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Administrative Orders

Administrative Orders are formal enforcement orders issued by the NCUA pursuant to Section 206 of the Federal Credit Union Act (12 U.S.C. § 1786). Generally, the NCUA issues Administrative Orders when it finds that a credit union or persons affiliated with a credit union have violated a law, rule or regulation, breached a fiduciary duty, or engaged in an unsafe or unsound practice.

The three most common orders issued by the NCUA include:

  • An Order to Cease and Desist, which requires an institution or individual to take action (or refrain from taking action), including making restitution;
  • An Order of Prohibition, which prohibits an individual from ever working for a federally insured financial institution; and
  • An Order Assessing Civil Money Penalties, which requires an institution or individual to pay an assessed penalty amount.

Prior to the issuance of an Administrative Order, the Federal Credit Union Act provides due process rights, which include the ability to have an administrative hearing before the Office of Financial Institution Adjudication, and to appeal the agency's decision to issue an order to the U.S. Circuit Court of Appeals.

The NCUA also issues Notices of Prohibition to individuals under Section 205(d) of the Federal Credit Union Act (12 U.S.C. § 1785(d)). The notice advises an individual convicted of a criminal offense of the prohibitions resulting from their conviction. (Until recently the NCUA issued formal Notices of Prohibition, but in conformity with the other federal financial institution regulators, we are now issuing letter notices.)

Disclaimer: This platform is intended to provide access to the enforcement actions taken by the NCUA since 1991 in a searchable and downloadable format. It is not guaranteed to be comprehensive. The primary source for the enforcement actions are the NCUA's press releases and other official communications. The names of the individuals and financial institutions contained herein reflect the institutions' identities when the enforcement actions were finalized and do not necessarily represent their current identities.

This platform also includes notices issued by the NCUA since 2008 to individuals under Section 205(d) of the Federal Credit Union Act. Under the law, the prohibitions outlined in these notices may have expired and the individual might no longer be prohibited from holding a position at an insured credit union. Although the NCUA is making notices issued pursuant to 205(d) searchable and downloadable, users of this platform should conduct their own inquiry regarding the current status of any prohibition identified in this platform.

Enforcement actions issued by other federal financial institution regulators can be found at the following websites:

