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Administrative Orders

Administrative Orders are formal enforcement orders issued by the NCUA pursuant to Section 206 of the Federal Credit Union Act (12 U.S.C. § 1786). Generally, the NCUA issues Administrative Orders when it finds that a credit union or persons affiliated with a credit union have violated a law, rule or regulation, breached a fiduciary duty, or engaged in an unsafe or unsound practice.

The three most common orders issued by the NCUA include:

  • An Order to Cease and Desist, which requires an institution or individual to take action (or refrain from taking action), including making restitution;
  • An Order of Prohibition, which prohibits an individual from ever working for a federally insured financial institution; and
  • An Order Assessing Civil Money Penalties, which requires an institution or individual to pay an assessed penalty amount.

Prior to the issuance of an Administrative Order, the Federal Credit Union Act provides due process rights, which include the ability to have an administrative hearing before the Office of Financial Institution Adjudication, and to appeal the agency's decision to issue an order to the U.S. Circuit Court of Appeals.

The NCUA also issues Notices of Prohibition to individuals under Section 205(d) of the Federal Credit Union Act (12 U.S.C. § 1785(d)). The notice advises an individual convicted of a criminal offense of the prohibitions resulting from their conviction. (Until recently the NCUA issued formal Notices of Prohibition, but in conformity with the other federal financial institution regulators, we are now issuing letter notices.)

Disclaimer: This platform is intended to provide access to the enforcement actions taken by the NCUA since 1991 in a searchable and downloadable format. It is not guaranteed to be comprehensive. The primary source for the enforcement actions are the NCUA's press releases and other official communications. The names of the individuals and financial institutions contained herein reflect the institutions' identities when the enforcement actions were finalized and do not necessarily represent their current identities.

This platform also includes notices issued by the NCUA since 2008 to individuals under Section 205(d) of the Federal Credit Union Act. Under the law, the prohibitions outlined in these notices may have expired and the individual might no longer be prohibited from holding a position at an insured credit union. Although the NCUA is making notices issued pursuant to 205(d) searchable and downloadable, users of this platform should conduct their own inquiry regarding the current status of any prohibition identified in this platform.

Enforcement actions issued by other federal financial institution regulators can be found at the following websites:

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Showing 101 - 200 of 1532 Results
Docket # Name and Relationship Institution City State Year
98-0801-I Moskaluk, Joseph
Former manager of Backus Hospital Employees Credit Union
Backus Hospital Employees Credit Union N/A N/A 1998
13-0039-R4 Bagumbayan Credit Union
Bagumbayan Credit Union in Chicago, Illinois
Bagumbayan Credit Union in Chicago Chicago IL 2013
15-0178-R5 Bailey, Inc. Employees Credit Union
Bailey, Inc. Employees Credit Union
Bailey, Inc. Employees Credit Union West Valley City UT 2016
14-0115-R5 Bailey, Inc. Employees Credit Union
Bailey, Inc. Employees Credit Union West Valley City UT 2014
14-0130-R2 Frace, Lisa
Former Employee of Baker Federal Credit Union
Baker Federal Credit Union Phillipsburg NJ 2014
18-0029-R4 Baker Hughes Federal Credit Union
Baker Hughes Federal Credit Union
Baker Hughes Federal Credit Union Houston TX 2018
19-0168-WR Nelson, Jenifer
Former Employee of Baker’s Federal Credit Union
Baker’s Federal Credit Union Omaha NE 2019
99-0403-I Beckwith, Christie Marie
An Institution Affiliated Party and Person Participating in the Affairs of Bangor FCU
Bangor FCU N/A N/A 1999
12-0013-R1 Vincent, Nicole M.
Notice of Prohibition - Former Employee of Bangor Federal Credit Union in Bangor, Maine
Bangor Federal Credit Union in Bangor Bangor ME 2012
18-0047-R5 Entzminger, James
Former Employee of Banner Federal Credit Union
Banner Federal Credit Union Phoenix AZ 2018
15-0173-R4 Baptist Credit Union
Baptist Credit Union
Baptist Credit Union San Antonio TX 2016
97-03-04-I Cohen, Robert
Former Attorney for Barnstable Community Federal Credit Union
Barnstable Community Federal Credit Union N/A N/A 1997
97-03-07-I Vasapolle, Lynn M.
Former officer of Barnstable Community Federal Credit Union ("BCFCU")
Barnstable Community Federal Credit Union ("BCFCU") N/A N/A 1997
97-03-03-I Devaney, Ambrose L.
Former co-founder and officer of Barnstable Community Federal Credit Union ("BCFCU")
Barnstable Community Federal Credit Union ("BCFCU") N/A N/A 1997
97-03-06-I O'Neil, Michael D.
Former officer, director, employee, attorney, committee member and independent contractor of Barnstable Community Federal Credit Union ("BCFCU")
Barnstable Community Federal Credit Union ("BCFCU") N/A N/A 1997
97-03-05-I Harris, Bruce N.
Former officer, director, employee, committee member and independent contractor of Barnstable Community Federal Credit Union ("BCFCU")
Barnstable Community Federal Credit Union ("BCFCU") N/A N/A 1997
97-03-01-I Smith, James K.
Former co-founder and officer of Barnstable Community Federal Credit Union ("BCFCU")
Barnstable Community Federal Credit Union ("BCFCU") N/A N/A 1997
98-0901-III West, Tommie A.
An Institution Affiliated Party and Person Participating in the Affairs of the Bartow Employees Federal Credit Union Adairsville, Georgia
Bartow Employees Federal Credit Union Adairsville Adairsville GA 1998
07-1002-III Rossin, Tiffany
Former Loan Officer at Baton Rouge Telco Credit Union, Baton Rouge, Louisiana
Baton Rouge Telco Credit Union Baton Rouge LA 2008
16-0157-R3 Battery Employees Federal Credit Union
Battery Employees Federal Credit Union Attica IN 2016
97-0303-IV Fouch, Michael J.
An Institution Affiliated Party and Person Participating in the Affairs of the Bay Area Medical Federal Credit Union
Bay Area Medical Federal Credit Union N/A N/A 1997
97-0302-IV Fouch, Pamela Sue
An Institution Affiliated Party and Person Participating in the Affairs of the Bay Area Medical Federal Credit Union
Bay Area Medical Federal Credit Union N/A N/A 1997
97-0702IV Fouch, Linda
An Institution Affiliated Party and Person Participating in the Affairs of the Bay Area Medical Federal Credit Union, Traverse City, Michigan
