Skip to main content
United States flag An official website of the United States government
Official websites use .gov
A .gov website belongs to an official government organization in the United States.
Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.
Show

Administrative Orders

Administrative Orders are formal enforcement orders issued by the NCUA pursuant to Section 206 of the Federal Credit Union Act (FCUA) (12 U.S.C. § 1786). Generally, the NCUA issues Administrative Orders when it finds that a credit union or persons affiliated with a credit union have violated a law, rule or regulation, breached a fiduciary duty, or engaged in an unsafe or unsound practice.

The three most common orders issued by the NCUA include:

  • An Order to Cease and Desist, which requires a party to take action (or refrain from taking action), including making restitution; 
  • An Order or Notice of Prohibition, which prohibits a party from ever working for a federally insured financial institution; and 
  • An Order Assessing Civil Money Penalties.

Prior to the issuance of an Administrative Order, the Federal Credit Union Act provides due process rights, which include the ability to have an administrative hearing before the Office of Financial Institution Adjudication, and to appeal the agency's decision to issue an order to the U.S. Circuit Court of Appeals.

Enforcement actions against other institutions or their affiliated parties can be found at the website of the institution's primary federal regulator:

Download CSV

Showing 1 - 100 of 1525 Results
Docket # Name and Relationship Institution City State Year
22-0124-ER Givens, Kelly
Former Institution-Affiliated Party
FedStar Federal Credit Union Salem VA 2024
23-0124-SR Gray, Nellie
Former Institution-Affiliated Party
Mississippi Central Federal Credit Union Morton MS 2023
23-0127-SR Lehman, Leah
Former Institution-Affiliated Party
Southern Pine Credit Union Valdosta GA 2023
23-0122-ER Baker, Jennifer
Former Institution-Affiliated Party
United Neighbors Federal Credit Union Watertown NY 2023
23-0121-WR Kastet, Kaitlin
Former Institution-Affiliated Party
Citizens Credit Union and First Community Credit Union Jamestown ND 2023
23-0119-ER Jordan, Sr., Shelton
Supervisory Committee Chairman
Portsmouth Schools Federal Credit Union Portsmouth VA 2023
23-0120-ER Kewalis, Tara
Former President and CEO
Skyline Financial Federal Credit Union Waterbury CT 2023
23-0108-ER Fisher, Randi Marie
Former Institution-Affiliated Party
Vantage Trust Federal Credit Union Wilkes Barre PA 2023
23-0107-ER Live Life Federal Credit Union
Live Life Federal Credit Union
Live Life Federal Credit Union Fraser MI 2023
23-0106-ER Rider, Shannon
Former Employee
Erie Times Federal Credit Union Erie PA 2023
22-0126-ER Gaudreau, Rachel
Former Institution-Affiliated Party
Westport Federal Credit Union Westport MA 2023
23-0101-ER Finkelstein, Gabriel Max
Former Institution-Affiliated Party
Genisys Credit Union Auburn Hills MI 2023
23-0103-WR Brooks, Meaghan
Former Employee
HAPO Community Credit Union Richland WA 2023
22-0113-ER Shorkey, Robert P.
Former Institution-Affiliated Party
DFCU Financial Dearborn MI 2023
22-0114-ER Navarro, Jorge
Former Institution-Affiliated Party
URW Community Federal Credit Union Danville VA 2023
23-0123-SR Phillips, Whitney
Former Institution-Affiliated Party
Mississippi Central Federal Credit Union Morton MS 2023
22-0127-ER Bradley, Amy
Former Institution-Affiliated Party
First Community Credit Union Jamestown ND 2023
23-0128-SR Gray, Brooke Lynn
Former Employee
City & Police Federal Credit Union Jacksonville FL 2023
23-0129-ER Velazquez, Melissa
Former Employee
Financial Resources Federal Credit Union Bridgewater NJ 2023
23-0132-ER Horne, Ryan Nicole
Former Employee
NASA Federal Credit Union Upper Marlboro MD 2023
23-0134-ER Nedow, Andrea Alice
Former Employee
Traverse Catholic Federal Credit Union Traverse City MI 2023
21-0142-ER Viselli, Michael
Former Institution-Affiliated Party
Ingersoll-Rand Federal Credit Union Athens PA 2022
22-0117-ER Cruz, Anne
Former Chief Executive Officer
PNG Northern Federal Credit Union Vandergrift PA 2022