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Showing 201 - 300 of 1532 Results
Docket # Name and Relationship Institution City State Year
04-0101-I Carnes, William H.
Former Board Member, New England Teamsters Federal Credit Union, Arlington, Massachusetts
New England Teamsters Federal Credit Union Arlington MA 2004
21-0112-SR Carney, Brittany A.
Former Employee
Red River Federal Credit Union Altus OK 2021
03-1001-III Carpenter, Diane
Former chief operating officer, Hallco Community Federal Credit Union, Gainesville, GA
Hallco Community Federal Credit Union Gainesville GA 2003
97-0401-IV/VI Carter, Bruce,individually, and Prime Yield, Inc.
San Clemente, California Institution-affiliated parties Respondents.
N/A N/A N/A 1997
98-1001-IV Carver, Jr. ?Harry Daniel
An Institution Affiliated Party and Person Participating in the Affairs of the Inland Employees Federal Credit Union
Inland Employees Federal Credit Union N/A N/A 1998
02-0501-II Case, Susan
Former manager at the Padua Federal Credit Union, Easton, Pennsylvania
Padua Federal Credit Union Easton PA 2002
04-0102-I Cashman, George W.
Former Board Member, New England Teamsters Federal Credit Union, Arlington, Massachusetts
New England Teamsters Federal Credit Union Arlington MA 2004
13-0072-R4 Castillo, Armelinda
(Former employee of) WesTex Federal Credit Union
WesTex Federal Credit Union Lubbock TX 2013
14-0011-R2 Cather, Jayme
Former Employee of Pittsburgh Central Federal Credit Union in Sewickley, Pennsylvania
Pittsburgh Central Federal Credit Union Sewickley PA 2014
03-1001-VI Cavazos, Jorge
Former employee, San Mateo Credit Union, San Mateo, Calif.
San Mateo Credit Union San Mateo CA 2003
16-0098-R2 Cedar Point Federal Credit Union
N/A Lexington Park MD 2016
16-0212-R4 Cen Tex Manufacturing Credit Union
Cen Tex Manufacturing Credit Union Brownwood TX 2016
06-1104-III Central FL Postal
Order of Assessment of Civil Money Penalty
N/A N/A N/A 2006
17-0102-R1 Chaberek, Anna
Former Employee of Enterprise Credit Union
Enterprise Credit Union Brookfield N/A 2017
15-0185-R5 Chambers, Tara
Former employee of Sears Spokane Employees Federal Credit Union
Sears Spokane Employees Federal Credit Union Spokane WA 2015
10-0005-R3 Chaney, Mia Frances
Order of Prohibition - Former Employee of Magnolia Federal Credit Union in Jackson, Mississippi
Magnolia Federal Credit Union in Jackson Jackson MS 2010
17-0141-r3 Charleston County Teachers Federal Credit Union, Charleston County Teachers Federal Credit Union
Charleston County Teachers Federal Credit Union
Charleston County Teachers Federal Credit Union Charleston SC 2017
04-0503-V Chavez, Carol Angela
Former Visa Card Supervisor, Denali Alaskan Federal Credit Union, Anchorage, AK
Denali Alaskan Federal Credit Union Anchorage AK 2004
14-0182-R4 Cherokee Strip FISCU
Cherokee Strip FISCU
Cherokee Strip FISCU Ponca City OK 2014
16-0128-R5 Cherry Employees Federal Credit Union
N/A Santa Ana CA 2016
14-0113-R5 Cherry Employees Federal Credit Union
Cherry Employees Federal Credit Union Santa Ana CA 2014
14-0200-R5 Cheung, Nicole
Former Employee of OTS Employees Federal Credit Union
OTS Employees Federal Credit Union Honolulu HI 2014
14-0239-R4 Chicago Firemans Association Credit Union
Chicago Firemans Association Credit Union
Chicago Firemans Association Credit Union Chicago IL 2015
00-1003-VI Chittick, Sr., James E.
Former Chairman of the Board of Grand Terrace Federal Credit Union, Grand Terrace, California
Grand Terrace Federal Credit Union Grand Terrace CA 2000
17-0123-r4 Christ The King Parish Federal Credit Union, Christ The King Parish Federal Credit Union
