Administrative Orders

Administrative Orders are formal enforcement orders issued by the NCUA pursuant to Section 206 of the Federal Credit Union Act (FCUA) (12 U.S.C. § 1786). Generally, the NCUA issues Administrative Orders when it finds that a credit union or persons affiliated with a credit union have violated a law, rule or regulation, breached a fiduciary duty, or engaged in an unsafe or unsound practice.

The three most common orders issued by the NCUA include:

  • An Order to Cease and Desist, which requires a party to take action (or refrain from taking action), including making restitution; 
  • An Order or Notice of Prohibition, which prohibits a party from ever working for a federally insured financial institution; and 
  • An Order Assessing Civil Money Penalties.

Prior to the issuance of an Administrative Order, the Federal Credit Union Act provides due process rights, which include the ability to have an administrative hearing before the Office of Financial Institution Adjudication, and to appeal the agency's decision to issue an order to the U.S. Circuit Court of Appeals.

Enforcement actions against other institutions or their affiliated parties can be found at the website of the institution's primary federal regulator:

Showing 1 - 100 of 1505 Results
Docket # Name and Relationship Institution City State Year
22-0110-ONES Hamilton, Diamond
Former Employee
Suncoast Credit Union Tampa FL 2022
22-0117-ER Cruz, Anne
Former Chief Executive Officer
PNG Northern Federal Credit Union Vandergrift PA 2022
22-0102-ER Davis, Ashley N.
Former Employee
Newark Firemen Federal Credit Union Newark NJ 2022
21-0137-ER Noyes, Catalina
Former Employee
Loudoun Credit Union Leesburg VA 2022
21-WR-0130 Simontacchi, Stephanie
Former Employee
Redwood Credit Union Santa Rosa CA 2022
22-0109-WR Mohabir, Indira
Former Institution-Affiliated Party
Western Federal Credit Union Torrance CA 2022
21-0117-ER Lopez, Carolin
Former Institution-Affiliated Party
1st Bergen Federal Credit Union Hackensack NJ 2022
22-0104-SR Colley, Mark
Former Institution-Affiliated Party
First Oklahoma Federal Credit Union Tulsa OK 2022
22-0112-ER Inter-American Federal Credit Union
Inter-American Federal Credit Union
Inter-American Federal Credit Union Brooklyn NY 2022
22-0105-WR Shimanek, Judith
Former Employee
Ark City Teachers Credit Union Arkansas City KS 2022
22-0107-WR Fletcher, Vanessa
Former Institution-Affiliated Party
Alaska USA Federal Credit Union Anchorage AK 2022
22-0111-WR Romero, Susan Irene
Former Institution-Affiliated Party
Winslow Santa Fe Credit Union Winslow AZ 2022
21-0142-ER Viselli, Michael
Former Institution-Affiliated Party
Ingersoll-Rand Federal Credit Union Athens PA 2022
22-0122-ER Yonkers Postal Employees Credit Union
Yonkers Postal Employees Credit Union
Yonkers Postal Employees Credit Union Yonkers NY 2022
22-0103-ER Nelson, Barbara
Former Accounting Supervisor
Gerber Federal Credit Union Fremont MI 2022
21-0105-ER Live Life Federal Credit Union
Live Life Federal Credit Union
Live Life Federal Credit Union Fraser MI 2021
21-0112-SR Carney, Brittany A.
Former Employee
Red River Federal Credit Union Altus OK 2021
21-0124-WR Mauga, Veronica
Former Employee
Hawaii Central Federal Credit Union Honolulu HI 2021
21-0119-WR Arceo, Ricardo
Former Institution-Affiliated Party
White Sands Federal Credit Union Las Cruces NM 2021
21-0132-SR Harrell, Jr., Johnnie Earl
Former Employee
Welcome Federal Credit Union Morrisville NC 2021
21-0133-ER Nowicki, Suzanne
Former Employee
Westport Federal Credit Union Westport MA 2021
21-0101-ER Guagliardo, Joseph
Former Member of the Supervisory Committee
Municipal Credit Union New York NY 2021
21-0118-SR Ford, Cara V.
Former Branch Manager
JAX Federal Credit Union Jacksonville FL 2021
21-0125-ER Brown, Joan P.
Former Employee
Service Center for Credit Unions, Inc. N/A PA 2021
21-0102-SR Martin, Patricia
Former Employee
McCoy Federal Credit Union Orlando FL 2021
21-0127-ER Johnson, Clarissa
Former Employee
Northland Area Federal Credit Union West Branch MI 2021
21-0131-ER Morgan, Sheena
Former Employee