22-0112-ER Inter-American Federal Credit Union
Inter-American Federal Credit Union
Inter-American Federal Credit Union Brooklyn NY 2022
21-WR-0130 Simontacchi, Stephanie
Former Employee
Redwood Credit Union Santa Rosa CA 2022
21-0117-ER Lopez, Carolin
Former Institution-Affiliated Party
1st Bergen Federal Credit Union Hackensack NJ 2022
22-0104-SR Colley, Mark
Former Institution-Affiliated Party
First Oklahoma Federal Credit Union Tulsa OK 2022
22-0109-WR Mohabir, Indira
Former Institution-Affiliated Party
Western Federal Credit Union Torrance CA 2022
22-0103-ER Nelson, Barbara
Former Accounting Supervisor
Gerber Federal Credit Union Fremont MI 2022
22-0111-WR Romero, Susan Irene
Former Institution-Affiliated Party
Winslow Santa Fe Credit Union Winslow AZ 2022
22-0107-WR Fletcher, Vanessa
Former Institution-Affiliated Party
Alaska USA Federal Credit Union Anchorage AK 2022
22-0110-ONES Hamilton, Diamond
Former Employee
Suncoast Credit Union Tampa FL 2022
22-0102-ER Davis, Ashley N.
Former Employee
Newark Firemen Federal Credit Union Newark NJ 2022
21-0137-ER Noyes, Catalina
Former Employee
Loudoun Credit Union Leesburg VA 2022
22-0105-WR Shimanek, Judith
Former Employee
Ark City Teachers Credit Union Arkansas City KS 2022
22-0122-ER Yonkers Postal Employees Credit Union
Yonkers Postal Employees Credit Union
Yonkers Postal Employees Credit Union Yonkers NY 2022
21-0128-WR Aleman, Hector
Former Employee
Pima Federal Credit Union Tucson AZ 2021
21-0139-ER Oliver, Elizabeth
Former Employee
Lancaster Red Rose Credit Union Leola PA 2021
21-0140-ER Richardson, Dianne
Former Employee
Pioneer West Virginia Federal Credit Union Charleston WV 2021
21-0131-ER Morgan, Sheena
Former Employee
Point Breeze Credit Union Hunt Valley MD 2021
21-0133-ER Nowicki, Suzanne
Former Employee
Westport Federal Credit Union Westport MA 2021
21-0135-ER Gross, Trevon
Former Employee
Helping Other People Excel Federal Credit Union Jackson NJ 2021
21-0126-SR Sanchez-Santiago, Jonathan
Former Employee
Guardians Credit Union West Palm Beach FL 2021
21-0122-ER Shaw, Stacey
Former Employee
IBEW Local Union 712 Federal Credit Union Beaver PA 2021
21-0125-ER Brown, Joan P.
Former Employee
Service Center for Credit Unions, Inc. N/A PA 2021
21-0114-WR Domingo, Angela
Former Employee
CU Hawaii Federal Credit Union Hilo HI 2021
21-0124-WR Mauga, Veronica
Former Employee
Hawaii Central Federal Credit Union Honolulu HI 2021
21-0129-WR Bibriesca, Gabriela
Former Employee
Santa Cruz Community Credit Union Santa Cruz CA 2021
21-0123-ER Santiago, Cristal
Former Employee
North Jersey Federal Credit Union Totowa NJ 2021
21-0127-ER Johnson, Clarissa
Former Employee
Northland Area Federal Credit Union West Branch MI 2021
21-0132-SR Harrell, Jr., Johnnie Earl
Former Employee
Welcome Federal Credit Union Morrisville NC 2021
21-0111-WR Elkins, Audrey
Former Manager
William Newton Memorial Hospital Credit Union Winfield KS 2021
21-0119-WR Arceo, Ricardo
Former Institution-Affiliated Party
White Sands Federal Credit Union Las Cruces NM 2021
21-0112-SR Carney, Brittany A.
Former Employee
Red River Federal Credit Union Altus OK 2021
21-0120-WR Galeoto, Linda Albion
Former Assistant Chief Executive Officer
Reno City Employees Federal Credit Union Reno NV 2021
21-0118-SR Ford, Cara V.
Former Branch Manager
JAX Federal Credit Union Jacksonville FL 2021
21-0113-WR Wilson, LaBrandi
Former Employee
Alaska Air Group Federal Credit Union SeaTac WA 2021
21-0109-WR Hill, Henry
Former Employee
Greater Iowa Credit Union Ames IA 2021
21-0101-ER Guagliardo, Joseph
Former Member of the Supervisory Committee
Municipal Credit Union New York NY 2021
21-0105-ER Live Life Federal Credit Union
Live Life Federal Credit Union
Live Life Federal Credit Union Fraser MI 2021
21-0103-WR Erisman, Kyle
Former Employee
True North Federal Credit Union Juneau AK 2021
21-0102-SR Martin, Patricia
Former Employee
McCoy Federal Credit Union Orlando FL 2021
20-146-SR Anderson-Hollins, Vanessa
Former Institution-Affiliated Party
Port of Houston Warehouse Federal Credit Union Houston TX 2020
20-0114-ER Wilson, Janine
Former Institution-Affiliated Party
