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Administrative Orders

Administrative Orders are formal enforcement orders issued by the NCUA pursuant to Section 206 of the Federal Credit Union Act (FCUA) (12 U.S.C. § 1786). Generally, the NCUA issues Administrative Orders when it finds that a credit union or persons affiliated with a credit union have violated a law, rule or regulation, breached a fiduciary duty, or engaged in an unsafe or unsound practice.

The three most common orders issued by the NCUA include:

  • An Order to Cease and Desist, which requires a party to take action (or refrain from taking action), including making restitution; 
  • An Order or Notice of Prohibition, which prohibits a party from ever working for a federally insured financial institution; and 
  • An Order Assessing Civil Money Penalties.

Prior to the issuance of an Administrative Order, the Federal Credit Union Act provides due process rights, which include the ability to have an administrative hearing before the Office of Financial Institution Adjudication, and to appeal the agency's decision to issue an order to the U.S. Circuit Court of Appeals.

Enforcement actions against other institutions or their affiliated parties can be found at the website of the institution's primary federal regulator:

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Showing 1 - 100 of 1525 Results
Docket # Name and Relationship Institution City State Year
16-0176-R5 City of Fairbanks Federal Credit Union
City of Fairbanks Federal Credit Union Fairbanks AK 2016
22-0107-WR Fletcher, Vanessa
Former Institution-Affiliated Party
Alaska USA Federal Credit Union Anchorage AK 2022
21-0103-WR Erisman, Kyle
Former Employee
True North Federal Credit Union Juneau AK 2021
17-0065-R5 Mano, Shanice
Former Employee of Credit Union 1
Credit Union 1 Anchorage AK 2017
04-0503-V Chavez, Carol Angela
Former Visa Card Supervisor, Denali Alaskan Federal Credit Union, Anchorage, AK
Denali Alaskan Federal Credit Union Anchorage AK 2004
11-0007-R5 Weidenhof, Vicki Lynn
Orderof Prohibition - Former Employee of ALPS Federal Credit Union, Sitka, Alaska
ALPS Federal Credit Union Sitka AK 2011
16-0204-R3 Dixie Craft Employees Credit Union
Dixie Craft Employees Credit Union Goodwater AL 2016
16-0032-R1 Immaculate Conception Fall River Federal Credit Union
N/A Fall River AL 2016
14-0071-R3 S R I Employees Federal Credit Union
S R I Employees Federal Credit Union Birmingham AL 2014
05-0801-III Jefferson County Employees Credit Union
Order of Assessment of Civil Money Penalty
N/A Birmingham AL 2005
20-0110-SR Gurley, Brianna
Former Employee
AOD Federal Credit Union Oxford AL 2020
17-0057-R4 Stockton, Royce Elmer
Former Employee of Firstmark Credit Union
Firstmark Credit Union San Antonio AL 2017
17-0038-R3 Mobile Postal Credit Union
Mobile Postal Credit Union
Mobile Postal Credit Union Mobile AL 2017
17-0037-R3 Craig Credit Union
Craig Credit Union
Craig Credit Union Selma AL 2017
18-0070-R3 Dunning, Jonathan Wade
Former Employee of Birmingham Financial Federal Credit Union
Birmingham Financial Federal Credit Union Birmingham AL 2018
18-0046-R3 Dawson, Taren
Former Employee/Institution-Affiliated Party of People’s First Federal Credit Union
People’s First Federal Credit Union Tarrant AL 2018
14-0021-R3 Payne, Tonya
Former Employee of Valley Credit Union in Tuscumbia, Alabama
Valley Credit Union Tuscumbia AL 2014
14-0020-R3 Ledbetter, Beth Ann
Former Employee of Valley Credit Union in Tuscumbia, Alabama
Valley Credit Union Tuscumbia AL 2014
11-0040-R3 Stringer, Jennifer F.
Notice of Prohibition - Former Employee of University of South Alabama Federal Credit Union, Mobile, Alabama
University of South Alabama Federal Credit Union Mobile AL 2011
12-0012-R3 Young, Michael John
Notice of Prohibition - Former Employee of? Alabama Central Credit Union in Birmingham, Alabama.