Point Breeze Credit Union Hunt Valley MD 2021
21-0111-WR Elkins, Audrey
Former Manager
William Newton Memorial Hospital Credit Union Winfield KS 2021
21-0114-WR Domingo, Angela
Former Employee
CU Hawaii Federal Credit Union Hilo HI 2021
21-0135-ER Gross, Trevon
Former Employee
Helping Other People Excel Federal Credit Union Jackson NJ 2021
21-0140-ER Richardson, Dianne
Former Employee
Pioneer West Virginia Federal Credit Union Charleston WV 2021
21-0126-SR Sanchez-Santiago, Jonathan
Former Employee
Guardians Credit Union West Palm Beach FL 2021
21-0128-WR Aleman, Hector
Former Employee
Pima Federal Credit Union Tucson AZ 2021
21-0123-ER Santiago, Cristal
Former Employee
North Jersey Federal Credit Union Totowa NJ 2021
21-0139-ER Oliver, Elizabeth
Former Employee
Lancaster Red Rose Credit Union Leola PA 2021
21-0122-ER Shaw, Stacey
Former Employee
IBEW Local Union 712 Federal Credit Union Beaver PA 2021
21-0113-WR Wilson, LaBrandi
Former Employee
Alaska Air Group Federal Credit Union SeaTac WA 2021
21-0129-WR Bibriesca, Gabriela
Former Employee
Santa Cruz Community Credit Union Santa Cruz CA 2021
21-0103-WR Erisman, Kyle
Former Employee
True North Federal Credit Union Juneau AK 2021
21-0109-WR Hill, Henry
Former Employee
Greater Iowa Credit Union Ames IA 2021
21-0120-WR Galeoto, Linda Albion
Former Assistant Chief Executive Officer
Reno City Employees Federal Credit Union Reno NV 2021
20-0106-ER Aikey, Brittany
Former Institution-Affiliated Party
NU Community Credit Union Milton PA 2020
19-0132-WR Zanassi, Jennifer
Former Institution-Affiliated Party
Western Heritage Federal Credit Union Alliance NE 2020
20-0108-WR Davalos, Samuel
Former Employee
MyPoint Credit Union San Diego CA 2020
20-0109-SR McMillian, Merrideth
Former Employee
Singing River Federal Credit Union Moss Point MS 2020
20-0143-ER Shaeffer, Brooke
Former Employee
Member’s 1st Federal Credit Union Mechanicsburg PA 2020
20-0147-ER Hyler, Teresa
Former Employee
Beacon Credit Union Lynchburg VA 2020
20-0111-ER Williams, Phillip
Former Employee
Advia Credit Union Parchment MI 2020
15-0142-R3 Santay, Sandra
Former Employee
Lakeside Federal Credit Union Hammond IN 2020
20-0130-ER Baum, Ryan
Former Employee
Northeastern Operating Engineers Federal Credit Union Whitestone NY 2020
20-0101-WR Cofell, Margurite
Former Employee
St. Francis Campus Employees Credit Union Little Falls MN 2020
20-0133-SR Aimone, Paul
Former Institution-Affiliated Party
Midwest Carpenters & Millwrights Federal Credit Union Hobart IN 2020
20-0145-ER Furlong, Jennifer
Former Employee
Groton Municipal Employees Federal Credit Union Groton CT 2020
20-0114-ER Wilson, Janine
Former Institution-Affiliated Party
Preferred Credit Union Grand Rapids MI 2020
20-0131-ER McComas, Frances
Former Employee
West Virginia Federal Credit Union South Charleston WV 2020
20-0106-SR Harper, Casey
Former Employee
Notre Dame Federal Credit Union Notre Dame IN 2020
20-0113-WR Obermeyer, Nicole
Former Institution-Affiliated Party
EM Federal Credit Union Mesa AZ 2020
20-0105-WR Anthony, Benedict
Former Employee
Tucson Old Pueblo Credit Union Tucson AZ 2020
20-0102-SR Garza, Grace
Former Employee
Space City Credit Union Houston TX 2020
20-0112-SR Crowe, Josephine
Former Employee
Louisville Metro Police Officers Credit Union Louisville KY 2020
20-0103-SR Guajardo, Susanna
Former Employee
Space City Credit Union Houston TX 2020
20-0115-ER Koehler, Aisha
Former Employee
Advia Credit Union Parchment MI 2020
20-146-SR Anderson-Hollins, Vanessa
Former Institution-Affiliated Party
Port of Houston Warehouse Federal Credit Union Houston TX 2020
19-0134-ER Cote, Soraya
Former Institution-Affiliated Party of Hanscom Federal Credit Union
Hanscom Federal Credit Union Littleton MA 2020
20-0110-SR Gurley, Brianna
Former Employee
AOD Federal Credit Union Oxford AL 2020
20-0129-SR Mayfield, Nefretiri
Former Institution-Affiliated Party
Founders Federal Credit Union Lancaster SC 2020
19-0190-WR Erickson, Charity
Former Employee
Citizens Community Credit Union Devils Lake ND 2020
20-0107-ER Silva, Suzanne
Former Employee