Christ The King Parish Federal Credit Union
Christ The King Parish Federal Credit Union Kansas City KS 2017
00-12-01-VI Christopher, Cooke B.
An Institution-AffiliatedParty of San Clemente Securities
San Clemente Securities N/A N/A 2000
96-09-01-GC Christopher, Cooke B.("Christopher"); Fisher, Erik("Fisher") andSunderland, Thomas("Sunderland")
San Clemente Financial Group Securities, Inc., ("SCFGS"),
San Clemente Financial Group Securities, Inc. ("SCFGS") N/A N/A 1997
15-0087-R3 Christy, Christina
Former Employee of Gateway Credit Union
Gateway Credit Union Clarksville TN 2015
16-0056-R5 Chula Vista City Employees Federal Credit Union
N/A Chula Vista CA 2016
08-0045-R1 Chun, Hong Kyu
Korean American Chamber of Commerce FCU, Bronx, New York
Korean American Chamber of Commerce FCU Bronx NY 2009
10-0020-R1 Churchill, Tiffany D.
Order of Prohibition - Former Employee of Maine Family Federal Credit Union in Lewiston, Maine
Maine Family Federal Credit Union in Lewiston Lewiston ME 2010
12-0061-R1 Cicione III, Joseph J.
Order of Prohibition ?- Former Employee of Alliance Blackstone Valley Federal Credit Union in Pawtucket,Rhode Island
Alliance Blackstone Valley Federal Credit Union in Pawtucket Pawtucket RI 2012
96-12-04-IV Cimbaljevich, Walter
An Institution Affiliated Party and Person Participating in the Affairs of the Inland Employees Federal Credit Union, East Chicago, Indiana
Inland Employees Federal Credit Union East Chicago IN 1996
16-0213-R4 Citizens Community Credit Union
Citizens Community Credit Union Devils Lake ND 2016
14-0157-R2 City of Clarksburg Federal Credit Union
City of Clarksburg Federal Credit Union
City of Clarksburg Federal Credit Union Clarksburg WV 2014
14-0093-R4 City of Deer Park Federal Credit Union
City of Deer Park Federal Credit Union Deer Park TX 2014
16-0176-R5 City of Fairbanks Federal Credit Union
City of Fairbanks Federal Credit Union Fairbanks AK 2016
15-0032-R3 Claret Federal Credit Union
Claret Federal Credit Union
Claret Federal Credit Union Bayomon PR 2015
16-0189-R4 Clark, Linda
Former Employee of SCICAP Credit Union
SCICAP Credit Union Chariton IA 2016
08-0016-R2 Clark, Reginal
Former Employee of Hoya Federal Credit Union
Hoya Federal Credit Union Washington DC 2008
00-0703-I Clark, Tina
An Institution-Affiliated Party and Person Participating in the Affairs of Auburn New York Federal Credit Union, Auburn, New York
Auburn New York Federal Credit Union Auburn NY 2000
03-0801-I Clark, Melissa L.
Former Clerk of Haverhill Municipal Employees Credit Union, Haverhill, MA
Haverhill Municipal Employees Credit Union Haverhill MA 2003
14-0215-R3 Class Act Federal Credit Union
Class Act Federal Credit Union
Class Act Federal Credit Union Louisville KY 2015
17-0120-r4 Clifford-Jacobs Employees Credit Union, Clifford-Jacobs Employees Credit Union
Clifford-Jacobs Employees Credit Union
Clifford-Jacobs Employees Credit Union Champaign IL 2017
14-0082-R4 Co-Operative Credit Union
Co-Operative Credit Union Coffeyville KS 2014
18-0038-R3 Cobb, Elizabeth Nelson
Former Employee of Space Coast Credit Union
Space Coast Credit Union Melbourne FL 2018
15-00054-R3 Cochran, Latisha
Former Employee of Middle Tennessee Federal Credit Union
Middle Tennessee Federal Credit Union Cookeville TN 2015
20-0101-WR Cofell, Margurite
Former Employee
St. Francis Campus Employees Credit Union Little Falls MN 2020
97-03-04-I Cohen, Robert
Former Attorney for Barnstable Community Federal Credit Union
Barnstable Community Federal Credit Union N/A N/A 1997
12-0021-R5 Colburn, Lenora Jane
Notice of Prohibition - Former Employee of SELCO Community Credit Union in Eugene, Oregon