Alabama Central Credit Union Birmingham AL 2012
09-0047-R3 Hughes, Becky Joyce
Wiregrass Federal Credit Union, Dothan, Alabama
Wiregrass Federal Credit Union Dothan AL 2009
09-0030-R3 Grayson, Jr., Ollis
Dallas Educators Credit Union, Selma, Alabama
Dallas Educators Credit Union Selma AL 2009
04-0901-III Peoples, Bessie Jo Peoples, a.k.a Bessie Tina Jo
Bessie Jo Peoples, a.k.a Bessie Tina Jo Peoples, Former Manager, Phenix Pride FCU, Phenix City, Alabama;
Phenix Pride FCU Phenix City AL 2005
09-0056-R3 Aldridge, Margaret S.
Order of Prohibition - Former Employee of Coastal Waters Federal Credit Union in Mobile, Alabama
Coastal Waters Federal Credit Union Mobile AL 2010
16-0101-R3 Arkansas AM & N College Federal Credit Union
N/A Pine Bluff AR 2016
14-0167-R3 Arkansas Kraft Employees Federal Credit Union
Arkansas Kraft Employees Federal Credit Union
Arkansas Kraft Employees Federal Credit Union Morrilton AR 2014
14-0032-R3 York, Karen
Former Employee of VA Hospital Federal Credit Union in Little Rock, Arkansas
VA Hospital Federal Credit Union Little Rock AR 2014
14-0145-R3 Arkansas Am & N College Federal Credit Union
Arkansas Am & N College Federal Credit Union
Arkansas Am & N College Federal Credit Union Pine Bluff AR 2014
15-0036-R3 Arlington Hotel Federal Credit Union
Arlington Hotel Federal Credit Union
Arlington Hotel Federal Credit Union Hot Springs AR 2015
97-0901III Senn, Elizabeth Ann
An Institution Affiliated Party and Person Participating in the Affairs of the Crossett Paper Mills Employees Federal Credit Union, Crossett, Arkansas
Crossett Paper Mills Employees Federal Credit Union Crossett AR 1997
97-0402-III Greenhill, Shirley Brock
An Institution Affiliated Party and Person Participating in the Affairs of the Pine Bluff Arsenal Federal Credit Union, Pine Bluff, Arkansas
Pine Bluff Arsenal Federal Credit Union Pine Bluff AR 1997
97-0401 III Hudson, Mary Nell
An Institution Affiliated Party and Person Participating in the Affairs of the Pine Bluff Arsenal Federal Credit Union, Pine Bluff, Arkansas
Pine Bluff Arsenal Federal Credit Union Pine Bluff AR 1997
17-0106-r3 Arkansas AM and N College Federal Credit Union, Arkansas AM and N College Federal Credit Union
Arkansas AM and N College Federal Credit Union
Arkansas AM and N College Federal Credit Union Pine Bluff AR 2017
17-0107-r3 White County Federal Credit Union, White County Federal Credit Union
White County Federal Credit Union
White County Federal Credit Union Searcy AR 2017
19-0147-SR Fincher, Amy
Former employee
Rheem Arkansas Federal Credit Union Fort Smith AR 2019
17-0035-R3 Garland County Educators Federal Credit Union
Garland County Educators Federal Credit Union
Garland County Educators Federal Credit Union Hot Springs AR 2017
02-0801-III Mangum, Dean
An institution-affiliated party and person participating in the affairs of the UARK Federal Credit Union, Fayetteville, AR
UARK Federal Credit Union Fayetteville AR 2002
12-0056-R4 Judy, Joyce
Arkansas Employees Federal Credit Union in Little Rock, Arkansas
Arkansas Employees Federal Credit Union in Little Rock Little Rock AR 2012
05-0601-IV Wynn, Kathy
Former Manager, Natural State FCU, Searcy, AR;
Natural State FCU Searcy AR 2005
05-1201-IV Miles, Joyce
Former Employee, ASHE FCU, Little Rock, Arkansas;
ASHE FCU Little Rick AR 2005
14-0192-R5 Curtis, Jennelle
Former Employee of Pinal County Federal Credit Union
Pinal County Federal Credit Union Casa Grande AZ 2014
15-0074-R3 Alcoa Community Federal Credit Union
Alcoa Community Federal Credit Union
Alcoa Community Federal Credit Union Benton AZ 2015
14-0106-R5 Ray Federal Credit Union
Ray Federal Credit Union Kearny AZ 2014
05-0804-V Arizona Federal Credit Union
Order of Assessment of Civil Money Penalty
N/A Phoenix AZ 2005
22-0111-WR Romero, Susan Irene
Former Institution-Affiliated Party
Winslow Santa Fe Credit Union Winslow AZ 2022
21-0128-WR Aleman, Hector
Former Employee
Pima Federal Credit Union Tucson AZ 2021
00-0301-V Kloeckner, Mark A.
