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Administrative Orders

Administrative Orders are formal enforcement orders issued by the NCUA pursuant to Section 206 of the Federal Credit Union Act (12 U.S.C. § 1786). Generally, the NCUA issues Administrative Orders when it finds that a credit union or persons affiliated with a credit union have violated a law, rule or regulation, breached a fiduciary duty, or engaged in an unsafe or unsound practice.

The three most common orders issued by the NCUA include:

  • An Order to Cease and Desist, which requires an institution or individual to take action (or refrain from taking action), including making restitution;
  • An Order of Prohibition, which prohibits an individual from ever working for a federally insured financial institution; and
  • An Order Assessing Civil Money Penalties, which requires an institution or individual to pay an assessed penalty amount.

Prior to the issuance of an Administrative Order, the Federal Credit Union Act provides due process rights, which include the ability to have an administrative hearing before the Office of Financial Institution Adjudication, and to appeal the agency's decision to issue an order to the U.S. Circuit Court of Appeals.

The NCUA also issues Notices of Prohibition to individuals under Section 205(d) of the Federal Credit Union Act (12 U.S.C. § 1785(d)). The notice advises an individual convicted of a criminal offense of the prohibitions resulting from their conviction. (Until recently the NCUA issued formal Notices of Prohibition, but in conformity with the other federal financial institution regulators, we are now issuing letter notices.)

Disclaimer: This platform is intended to provide access to the enforcement actions taken by the NCUA since 1991 in a searchable and downloadable format. It is not guaranteed to be comprehensive. The primary source for the enforcement actions are the NCUA's press releases and other official communications. The names of the individuals and financial institutions contained herein reflect the institutions' identities when the enforcement actions were finalized and do not necessarily represent their current identities.

This platform also includes notices issued by the NCUA since 2008 to individuals under Section 205(d) of the Federal Credit Union Act. Under the law, the prohibitions outlined in these notices may have expired and the individual might no longer be prohibited from holding a position at an insured credit union. Although the NCUA is making notices issued pursuant to 205(d) searchable and downloadable, users of this platform should conduct their own inquiry regarding the current status of any prohibition identified in this platform.

Enforcement actions issued by other federal financial institution regulators can be found at the following websites:

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Showing 201 - 300 of 1532 Results
Docket # Name and Relationship Institution City State Year
06-1202-II Allenson, James Raymond
Former ATM Technician Central Virginia FCU Lynchburg, Virginia;
Central Virginia FCU Lynchburg Lynchburg VA 2006
14-0001-R2 Ferraro, Carol Ann
Former Employee of Chaffey Federal Credit Union in Upland, California
Chaffey Federal Credit Union Upland CA 2014
97-0301-III Singleton, Dean I.
Former manager of Champion Credit Union
Champion Credit Union N/A N/A 1997
19-0148-ER Hughes, Ginny
Former Institution-Affiliated Party
Changing Seasons Federal Credit Union Hampden ME 2019
17-0141-r3 Charleston County Teachers Federal Credit Union, Charleston County Teachers Federal Credit Union
Charleston County Teachers Federal Credit Union
Charleston County Teachers Federal Credit Union Charleston SC 2017
98-0803-III Huggins, Mary G.
An Institution Affiliated Party and Person Participating in the Affairs of the Charleston Naval Shipyard FCU
Charleston Naval Shipyard FCU N/A N/A 1998
98-0802-III Early, James Gary
An Institution Affiliated Party and Person Participating in the Affairs of the Charleston Naval Shipyard FCU
Charleston Naval Shipyard FCU N/A N/A 1998
98-0801-III Allen, Paul D.
An Institution Affiliated Party and Person Participating in the Affairs of the Charleston Naval Shipyard FCU
Charleston Naval Shipyard FCU N/A N/A 1998
14-0023-R3 Osborne, Kelly
Former Employee of Charlotte Fire Department Credit Union in Charlotte, North Carolina
Charlotte Fire Department Credit Union Charlotte NC 2014
14-0182-R4 Cherokee Strip FISCU
Cherokee Strip FISCU
Cherokee Strip FISCU Ponca City OK 2014
14-0113-R5 Cherry Employees Federal Credit Union
Cherry Employees Federal Credit Union Santa Ana CA 2014
14-0239-R4 Chicago Firemans Association Credit Union
Chicago Firemans Association Credit Union
Chicago Firemans Association Credit Union Chicago IL 2015
04-0501-IV Mahoney, Mark G.
Former CEO, Chicago Patrolmenӳ Federal Credit Union, Chicago, IL
Chicago Patrolmenӳ Federal Credit Union Chicago IL 2004
98-0613-II Singleton, Violet J.
Former Operations Manager of Christ HospitalFederal Credit Union
Christ HospitalFederal Credit Union N/A N/A 1998
17-0123-r4 Christ The King Parish Federal Credit Union, Christ The King Parish Federal Credit Union
Christ The King Parish Federal Credit Union
Christ The King Parish Federal Credit Union Kansas City KS 2017
18-0031-R5 Chula Vista City Employees Federal Credit Union
Chula Vista City Employees Federal Credit Union
Chula Vista City Employees Federal Credit Union Chula Vista CA 2018
15-0003-R2 Sicking, Sandra
Former Employee of CinFed Federal Credit Union
CinFed Federal Credit Union Cincinnati OH 2015
13-0034-R3 Fite, Linda
Notice of Prohibition - Former Employee of Cinco Family Financial Center Credit Union in cincinnati, Ohio
Cinco Family Financial Center Credit Union in cincinnati cincinnati OH 2013
16-0213-R4 Citizens Community Credit Union
Citizens Community Credit Union Devils Lake ND 2016
19-0190-WR Erickson, Charity
Former Employee
Citizens Community Credit Union Devils Lake ND 2020
23-0121-WR Kastet, Kaitlin
Former Institution-Affiliated Party
Citizens Credit Union and First Community Credit Union Jamestown ND 2023
09-0049-R4 Long, Steven
Citizens Federal Credit Union, Midland, Texas
Citizens Federal Credit Union Midland TX 2009
23-0128-SR Gray, Brooke Lynn
Former Employee
City & Police Federal Credit Union Jacksonville FL 2023
14-0157-R2 City of Clarksburg Federal Credit Union
City of Clarksburg Federal Credit Union
City of Clarksburg Federal Credit Union Clarksburg WV 2014