Bay Area Medical Federal Credit Union Traverse City MI 1997
97-0701IV Fouch, Robert
An Institution Affiliated Party and Person Participating in the Affairs of the Bay Area Medical Federal Credit Union, Traverse City, Michigan
Bay Area Medical Federal Credit Union Traverse City MI 1997
98-0701-IV Fouch, Jay
An Institution Affiliated Party and Person Participating in the Affairs of the Bay Area Medical Federal Credit Union
Bay Area Medical Federal Credit Union N/A N/A 1998
07-1201-II Holmes, Lisa L.
Former Supervisor at Baylands Federal Credit Union, West Point, VA
Baylands Federal Credit Union West Point VA 2008
03-07-01-II Blaney, James
Person participating in the affairs of Bayonne Postal Employees Credit Union, Bayonne, NJ
Bayonne Postal Employees Credit Union Bayonne NJ 2003
09-0019-R3 Fleitas, Jorge
Former loan processor of Beacon Community Credit Union, Louisville, Kentucky
Beacon Community Credit Union Louisville KY 2009
20-0147-ER Hyler, Teresa
Former Employee
Beacon Credit Union Lynchburg VA 2020
14-0066-R3 Beauregard School Employees Federal Credit Union
Beauregard School Employees Federal Credit Union Deridder LA 2014
15-0061-R1 Felicia, Gomez
Former Employee of Bellwether Community Credit Union
Bellwether Community Credit Union Manchester NH 2015
14-0179-R3 Berea FISCU
Berea FISCU
Berea FISCU Berea KY 2014
14-0231-R2 Berkeley County Public Schools Federal Credit Union
Berkeley County Public Schools Federal Credit Union
Berkeley County Public Schools Federal Credit Union Martinsburg WV 2015
18-0005-R2 Bethany Baptist Christian Federal Credit Union
Bethany Baptist Christian Federal Credit Union
Bethany Baptist Christian Federal Credit Union Chester PA 2018
07-0801-II Edraney, Stephen E.
Former Manager/Consultant Bethlehem Municipal Employees FCU Bethlehem, Pennsylvania
Bethlehem Municipal Employees FCU Bethlehem Bethlehem PA 2007
17-0026-R1 Beulah Federal Credit Union
Beulah Federal Credit Union
Beulah Federal Credit Union Brooklyn NY 2017
18-0016-R4 Gilmore, Cynthia
Former Employee of Beverly Bus Garage Federal Credit Union
Beverly Bus Garage Federal Credit Union Chicago IL 2018
14-0142-R1 Bi-County Ptc Federal Credit Union
Bi-County Ptc Federal Credit Union
Bi-County Ptc Federal Credit Union Warren MI 2014
03-0902-IV Johnson, Harold
Former chairman, Birch Run Area Credit Union, Birch Run, Mich
Birch Run Area Credit Union Birch Run MI 2003
03-0901-IV Hollerback, Sherri
Former credit committee member, Birch Run Area Credit Union, Birch Run, Mich.
Birch Run Area Credit Union Birch Run MI 2003
18-0070-R3 Dunning, Jonathan Wade
Former Employee of Birmingham Financial Federal Credit Union
Birmingham Financial Federal Credit Union Birmingham AL 2018
17-0058-R4 Morrison, Sara Jo
Former Employee of Black Hills Federal Credit Union
Black Hills Federal Credit Union Rapid City SD 2017
99-0201-VI Jackman, Ellis R.
An Institution Affiliated Party and Person Participating in the Affairs of the Blackfoot Educators Credit Union
Blackfoot Educators Credit Union N/A N/A 1999
05-0502-II Capone, Cristina L.
Former Teller, Blair County FCU, Altoona, PA;
Blair County FCU Altoona PA 2005
08-0034-R2 Replogle, Randal Scott
Former ATM Representative at Blair Credit Union, Altoona Regional Health System Federal Credit Union and Huntingdon Federal Credit Union, Altoona, Pennsylvania
Blair Credit Union, Altoona Regional Health System Federal Credit Union, and Huntingdon Federal Credit Union Altoona PA 2008
17-0047-R4 Hall, Maureen
Former Employee of Blue Federal Credit Union
Blue Federal Credit Union Cheyenne WY 2017
09-0050-R3 Smith, Crystal L.