Former Chief Financial Officer of Saguaro Credit Union Tucson, Arizona
Saguaro Credit Union Tucson Tucson AZ 2000
20-0113-WR Obermeyer, Nicole
Former Institution-Affiliated Party
EM Federal Credit Union Mesa AZ 2020
20-0105-WR Anthony, Benedict
Former Employee
Tucson Old Pueblo Credit Union Tucson AZ 2020
18-0101-R3 Garland County Educators Federal Credit Union
Garland County Educators Federal Credit Union
Garland County Educators Federal Credit Union Hot Springs AZ 2018
18-0047-R5 Entzminger, James
Former Employee of Banner Federal Credit Union
Banner Federal Credit Union Phoenix AZ 2018
12-0076-R5 Liddle, William Robert
Notice of Prohibition - Former Employee of AEA Federal Credit Union in Yuma, Ariz
AEA Federal Credit Union Yuma AZ 2013
02-0203-V Damiano, Veronica L.
Former loan officer of Southeastern Arizona Federal Credit Union in Douglas, Arizona
Southeastern Arizona Federal Credit Union in Douglas Douglas AZ 2002
02-0202-V Packer, Douglas R.
Former chief executive officer of Southeastern Arizona Federal Credit Union located in Douglas, Arizona
Southeastern Arizona Federal Credit Union located in Douglas Douglas AZ 2002
05-1003-V Mohney, Jean I.
Former operations specialist/loan officer of Desert Medical FCU, Scottsdale, AZ
Desert Medical FCU Scottsdale AZ 2006
16-0056-R5 Chula Vista City Employees Federal Credit Union
N/A Chula Vista CA 2016
16-0071-R5 Fierro, Mark
Former Employee of Culver City Employees Federal Credit Union
Culver City Employees Federal Credit Union Culver City CA 2016
15-0182-R5 P.V.H.M.C. Federal Credit Union
P.V.H.M.C. Federal Credit Union
P.V.H.M.C. Federal Credit Union Pomona CA 2016
15-0129-R5 Watsonville Hospital Federal Credit Union
Watsonville Hospital Federal Credit Union
Watsonville Hospital Federal Credit Union Watsonville CA 2015
15-0129-R5 Watsonville Hospital Federal Credit Union
Watsonville Hospital Federal Credit Union
Watsonville Hospital Federal Credit Union Watsonville CA 2015
16-0127-R5 Peoples Ind Church Federal Credit Union
N/A Los Angeles CA 2016
16-0055-R5 Cooperative Center Federal Credit Union
N/A Berkeley CA 2016
16-0058-R5 Malone, Schrelle L.