14-0093-R4 City of Deer Park Federal Credit Union
City of Deer Park Federal Credit Union Deer Park TX 2014
16-0176-R5 City of Fairbanks Federal Credit Union
City of Fairbanks Federal Credit Union Fairbanks AK 2016
09-0036-R3 Taylor, Elsie P.
Former manager of City of Wilson Federal Credit Union, Wilson, North Carolina
City of Wilson Federal Credit Union Wilson NC 2009
04-0501-III Brunson, Lois B.
Former Branch Manager, Civic Federal Credit Union, Rock Hill, SC
Civic Federal Credit Union Rock Hill SC 2004
15-0052-R2 Kemper, Tracy
Former Employee of Clara Barton Federal Credit Union
Clara Barton Federal Credit Union Washington DC 2015
12-0072-R2 Samuells, Tiffany
Notice of Prohibition - Former Employee of Clara Barton Federal Credit Union in Washington, D.C.
Clara Barton Federal Credit Union in Washington Washington DC 2013
15-0032-R3 Claret Federal Credit Union
Claret Federal Credit Union
Claret Federal Credit Union Bayomon PR 2015
17-0055-R1 LaJoice, Michael
Former Employee of Clarkston Brandon Community Credit Union
Clarkston Brandon Community Credit Union Clarkston MI 2017
14-0215-R3 Class Act Federal Credit Union
Class Act Federal Credit Union
Class Act Federal Credit Union Louisville KY 2015
96-1202IV Urbancic, Cathy M.
An Institution Affiliated Party and Person Participating in the Affairs of the Cleveland Heights Employees Credit Union
Cleveland Heights Employees Credit Union N/A N/A 1996
96-1203IV Henderson, Laura J.
An Institution Affiliated Party and Person Participating in the Affairs of the Cleveland Heights Employees Credit Union
Cleveland Heights Employees Credit Union N/A N/A 1996
96-1201-IV Braham, Paul A.
An Institution Affiliated Party and Person Participating in the Affairs of the Cleveland Heights Employees Credit Union
Cleveland Heights Employees Credit Union N/A N/A 1996
17-0120-r4 Clifford-Jacobs Employees Credit Union, Clifford-Jacobs Employees Credit Union
Clifford-Jacobs Employees Credit Union
Clifford-Jacobs Employees Credit Union Champaign IL 2017
99-0201-II Weakland, Allen
Former Manager of Clifton NJ Postal Federal Credit Union Clifton, New Jersey
Clifton NJ Postal Federal Credit Union Clifton Clifton NJ 1999
14-0082-R4 Co-Operative Credit Union
Co-Operative Credit Union Coffeyville KS 2014
09-0056-R3 Aldridge, Margaret S.
Order of Prohibition - Former Employee of Coastal Waters Federal Credit Union in Mobile, Alabama
Coastal Waters Federal Credit Union Mobile AL 2010
07-0801-I Sim, Angelica H.
Former Teller at Coastway Credit Union, Cranston, Rhode Island
Coastway Credit Union Cranston RI 2008
11-0023-R1 Shufelt-Cure, Amy
Notice of Prohibition - Former Employee of Columbia Greene Federal Credit Union, Hudson, New York
Columbia Greene Federal Credit Union Hudson NY 2011
14-0025-R1 Ferreira, Crystal
Former Employee of Columbus Credit Union in Providence, Rhode Island
Columbus Credit Union Providence RI 2014
14-0171-R2 Commodore Perry Federal Credit Union
Commodore Perry Federal Credit Union
Commodore Perry Federal Credit Union Oak Harbor OH 2014
14-0055-R2 Commodore Perry Federal Credit Union
Commodore Perry Federal Credit Union Oak Harbor OH 2014
01-0603-V Gatson, Patsy
Former Manager of Common Ground Community Federal Credit Union, Dallas, Texas
Common Ground Community Federal Credit Union Dallas TX 2001
17-0059-R4 Moreno, Stephany Denler
Former Employee of Communication Federal Credit Union
Communication Federal Credit Union Oklahoma City OK 2017
08-0011-R111 Hubert, Anita
Former Loan Manager at Community Choice Federal Credit Union, Indianapolis, Indiana
Community Choice Federal Credit Union Indianapolis IN 2008
14-0034-R5 Thomas, Renee
Former Employee of Community Credit Union in Takoma, Washington
