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Letters to Credit Unions and Other Guidance

From time to time, the NCUA will provide guidance and other information to the credit union system on regulatory and supervisory matters, trends affecting federally insured credit unions and potential risks and threats.

  • Letters to Credit Unions — Provide guidance on specific NCUA policies and procedures, compliance, governance, and other timely issues that affect all federally insured credit unions.
  • Letters to Federal Credit Unions — Provide guidance on specific NCUA policies and procedures, compliance, governance, and other timely issues that affect only credit unions with a federal charter.
  • Risk Alerts — Detail practices or external threats that potentially are a significant risk to the safety and soundness of the credit union system.
  • Regulatory Alerts — Provide guidance on rules and regulations from other agencies that all credit unions must comply with.
  • Supervisory Letters — Provide the NCUA’s examiners with instructions and information on a range of supervisory and regulatory issues.
  • Accounting Bulletins — Provide guidance and instructions on how changes in generally accepted accounting principles and other regulatory initiatives affect how credit unions report these items in their financial statements.
  • Consumer Financial Protection Updates — Announce new activity on consumer compliance laws, regulations and guidance.

You can search these regulatory letters going back to 1979 by document type, the year issued, by subject and by title or keywords. Please note that obsolete letters are not included.

Showing 121 - 180 of 837 Results
Docket # Title Subject Type Year Status
08-RA-09 Bank Secrecy Act Electronic Filing System Batch Validation Implementation BSA/AML Regulatory Alerts 2008 Active
08-RA-07 The SAR Activity Review – Trends, Tips & Issues, Issue 14, October 2008 BSA/AML Regulatory Alerts 2008 Active
08-RA-05 Retirement of FinCEN BSA Magnetic Media Filing Program BSA/AML Regulatory Alerts 2008 Active
08-RA-03 Guidance on Filing Suspicious Activity Reports Regarding the Proceeds of Foreign Corruption BSA/AML Regulatory Alerts 2008 Active
08-RA-11 Bank Secrecy Act Amendments – Exemptions from The Requirement to Report Transactions in Currency BSA/AML Regulatory Alerts 2008 Active
21-CU-05 Interagency Statement on the Issuance of the Anti-Money Laundering/Countering the Financing of Terrorism National Priorities BSA/AML Letters to Credit Unions 2021 Active
20-CU-19 Additional Guidance Regarding Servicing Hemp-Related Businesses BSA/AML Letters to Credit Unions 2020 Active
19-RA-02 Serving Hemp Businesses BSA/AML Regulatory Alerts 2019 Active
08-CU-03 Reporting of Currency Transactions for BSA/AML Letters to Credit Unions 2008 Active
08-CU-12 Suspected Money Laundering in the Residential Real Estate Industry Report BSA/AML Letters to Credit Unions 2008 Active
18-CU-04 Sharing Bank Secrecy Act Resources BSA/AML Letters to Credit Unions 2018 Active
18-CU-02 Examination Guidance for Bank Secrecy Act Customer Due Diligence and Beneficial Ownership Compliance BSA/AML Letters to Credit Unions 2018 Active
09-CU-08 Filing Trends in Mortgage Loan Fraud BSA/AML Letters to Credit Unions 2009 Active
SL No. 17-02 Examiner Guidance for Institutions Affected by a Major Disaster Business Continuity Supervisory Letters 2017 Active
02-CU-11 E-mail Contact Information for Rapid Dissemination of Business Continuity Letters to Credit Unions 2002 Active
01-CU-21 Disaster Recovery and Business Resumption Business Continuity Letters to Credit Unions 2001 Active
05-CU-13 Update to US Treasury Guidance on Cashing FEMA Business Continuity Letters to Credit Unions 2005 Active
06-RISK-01 Disaster Planning and Response Business Continuity Risk Alerts 2006 Active
06-CU-06 Influenza Pandemic Preparedness Business Continuity Letters to Credit Unions 2006 Active
06-CU-12 Disaster Preparedness Response Examination Procedures Business Continuity Letters to Credit Unions 2006 Active
06-CU-01 Interagency Supervisory Guidance For Institutions Affected By Hurricane Katrina Business Continuity Letters to Credit Unions 2006 Active
07-CU-02 Interagency Reminder of Supervisory Guidance for Financial Institutions Affected by Hurricane Katrina Business Continuity Letters to Credit Unions 2007 Active