SELCO Community Credit Union in Eugene Eugene OR 2012
16-0012-R4 Cole, Taylor Lynnae
Former Employee of 1st Gateway Credit Union
1st Gateway Credit Union Camanche IA 2016
16-0052-R4 Collegeville Community Credit Union
N/A Saint Joseph MN 2016
22-0104-SR Colley, Mark
Former Institution-Affiliated Party
First Oklahoma Federal Credit Union Tulsa OK 2022
20-0144-SR Collins, Schantol
Former Employee
Members Exchange Credit Union Ridgeland MS 2020
12-0050-R5 Collins, Billie Jean
Notice of Prohibition - Windward Community Federal Credit Union in Kailua, Hawaii
Windward Community Federal Credit Union in Kailua Kailua HI 2012
14-0171-R2 Commodore Perry Federal Credit Union
Commodore Perry Federal Credit Union
Commodore Perry Federal Credit Union Oak Harbor OH 2014
14-0055-R2 Commodore Perry Federal Credit Union
Commodore Perry Federal Credit Union Oak Harbor OH 2014
SCI-70992-22/001 Conley, Sarah C.
Summit Federal Credit Union Rochester NY 2024
10-0013-R2 Constantine, Jolene
Order of Prohibition - Former Employee of Peoples 1st Choice Federal Credit Union in Glen Rock, New Jersey
Peoples 1st Choice Federal Credit Union in Glen Rock Glen Rock NJ 2010
16-0145-R1 Consumers Union Employees Federal Credit Union
Consumers Union Employees Federal Credit Union Yonkers NY 2016
14-0147-R1 Consumers Union Employees Federal Credit Union
Consumers Union Employees Federal Credit Union
Consumers Union Employees Federal Credit Union Yonkers NY 2014
04-0302-IV Contreras, Angelita
Former Assistant Accountant, Heritage USA Federal Credit Union, Midland, TX
Heritage USA Federal Credit Union Midland TX 2004
11-0038-R4 Cooper, Sandra H.
Orderof Prohibition - Former Employee of Orange County Employees Credit Union, Orange, Texas
Orange County Employees Credit Union Orange TX 2011
16-0055-R5 Cooperative Center Federal Credit Union
N/A Berkeley CA 2016
17-0134-r1 Coopers Cave Federal Credit Union, Coopers Cave Federal Credit Union
Coopers Cave Federal Credit Union
Coopers Cave Federal Credit Union Glens Falls NY 2017
00-0801-I Cordeiro, Mary P.
An Institution-Affiliated Party and Person Participating in the Affairs of Espirito Santo Federal Credit Union, Fall River, Massachusetts
Espirito Santo Federal Credit Union Fall River MA 2000
12-0068-R3 Cordero, Raymond
Notice of Prohibition - Envision Credit Union in Tallahassee, Florida
Envision Credit Union in Tallahassee Tallahassee FL 2013
17-0067-R1 Cornell, Kaye
Former Employee of Michgan Legacy Credit Union
Michigan Legacy Credit Union Pontiac MI 2017
16-0031-R1 Cornerstone Baptist Church Federal Credit
N/A Brooklyn NY 2016
15-0156-R1 Cornerstone Baptist Church Federal Credit Union
Cornerstone Baptist Church Federal Credit Union
Cornerstone Baptist Church Federal Credit Union Brooklyn NY 2016
15-0109-R1 Cornerstone Baptist Church Federal Credit Union
Cornerstone Baptist Church Federal Credit Union
Cornerstone Baptist Church Federal Credit Union Brooklyn NY 2015
02-0702VI Corpuz, Theresa M.
An Institution Affiliated Party and Person Participating in the Affairs of the HC&S Federal Credit Union, Kahului, HI
HC&S Federal Credit Union Kahului HI 2002
14-0061-R2 Cory Methodist Church Credit Union
Cory Methodist Church Credit Union Cleveland OH 2014
14-0178-R2 Cory Methodist Church FISCU
Cory Methodist Church FISCU
Cory Methodist Church FISCU Cleveland OH 2014
08-0046-R4 Costlow, Nora
Former manager of BMA Credit Union, Mesquite, Texas
BMA Credit Union Mesquite TX 2009
19-0134-ER Cote, Soraya
Former Institution-Affiliated Party of Hanscom Federal Credit Union
Hanscom Federal Credit Union Littleton MA 2020
04-0201-IV Cotton, Larry V.