Community Credit Union Takoma WA 2014
05-0401-IV Rent, Helen R.
Former manager, Community Credit Union of Milwaukee, Milwaukee, WI;
Community Credit Union of Milwaukee Milwaukee WI 2005
19-0169-SR Perkins, Teresa
Former Employee of Community United Federal Credit Union
Community United Federal Credit Union Waycross GA 2019
16-0142-R4 Wooten-Robb, Susan
Former Employee of CommunityAmerica Credit Union
CommunityAmerica Credit Union Lenexa KS 2016
13-0074-R1 O'Keefe, Yolanda
(Former employee of) Connecticut Community Credit Union
Connecticut Community Credit Union Pawcatuck CT 2013
07-0401-II Briza-Davis, Renee
Former teller at Connects FCU, Richmond, Virginia
Connects FCU Richmond VA 2007
00-06-01 Wagner, Reinhold
Former Manager, Consultant and Board Member of Waterside Federal Credit Union
Consultant and Board Member of Waterside Federal Credit Union N/A N/A 2000
17-0011-R4 Scalzo, James
Former Employee of Consumers Cooperative Credit Union
Consumers Cooperative Credit Union Gurnee IL 2017
16-0145-R1 Consumers Union Employees Federal Credit Union
Consumers Union Employees Federal Credit Union Yonkers NY 2016
14-0147-R1 Consumers Union Employees Federal Credit Union
Consumers Union Employees Federal Credit Union
Consumers Union Employees Federal Credit Union Yonkers NY 2014
10-0022-R4 Dodson, Lisa Zimmerman
Order of Prohibition - Former Employee of Cooperative Teachers Credit Union in Tyler, Texas
Cooperative Teachers Credit Union in Tyler Tyler TX 2010
17-0134-r1 Coopers Cave Federal Credit Union, Coopers Cave Federal Credit Union
Coopers Cave Federal Credit Union
Coopers Cave Federal Credit Union Glens Falls NY 2017
15-0156-R1 Cornerstone Baptist Church Federal Credit Union
Cornerstone Baptist Church Federal Credit Union
Cornerstone Baptist Church Federal Credit Union Brooklyn NY 2016
15-0109-R1 Cornerstone Baptist Church Federal Credit Union
Cornerstone Baptist Church Federal Credit Union
Cornerstone Baptist Church Federal Credit Union Brooklyn NY 2015
16-0181-R1 Matos, Sonja
Former Employee of Corning Federal Credit Union
Corning Federal Credit Union Corning NY 2016
17-0064-R2 Schenck, Karen
Former Employee of Corry Area Schools Federal Credit Union
Corry Area Schools Federal Credit Union Corry PA 2017
00-1001-II Williams, Lynda
Former Manager of Corry Jamestown Credit Union, Corry, Pennsylvania
Corry Jamestown Credit Union Corry PA 2000
14-0061-R2 Cory Methodist Church Credit Union
Cory Methodist Church Credit Union Cleveland OH 2014
14-0178-R2 Cory Methodist Church FISCU
Cory Methodist Church FISCU
Cory Methodist Church FISCU Cleveland OH 2014
15-0146-R4 Lopez, Soundra M.
Former Employee of County & Municipal Employees Credit Union
County & Municipal Employees Credit Union Edinburg TX 2018
13-0040-R4 Hunt, Tyrone
Notice of Prohibition - Former Employee of County Credit Union in Clayton, Missouri
County Credit Union in Clayton Clayton MO 2013
15-0097-R5 Emerick, Robert
Former Employee of County Schools Federal Credit Union
County Schools Federal Credit Union Ventura CA 2015
9801-01-IV Sneed, Kimberly M.
County Wide Federal Credit Union
County Wide Federal Credit Union N/A N/A 1998
16-0180-R2 Vichich, Joseph
Former Employee of Countywide Federal Credit Union
Countywide Federal Credit Union Fairborn OH 2016
14-0049-R2 Countywide Federal Credit Union
Countywide Federal Credit Union Beavercreek OH 2014
17-0037-R3 Craig Credit Union
Craig Credit Union
Craig Credit Union Selma AL 2017
17-0065-R5 Mano, Shanice
Former Employee of Credit Union 1
Credit Union 1 Anchorage AK 2017
08-0002R4 Kasson, Mark E.