Bluegrass Community Federal Credit Union, Ashland, Kentucky
Bluegrass Community Federal Credit Union Ashland KY 2009
12-0019-R4 Young, Jeannette L.
Order of Prohibition - Former Employee of Bluestem Community Credit Union in El Dorado, Kansas.
Bluestem Community Credit Union in El Dorado El Dorado KS 2012
04-0502-V Gaston, Kissy Juliette
Former Loan Credit Analyst, Boeing Employees Credit Union, Tukwila, WA
Boeing Employees Credit Union Tukwila WA 2004
08-0001-R2 Kolesar, Pranee
Boeing Helicopters Federal Credit Union, Ridley Park, Pennsylvania
Boeing Helicopters Federal Credit Union Ridley Park PA 2008
16-0072-R5 Manning, Jacqueline Kay
Former Employee of Boise U S Employees Federal Credit Union
Boise U S Employees Federal Credit Union Boise ID 2016
15-0108-R1 Bootstrap Federal Credit Union
Bootstrap Federal Credit Union
Bootstrap Federal Credit Union New York NY 2015
14-0194-R1 Kinney, Debra
Former Employee of Border Lodge Credit Union
Border Lodge Credit Union Derby Line CT 2014
19-0145-ER Morales, Ignacio
Former employee
Borinquen Federal Credit Union Philadelphia PA 2019
11-0022-R2 Borinquen Federal Credit Union
Borinquen Federal Credit Union in Philadelphia, Pennsylvania
Borinquen Federal Credit Union in Philadelphia Philadelphia PA 2011
06-0703-III Diaab, Patricia
Former branch manager of Brightstar Credit Union, previously Broward Schools Credit Union, Davie, Florida
Brightstar Credit Union, previously Broward Schools Credit Union Davie FL 2006
16-0162-R3 Brightview Federal Credit Union
Brightview Federal Credit Union Ridgeland MS 2016
17-0135-r1 Brockport Federal Credit Union, Brockport Federal Credit Union
Brockport Federal Credit Union
Brockport Federal Credit Union Brockport NY 2017
03-0201-V Brown, Rebecca
Former Loan Officer Buckley Federal Credit Union, Denver, CO
Buckley Federal Credit Union Denver CO 2003
09-0004-R1 Hutchinson, Eve
Buffalo Fire Department Federal Credit Union, Buffalo, New York
Buffalo Fire Department Federal Credit Union Buffalo NY 2009
08-0028-R4 Bell, Aaron
Former Board Member of Burlington Northern Santa Fe Railroad Credit Union, Cicero, Illinois
Burlington Northern Santa Fe Railroad Credit Union Cicero IL 2008
18-0093-R3 Cain, Michelle
Former Employee of Business and Industrial Federal Credit Union
Business and Industrial Federal Credit Union Columbus IN 2018
14-0229-R1 Bykota Federal Credit Union
Bykota Federal Credit Union
Bykota Federal Credit Union Brooklyn NY 2015
19-0141-WR C & NW Proviso Credit Union
C & NW Proviso Credit Union
C & NW Proviso Credit Union Northlake IL 2019
17-0151-r5 C U P Federal Credit Union, C U P Federal Credit Union
C U P Federal Credit Union
C U P Federal Credit Union Provo UT 2017
98-1-01-II Mantooth-Patterson, Charlotte
C.H.E. Credit Union
C.H.E. Credit Union N/A N/A 1998
19-0182-SR Bullock, Tobisha
Former Institution-Affiliated Party of CAANO Employees Federal Credit Union
CAANO Employees Federal Credit Union New Orleans LA 2019
09-0011-R1 Quattrone, Sharon
CCSE Federal Credit Union
CCSE Federal Credit Union N/A N/A 2009
97-0401-I Baum, Leone;Burns, Lawrence; Kearse, John
CEDC Federal Credit Union
CEDC Federal Credit Union N/A N/A 1997
19-0116-ER CENCAP Federal Credit Union
CENCAP Federal Credit Union
CENCAP Federal Credit Union Hartford CT 2019
17-0145-r3 CN/IC Employees Credit Union, CN/IC Employees Credit Union
CN/IC Employees Credit Union
CN/IC Employees Credit Union Memphis TN 2017
17-0114-r1 CT1 Media Credit Union, CT1 Media Credit Union
CT1 Media Credit Union
CT1 Media Credit Union Hartford CT 2017
14-0223-R4 CTA South Federal Credit Union
CTA South Federal Credit Union
CTA South Federal Credit Union Chicago IL 2015
16-0211-R4 CTAFC Federal Credit Union