Institution-Affiliated Party of Midland Teachers Credit Union, Midland, TX
Midland Teachers Credit Union Midland TX 2004
06-0801-II Couch, Catherine Lee
An Institution-Affiliated Party and Person Participating in the Affairs of the West-AirComm Federal Credit Union Beaver, Pennsylvania;
West-AirComm Federal Credit Union Beaver Beaver PA 2006
14-0049-R2 Countywide Federal Credit Union
Countywide Federal Credit Union Beavercreek OH 2014
13-0017-R1 Cousino, Krista Marie
Notice of Prohibition - Former Employee of St. Patrick Carleton Federal Credit Union in Carleton, Michigan
St. Patrick Carleton Federal Credit Union in Carleton Carleton MI 2013
13-0005-R2 Cowan, Holly
Notice of Prohibition - Former Employee of Lawrence County School Employees Federal Credit Union in New Castle, Pennsylvania
Lawrence County School Employees Federal Credit Union in New Castle New Castle PA 2013
05-1202-V Coward, Barbara J.
An Institution-Affiliated Party and Person Participating in the Affairs of the Utah Copper Employees Credit Union, Copperton, UT;
Utah Copper Employees Credit Union Copperton UT 2006
10-0021-R5 Cranney, Nathan Douglas
Order of Prohibition - Former Employee of Deseret First Federal Credit Union in Salt Lake City, Utah
Deseret First Federal Credit Union in Salt Lake City Salt Lake City UT 2010
16-0178-R1 Creeden, Samantha
Former employee of Limestone Federal Credit Union
Limestone Federal Credit Union Manistique MI 2016
96-0801-I Crosby, William W.
Former Manager of the Former First General Employees Federal Credit Union
First General Employees Federal Credit Union N/A N/A 1996
16-0214-R4 Cross Roads Credit Union
Cross Roads Credit Union Kansas City MO 2016
14-0099-R4 Crossroads Credit Union
Crossroads Credit Union Goessel KS 2014
20-0112-SR Crowe, Josephine
Former Employee
Louisville Metro Police Officers Credit Union Louisville KY 2020
22-0117-ER Cruz, Anne
Former Chief Executive Officer
PNG Northern Federal Credit Union Vandergrift PA 2022
05-0801-V Cruz, Kirby Dela
San Mateo Credit Union, Redwood City, CA
San Mateo Credit Union Redwood City CA 2005
07-0401-III Culler, Glenn W.
Former Ackerman Credit Union, Columbus, Ohio
Ackerman Credit Union Columbus OH 2007
14-0192-R5 Curtis, Jennelle
Former Employee of Pinal County Federal Credit Union
Pinal County Federal Credit Union Casa Grande AZ 2014
12-0046-R1 Cyr, Kelsey
Notice of Prohibition ?- Former Employee of Great Falls Regional Federal Credit Union in Lewiston, Maine
Great Falls Regional Federal Credit Union in Lewiston Lewiston ME 2012
95-0101 V Dabney, James Winston
An Institution Affiliated Party and Person Participating in the Affairs of the Zia Credit Union
Zia Credit Union N/A N/A 1995
04-0501-V Dacca, Jawad
Former Data Base Administrator, Greater Nevada Credit Union, Carson City, NV
Greater Nevada Credit Union Carson City NV 2004
11-0034-R2 Daglian, Varoujan John
Notice of Prohibition - Former Employee of Lockheed Federal Credit Union in Burbank, California
Lockheed Federal Credit Union in Burbank Burbank CA 2011
14-0244-R4 Dallas U.P. Employees Credit Union
Dallas U.P. Employees Credit Union
Dallas U.P. Employees Credit Union Dallas TX 2015
02-0203-V Damiano, Veronica L.
Former loan officer of Southeastern Arizona Federal Credit Union in Douglas, Arizona
Southeastern Arizona Federal Credit Union in Douglas Douglas AZ 2002
19-0192-ER Dangelo, Tamara
Former Employee
Pinpoint Federal Credit Union Milton PA 2020
10-0031-R1 Daniels, Carla Y.
Order of Prohibition - Former Employee of School Systems Federal Credit Union in Albany, New York
School Systems Federal Credit Union in Albany Albany NY 2010

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