Former Chief Executive Officer; ԋasson requested termination of the prohibition order, the Board denied his request on April 17th , 2008.Ԡof Credit Union Group Credit Union in Lawrence, Kansas
Credit Union Group Credit Union Lawrence KS 2008
11-0060-R4 Wilkerson II, Harold M.
Notice of Prohibition - Former Employee of Credit Union One in Topeka, Kansas
Credit Union One in Topeka Topeka KS 2012
12-0064-R4 Bailey, Aimee Lyn
Notice of Prohibition - Former Employee of Credit Union of America in Wichita, Kansas
Credit Union of America in Wichita Wichita KS 2012
13-0070-R4 Welborn, Carla
Credit Union of Leavenworth County in Lansing, Kansas
Credit Union of Leavenworth County Lansing KS 2013
04-1201-V Nunez, Jason Christopher
Former Employee, Credit Union of Southern California, Whittier, California
Credit Union of Southern California Whittier CA 2005
13-0060-R5 Guillot, Autumn
Notice of Prohibition - Former employee of Credit Union of the Rockies in Golden, Colorado
Credit Union of the Rockies in Golden Golden CO 2013
16-0214-R4 Cross Roads Credit Union
Cross Roads Credit Union Kansas City MO 2016
97-0901III Senn, Elizabeth Ann
An Institution Affiliated Party and Person Participating in the Affairs of the Crossett Paper Mills Employees Federal Credit Union, Crossett, Arkansas
Crossett Paper Mills Employees Federal Credit Union Crossett AR 1997
14-0099-R4 Crossroads Credit Union
Crossroads Credit Union Goessel KS 2014
16-0071-R5 Fierro, Mark
Former Employee of Culver City Employees Federal Credit Union
Culver City Employees Federal Credit Union Culver City CA 2016
10-0046-R1 Aranjo, Carol
Order of Prohibition - Former Employee of D. Edward Wells Federal Credit Union in Springfield, Massachusetts
D. Edward Wells Federal Credit Union in Springfield Springfield MA 2010
01-0301-II Hollis, III, Calvin V.
An Institution Affiliated Party and Person Participating in the Affairs of the DELMARVA FIFE FEDERAL CREDIT UNION
DELMARVA FIFE FEDERAL CREDIT UNION N/A N/A 2001
22-0113-ER Shorkey, Robert P.
Former Institution-Affiliated Party
DFCU Financial Dearborn MI 2023
18-0006-R3 Skinner, Michael Andrew
Former Employee of Dade County Federal Credit Union
Dade County Federal Credit Union Sweetwater FL 2018
95-0402 V Kramer, Joe
An Institution Affiliated Party and Person Participating in the Affairs of the Dakota Credit Union
Dakota Credit Union N/A N/A 1995
09-0030-R3 Grayson, Jr., Ollis
Dallas Educators Credit Union, Selma, Alabama
Dallas Educators Credit Union Selma AL 2009
14-0244-R4 Dallas U.P. Employees Credit Union
Dallas U.P. Employees Credit Union
Dallas U.P. Employees Credit Union Dallas TX 2015
15-0115-R2 Day-Met Credit Union
Day-Met Credit Union
Day-Met Credit Union Dayton OH 2015
14-0185-R4 Decatur Postal Credit Union
Decatur Postal Credit Union
Decatur Postal Credit Union Decatur IL 2014
19-0187-ER Defense Logistics Federal Credit Union
Defense Logistics Federal Credit Union
Defense Logistics Federal Credit Union Dover NJ 2019
15-0110-R1 Delmar OCF Federal Credit Union
Delmar OCF Federal Credit Union
Delmar OCF Federal Credit Union Feura Bush NY 2015
01-0701-I Kelleher, Denis
Former Manager of Delta-Wye FCU, Dorchester, Massachusetts
Delta-Wye FCU Dorchester MA 2001
01-0601-I Roffey, Thomas F.
Institution-Affiliated Party of Delta-Wye Federal Credit Union, Dorchester, Massachusetts
Delta-Wye Federal Credit Union Dorchester MA 2001
05-0602-V Martinez, Jacquelyn
Former Manager of Deluxe Laboratories FCU, Los Angeles, CA;
Deluxe Laboratories FCU Los Angeles CA 2005
04-0503-V Chavez, Carol Angela
Former Visa Card Supervisor, Denali Alaskan Federal Credit Union, Anchorage, AK
Denali Alaskan Federal Credit Union Anchorage AK 2004

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