CTAFC Federal Credit Union Chicago IL 2016
18-0004-R4 CTAFC Federal Credit Union
CTAFC Federal Credit Union
CTAFC Federal Credit Union Chicago IL 2018
14-0041-R1 CTK Credit Union
CTK Credit Union Milwaukee WI 2014
21-0114-WR Domingo, Angela
Former Employee
CU Hawaii Federal Credit Union Hilo HI 2021
98-0804-III Fergins, Velta
Caddo Parish Teachers Federal Credit Union
Caddo Parish Teachers Federal Credit Union N/A N/A 1998
19-0173-SR Caddo Parish Teachers Federal Credit Union
Caddo Parish Teachers Federal Credit Union
Caddo Parish Teachers Federal Credit Union Shreveport LA 2019
00-0201-VI Lee, Michael Ping
An Institution Affiliated Party and Person Participating in the Affairs of the Cal State Credit Union Berkley, California
Cal State Credit Union Berkley Berkley CA 2000
17-0109-r5 Camino Federal Credit Union, Camino Federal Credit Union
Camino Federal Credit Union
Camino Federal Credit Union Montebello CA 2017
00-0401-VI Hall, Susan E.
Former Operations Manager of Campbell Soup Federal Credit Union, Sacramento, California
Campbell Soup Federal Credit Union Sacramento CA 2000
14-0031-R1 Arva, Charlene
Former Employee of Canandaigua Federal Credit Union in
Canandaigua Federal Credit Union Canandaigua NY 2014
15-0106-R4 Webb, Lora Lynn
Former Employee of Cape Regional Credit Union
Cape Regional Credit Union Cape Girardeau MO 2015
93-1002 IV Flores, Elisa
An Institution-Affiliated Party and Person Participating in the Affairs of the Capital Area School Employees Credit Union
Capital Area School Employees Credit Union N/A N/A 1993
97-12-2 Townsend, Bruce A.
Capital Corporate FCU
Capital Corporate FCU N/A N/A 1997
97-12-1 Brooke, J. Clayton
Capital Corporate FCU
Capital Corporate FCU N/A N/A 1997
09-0007-R5 Ditzel, Richard James
Capital Power Credit Union, Sacramento, California
Capital Power Credit Union Sacramento CA 2009
07-0601-IV Lipkin, Lauretta
Former Lending and Financial Services Manager, Capital Trust FCU
Capital Trust FCU N/A N/A 2007
07-0501-IV Swainey, Andrea
Former VP of Lending and Operations Capital Trust FCU St. Paul, Minnesota
Capital Trust FCU St. Paul MN 2007
91-1001III Bradford, Charles W.
An Institution Affiliated Party and Person Participating in the Affairs of Capitol Credit Union
Capitol Credit Union N/A N/A 1991
12-0010-R2 Flores, Alexander Baduria
Notice of Prohibition - Former Employee of Capstone Federal Credit Union in Aliso Viejo, California
Capstone Federal Credit Union in Aliso Viejo Aliso Viejo CA 2012
14-0225-R2 Cardozo Lodge Federal Credit Union
Cardozo Lodge Federal Credit Union
Cardozo Lodge Federal Credit Union Bensalem PA 2015
12-0032-R4 Mergelkamp, Stacy A.
Notice of Prohibition - Former Employee of Catholic and Community Credit Union in Shiloh, Illinois
Catholic and Community Credit Union in Shiloh Shiloh IL 2012
16-0212-R4 Cen Tex Manufacturing Credit Union
Cen Tex Manufacturing Credit Union Brownwood TX 2016
15-0130-R2 Metz, Bernie
Former Employee of Center Valley Federal Credit Union
Center Valley Federal Credit Union Wheeling WV 2015
15-0102-R2 Rawes, Claudia
Former Employee of Centra Health Credit Union Inc.
Centra Health Credit Union Inc. Lynchburg VA 2015
10-0031-R1 Rudin, Ira C.
Notice of Prohibition - Former Employee of Central Credit Union in Rego Park, New York
Central Credit Union in Rego Park Rego Park NY 2010
14-0016-R1 Mercier, Trina
Former Employee of Central Federal Credit Union in Lewiston, Maine
Central Federal Credit Union Lewiston ME 2014
14-0015-R1 Ouellette, Rita
Former Employee of or Institution-affiliated Party of Central Federal Credit Union in Lewiston, Maine
Central Federal Credit Union Lewiston ME 2014

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