06-CU-11 Interagency Guidance Lessons Learned By Institutions Affected By Hurricane Katrina Business Continuity Letters to Credit Unions 2006 Active
97-CU-03 Coporate Business Resumption And Contingency Planning Business Continuity Letters to Credit Unions 1997 Active
11-CU-13 Emergency Financial Services for Disaster Victims Business Continuity Letters to Credit Unions 2011 Active
08-CU-01 Guidance on Pandemic Planning Business Continuity Letters to Credit Unions 2007 Active
08-CU-07 FFIEC Release of Updated Business Continuity Planning Examination Handbook Business Continuity Letters to Credit Unions 2008 Active
17-CU-08 Interagency Supervisory Guidance for Institutions Affected by a Major Disaster Business Continuity Letters to Credit Unions 2017 Active
10-CU-10 2010 Hurricane Season and Ongoing Disaster, Emergency, and Pandemic Preparedness and Planning Business Continuity Letters to Credit Unions 2010 Active
09-CU-13 Hurricane Preparedness and Pandemic Planning Business Continuity Letters to Credit Unions 2009 Active
07-FCU-02 Reincorporating Federal Credit Union Bylaws into NCUA Rules and Regulations Bylaws Letters to Federal Credit Unions 2007 Active
20-FCU-04 Federal Credit Union Meeting Flexibility During the COVID-19 Pandemic Bylaws Letters to Federal Credit Unions 2020 Inactive
00-CU-12 Revised Call Report NCUA Form 5300 Call Report Letters to Credit Unions 2000 Active
02-CU-03 Changes to the 2002 Call Report, Form 5300 Call Report Letters to Credit Unions 2002 Active
02-CU-10 Future Computer System Requirements for Processing Call Report Letters to Credit Unions 2002 Active
99-CU-06 Request for Comments on Draft Revised Call Report Call Report Letters to Credit Unions 1999 Active
05-CU-10 5300 Call Report Process Improvements Call Report Letters to Credit Unions 2005 Active
06-CU-19 Call Report Modifications Call Report Letters to Credit Unions 2006 Active
05-CU-02 Call Report Modifications Call Report Letters to Credit Unions 2005 Active
06-CU-03 5300 Call Report Modifications effective June 2006 Call Report Letters to Credit Unions 2006 Active
99-CU-14 Changes to the September 1999 Call Report Call Report Letters to Credit Unions 1999 Active
98-CU-14 Electronic data collection system modifications Call Report Letters to Credit Unions 1998 Active
95-CU-183 Call Report Forms Implementation Call Report Letters to Credit Unions 1995 Active
96-CU-07 Call Report Modifications Call Report Letters to Credit Unions 1996 Active
97-CU-11 Call Report Modifications Call Report Letters to Credit Unions 1997 Active
12-CU-12 Changes Planned for Upcoming Call Reports Call Report Letters to Credit Unions 2012 Active
13-CU-11 Electronic Filing of Call Reports and Extended Filing Dates for 2014 Call Report Letters to Credit Unions 2013 Active
14-CU-03 Civil Money Penalties to be Assessed for Late Call Report and Profile Submissions in 2014 Call Report Letters to Credit Unions 2014 Active
08-CU-06 Call Report Modifications Call Report Letters to Credit Unions 2008 Active
09-CU-17 Credit Union Online: Credit Union Profile and 5300 Call Report Call Report Letters to Credit Unions 2009 Active
09-CU-03 Call Report Modifications Call Report Letters to Credit Unions 2009 Active
SL No. 14-05 Capital Planning Under NCUA Rules & Regulations §702 Subpart E for Credit Unions with Assets of $10 Billion or More Capital Planning Supervisory Letters 2014 Active
21-CU-13 Subordinated Debt Final Rule Effective January 1, 2022 Capital Planning Letters to Credit Unions 2021 Active
21-CU-11 Emergency Capital Investment Program Participation Capital Planning Letters to Credit Unions 2021 Active
21-CU-04 Renewal of Prompt Corrective Action Relief Capital Planning Letters to Credit Unions 2021 Inactive
19-CU-02 Guidance to NCUA Staff on Evaluating Secondary Capital Plans Capital Planning Letters to Credit Unions 2019 Active
SL No. 19-01 Evaluating Secondary Capital Plans Capital Planning Supervisory Letters 2019 Active
20-CU-14 Establishment of CLF Agent Memberships Central Liquidity Facility Letters to Credit Unions 2020 Inactive
20-CU-08 Enhancements to Central Liquidity Facility Membership and Borrowing Authority Central Liquidity Facility Letters to Credit Unions 2020 Active
12-CU-10 Changes to Central Liquidity Facility Access and Central Liquidity Facility Letters to Credit Unions 2012 Active

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