Preferred Credit Union Grand Rapids MI 2020
20-0147-ER Hyler, Teresa
Former Employee
Beacon Credit Union Lynchburg VA 2020
20-0145-ER Furlong, Jennifer
Former Employee
Groton Municipal Employees Federal Credit Union Groton CT 2020
20-0144-SR Collins, Schantol
Former Employee
Members Exchange Credit Union Ridgeland MS 2020
20-0139-ER Kraenzlein, Bethann
Former Employee
Northland Area Federal Credit Union Oscoda MI 2020
20-0136-SR Arrechavala, Elka
Former Employee
Space Coast Credit Union Melbourne FL 2020
20-0143-ER Shaeffer, Brooke
Former Employee
Member’s 1st Federal Credit Union Mechanicsburg PA 2020
20-0133-SR Aimone, Paul
Former Institution-Affiliated Party
Midwest Carpenters & Millwrights Federal Credit Union Hobart IN 2020
20-0129-SR Mayfield, Nefretiri
Former Institution-Affiliated Party
Founders Federal Credit Union Lancaster SC 2020
20-0131-ER McComas, Frances
Former Employee
West Virginia Federal Credit Union South Charleston WV 2020
20-0130-ER Baum, Ryan
Former Employee
Northeastern Operating Engineers Federal Credit Union Whitestone NY 2020
20-0124-ER Greene-Smith, Tanya
Former Employee
Northwood Federal Credit Union Philadelphia PA 2020
19-0132-WR Zanassi, Jennifer
Former Institution-Affiliated Party
Western Heritage Federal Credit Union Alliance NE 2020
19-0132-WR Mosher, Melissa
Former Institution-Affiliated Party
Western Heritage Federal Credit Union Alliance NE 2020
20-0106-ER Aikey, Brittany
Former Institution-Affiliated Party
NU Community Credit Union Milton PA 2020
20-0113-WR Obermeyer, Nicole
Former Institution-Affiliated Party
EM Federal Credit Union Mesa AZ 2020
15-0142-R3 Santay, Sandra
Former Employee
Lakeside Federal Credit Union Hammond IN 2020
20-0111-ER Williams, Phillip
Former Employee
Advia Credit Union Parchment MI 2020
20-0107-ER Silva, Suzanne
Former Employee
Winthrop-University Hospital Employees Federal Credit Union Mineola NY 2020
20-0109-SR McMillian, Merrideth
Former Employee
Singing River Federal Credit Union Moss Point MS 2020
20-0115-ER Koehler, Aisha
Former Employee
Advia Credit Union Parchment MI 2020
20-0106-SR Harper, Casey
Former Employee
Notre Dame Federal Credit Union Notre Dame IN 2020
20-0019-ER Beauford, Stephanie
Former Employee
Michigan First Credit Union Lathrup Village MI 2020
20-0110-SR Gurley, Brianna
Former Employee
AOD Federal Credit Union Oxford AL 2020
20-0116-SR Gish, Briege
Former Employee
Notre Dame Federal Credit Union Notre Dame IN 2020
20-0108-WR Davalos, Samuel
Former Employee
MyPoint Credit Union San Diego CA 2020
20-0112-SR Crowe, Josephine
Former Employee
Louisville Metro Police Officers Credit Union Louisville KY 2020
19-0134-ER Cote, Soraya
Former Institution-Affiliated Party of Hanscom Federal Credit Union
Hanscom Federal Credit Union Littleton MA 2020
20-0103-SR Guajardo, Susanna
Former Employee
Space City Credit Union Houston TX 2020
20-0102-SR Garza, Grace
Former Employee
Space City Credit Union Houston TX 2020
19-0190-WR Erickson, Charity
Former Employee
Citizens Community Credit Union Devils Lake ND 2020
19-0192-ER Dangelo, Tamara
Former Employee
Pinpoint Federal Credit Union Milton PA 2020
20-0101-WR Cofell, Margurite
Former Employee
St. Francis Campus Employees Credit Union Little Falls MN 2020
20-0105-WR Anthony, Benedict
Former Employee
Tucson Old Pueblo Credit Union Tucson AZ 2020
19-0111-ER Dubose, Gwendolyn
Former Employee of Greater Abyssinia Federal Credit Union
Greater Abyssinia Federal Credit Union Cleveland OH 2019
19-0103-ER LaFreniere, Carolyn
Former Employee of SIS Insurance and Financial Services, LLC
SIS Insurance and Financial Services, LLC Latham NY 2019
19-0101-R5 Pelham, Linda S.
Former Chief Executive Officer and Institution-Affiliated Party of Everglades Federal Credit Union
Everglades Federal Credit Union Clewiston FL 2019
1
2
3
...
15
16

The NCUA is committed to providing an excellent user experience to all individuals, including persons with disabilities. If you require an accommodation to access information on or to use this website, contact us to request one. Please visit the NCUA's Accessibility Statement for additional information.