	Active
97-CU-09	Withdrawal of IRPS	Operations	Letters to Credit Unions	1997	Active
98-CU-01	Year 2000 Bridge Programs and Interfacing	Y2K	Letters to Credit Unions	1998	Active
98-CU-16	The Credit Union Membership Access Act of 1998	Legislation	Letters to Credit Unions	1998	Active
99-CU-12	Real Estate Lending and Balance Sheet Risk Management	Mortgage Lending	Letters to Credit Unions	1999	Active
99-CU-17	Guidance for Credit Unions that Use More than One Name	Operations	Letters to Credit Unions	1999	Active
99-RA-04	New Communities Entering the National Flood	Flood Insurance	Regulatory Alerts	1999	Active
SL No. 06-01	Evaluating Earnings	Examination Program	Supervisory Letters	2006	Active
SL No. 07-01	Evaluating Third Party Relationships	Third Parties	Supervisory Letters	2007	Active
SL No. 09-01	Supervision Considerations for Natural Person Credit Unions and the Announced Corporate Stabilization Efforts	Corporate Resolution Program	Supervisory Letters	2009	Active
SL No. 09-03	Reviewing Adequacy of Earnings	Examination Program	Supervisory Letters	2009	Active
SL No. 13-02	Examiner Review of Loan Workouts, Nonaccruals and Regulatory Reporting of Troubled Debt Restructured Loans	Troubled Debt Restructuring	Supervisory Letters	2013	Active
SL No. 13-03	Investing in Securities without Reliance on Nationally Recognized Statistical Rating Organizations (NRSRO) Ratings	Risk Management	Supervisory Letters	2013	Active
SL No. 13-04	Supervision Guidance on Loan Participation Waivers	Participations	Supervisory Letters	2013	Active
SL No. 13-12	Enterprise Risk Management (ERM)	Risk Management	Supervisory Letters	2013	Active
SL No. 13-13	Private Student Loans	Student Loans	Supervisory Letters	2013	Active
SL No. 14-01	CFPB’s Ability-to-Repay and Qualified Mortgage Rule	Mortgage Lending	Supervisory Letters	2014	Active
SL No. 14-03	Liquidity and Contingency Funding Plans	Liquidity Risk	Supervisory Letters	2014	Active
SL No. 14-04	Taxi Medallion Lending	Taxi Medallions	Supervisory Letters	2014	Active
SL No. 14-05	Capital Planning Under NCUA Rules & Regulations §702 Subpart E for Credit Unions with Assets of $10 Billion or More	Capital Planning	Supervisory Letters	2014	Active
SL No. 14-05	Money Services Businesses	BSA/AML	Supervisory Letters	2014	Active
SL No. 15-02	Associational Common Bond Updates	Field of Membership	Supervisory Letters	2015	Active
SL No. 15-03	Fixed Asset Management	fixed assets	Supervisory Letters	2015	Active
SL No. 16-01	CDFI-Certified Credit Union Supervision	Examination Program	Supervisory Letters	2016	Active
SL No. 17-01	Evaluating Compliance Risk - Updated Compliance Risk Indicators	Examination Program	Supervisory Letters	2017	Active
SL No. 17-02	Examiner Guidance for Institutions Affected by a Major Disaster	Business Continuity	Supervisory Letters	2017	Active
SL No. 18-01	Bank Secrecy Act Customer Due Diligence and Beneficial Ownership Rules	BSA/AML	Supervisory Letters	2018	Active
SL No. 19-01	Evaluating Secondary Capital Plans	Capital Planning	Supervisory Letters	2019	Active
SL No. 21-01	Evaluating LIBOR Transition Plans	Risk Management	Supervisory Letters	2021	Active
SL No. 22-01	Updates to Interest Rate Risk Supervisory Framework	Interest Rate Risk	Supervisory Letters	2022	Active
N/A	Interagency Supervisory Guidance Addressing Certain Issues Related to Troubled Debt Restructurings	Troubled Debt Restructuring	Supervisory Letters	2013	Active
N/A	Evaluating Loan Participation Programs	Participations	Supervisory Letters	2008	Active
N/A	Evaluating Residential Real Estate Mortgage Loan Modification Programs	Mortgage Lending	Supervisory Letters	2009	Active
N/A	Supervising Low Income Credit Unions and Community Development Credit Unions	Examination Program	Supervisory Letters	2010	Active
N/A	Current Risks in Business Lending and Sound Risk Management Practices	Member Business Lending	Supervisory Letters	2010	Active
N/A	Concentration Risk	Concentration Risk	Supervisory Letters	2010	Active
N/A	Evaluating Credit Union Requests for Waivers of Provisions in NCUA Rules and Regulations Part 723, Member Business Loans (MBLs)	Member Business Lending	Supervisory Letters	2013	Active

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