Winthrop-University Hospital Employees Federal Credit Union Mineola NY 2020
19-0132-WR Mosher, Melissa
Former Institution-Affiliated Party
Western Heritage Federal Credit Union Alliance NE 2020
20-0136-SR Arrechavala, Elka
Former Employee
Space Coast Credit Union Melbourne FL 2020
20-0124-ER Greene-Smith, Tanya
Former Employee
Northwood Federal Credit Union Philadelphia PA 2020
20-0019-ER Beauford, Stephanie
Former Employee
Michigan First Credit Union Lathrup Village MI 2020
20-0139-ER Kraenzlein, Bethann
Former Employee
Northland Area Federal Credit Union Oscoda MI 2020
20-0144-SR Collins, Schantol
Former Employee
Members Exchange Credit Union Ridgeland MS 2020
20-0116-SR Gish, Briege
Former Employee
Notre Dame Federal Credit Union Notre Dame IN 2020
19-0192-ER Dangelo, Tamara
Former Employee
Pinpoint Federal Credit Union Milton PA 2020
19-0117-ER PATH Federal Credit Union
PATH Federal Credit Union
PATH Federal Credit Union Jersey City NJ 2019
19-0334-WR Severson, Benjamin
Former employee
Marine Credit Union La Crosse WI 2019
19-0182-SR Bullock, Tobisha
Former Institution-Affiliated Party of CAANO Employees Federal Credit Union
CAANO Employees Federal Credit Union New Orleans LA 2019
19-0131-SR Allen, Sherry Ann
Former Employee of Greater Eastern Federal Credit Union
Greater Eastern Federal Credit Union Johnson City TN 2019
19-0168-WR Nelson, Jenifer
Former Employee of Baker’s Federal Credit Union
Baker’s Federal Credit Union Omaha NE 2019
19-0170-ER Biederman, Kevin
Former Employee of Philadelphia Federal Credit Union
Philadelphia Federal Credit Union Philadelphia PA 2019
19-0103-ER LaFreniere, Carolyn
Former Employee of SIS Insurance and Financial Services, LLC
SIS Insurance and Financial Services, LLC Latham NY 2019
19-0116-WR Darley, Phillip H.
Former Institution-Affiliated Party of Panhandle Cooperative Federal Credit Union
Panhandle Cooperative Federal Credit Union Scottsbluff NE 2019
19-0126-ER Mix, Jennifer
Former Institution-Affiliated Party of Hornell Erie Federal Credit Union, Hornell, New York
Hornell Erie Federal Credit Union Hornell NY 2019
19-0153-SR Steward, Doretha
Former Employee
Fayetteville Postal Credit Union Fayetteville NC 2019
19-0165-ER Santos, Jasmine
Former Institution-Affiliated Party of People’s Alliance Federal Credit Union
People’s Alliance Federal Credit Union Hauppauge NY 2019
19-0121-ER Good Counsel Federal Credit Union
Good Counsel Federal Credit Union
Good Counsel Federal Credit Union Brooklyn NY 2019
18-0074-ER (CBM) Kaufman, Alan
Former Institution Affiliated Party
Melrose Credit Union Queens NY 2019
19-0178-WR Bagley, Ashley
Former Employee of Great Northwest Federal Credit Union
Great Northwest Federal Credit Union Aberdeen WA 2019
19-0137-SR Friends Federal Credit Union
Friends Federal Credit Union
Friends Federal Credit Union Norman OK 2019
19-0174-SR Galveston Government Employees Credit Union
Galveston Government Employees Credit Union
Galveston Government Employees Credit Union La Marque TX 2019
19-0133-SR Hughes, Christopher
Former Institution-Affiliated Party of Dixies Federal Credit Union, Darlington, South Carolina
Dixies Federal Credit Union Darlington SC 2019
19-0147-SR Fincher, Amy
Former employee
Rheem Arkansas Federal Credit Union Fort Smith AR 2019
19-0167-WR Kent, Connie
Former Employee of Topeka Post Office Credit Union
Topeka Post Office Credit Union Topeka KS 2019
19-0141-WR C & NW Proviso Credit Union
C & NW Proviso Credit Union
C & NW Proviso Credit Union Northlake IL 2019
19-0120-ER Valley Board Federal Credit Union
Valley Board Federal Credit Union
Valley Board Federal Credit Union Harpers Ferry WV 2019
19-0185-ER Margucci, Tammy
Former Employee of Lanco Federal Credit Union
Lanco Federal Credit Union Lancaster PA 2019
19-0142-ER Letcher County Teachers Credit Union
Letcher County Teachers Credit Union
Letcher County Teachers Credit Union Whitesburg KY 2019
19-0176-WR Southwest Counties School Employees Credit Union
Southwest Counties School Employees Credit Union
Southwest Counties School Employees Credit Union Neosho MO 2019
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