Former Employee of Pacific Marine Credit Union
Pacific Marine Credit Union Oceanside CA 2016
15-0051-R5 Wall, Wendy
Former Employee of Pepsi Cola Federal Credit Union
Pepsi Cola Federal Credit Union Buena Park CA 2015
14-0190-R5 Sierra Point FISCU
Sierra Point FISCU
Sierra Point FISCU South San Francisco CA 2014
14-0195-R5 Lyle, Jan
Former Employee of Health Care Professionals of Napa Federal Credit Union
Health Care Professionals of Napa Federal Credit Union Napa CA 2014
16-0128-R5 Cherry Employees Federal Credit Union
N/A Santa Ana CA 2016
15-0092-R5 Battles, Donald
Former Employee of Rancho Federal Credit Union
Rancho Federal Credit Union Downey CA 2015
15-0097-R5 Emerick, Robert
Former Employee of County Schools Federal Credit Union
County Schools Federal Credit Union Ventura CA 2015
14-0143-R5 Skyone Federal Credit Union
Skyone Federal Credit Union
Skyone Federal Credit Union Hawthorne CA 2014
14-0108-R5 Sunnyvale Federal Credit Union
Sunnyvale Federal Credit Union Sunnyvale CA 2014
14-0149-R5 Redlands City Employees Federal Credit Union
Redlands City Employees Federal Credit Union
Redlands City Employees Federal Credit Union Redlands CA 2014
14-0155-R5 Sea West Coast Guard Federal Credit Union
Sea West Coast Guard Federal Credit Union
Sea West Coast Guard Federal Credit Union Oakland CA 2014
14-0113-R5 Cherry Employees Federal Credit Union
Cherry Employees Federal Credit Union Santa Ana CA 2014
05-1002-V Arrowhead Central Credit Union
Order of Assessment of Civil Money Penalty
N/A San Bernadino CA 2005
05-1001-V Paradise Federal Credit Union
Order of Assessment of Civil Money Penalty
N/A National City CA 2005
14-0240-R5 Santa Cruz Community Credit Union
Santa Cruz Community Credit Union
Santa Cruz Community Credit Union Santa Cruz CA 2015
05-0808-V California Lithuanian Credit Union
Order of Assessment of Civil Money Penalty
N/A Santa Monica CA 2005
05-0807-V Norton Community Credit Union
Order of Assessment of Civil Money Penalty
N/A San Bernardino CA 2005
05-0806-V Valley Oak Credit Union
Order of Assessment of Civil Money Penalty
N/A Three Rivers CA 2005
21-WR-0130 Simontacchi, Stephanie
Former Employee
Redwood Credit Union Santa Rosa CA 2022
22-0109-WR Mohabir, Indira
Former Institution-Affiliated Party
Western Federal Credit Union Torrance CA 2022
97-0702-VI Ybarra, Isaac I.
A person participating in the affairs of ALCOA of Vernon Employees FCU, located in Vernon, California
ALCOA of Vernon Employees FCU Vernon CA 1997
97-0701-VI Balingit, Randolph L.
An Institution Affiliated Party and Person Participating in the Affairs of the Sony San Diego Employees Federal Credit Union, San Diego, California
Sony San Diego Employees Federal Credit Union San Diego CA 1997
21-0129-WR Bibriesca, Gabriela
Former Employee
Santa Cruz Community Credit Union Santa Cruz CA 2021
00-1003-VI Chittick, Sr., James E.
Former Chairman of the Board of Grand Terrace Federal Credit Union, Grand Terrace, California
Grand Terrace Federal Credit Union Grand Terrace CA 2000
01-0202-VI Snaer, Kellie
Golden One Credit Union,Sacramento, California
Golden One Credit Union Sacramento CA 2001
00-0401-VI Hall, Susan E.
Former Operations Manager of Campbell Soup Federal Credit Union, Sacramento, California
Campbell Soup Federal Credit Union Sacramento CA 2000
00-0201-VI Lee, Michael Ping
An Institution Affiliated Party and Person Participating in the Affairs of the Cal State Credit Union Berkley, California
Cal State Credit Union Berkley Berkley CA 2000
00-09-01-VI Joaquin-Bey, Carol
A person participating in the affairs of ALLEN TEMPLE BAPTIST CHURCH Federal Credit Union, Oakland, CA
ALLEN TEMPLE BAPTIST CHURCH Federal Credit Union Oakland CA 2000
99-0406-VI Rasey, Linda J.
Searles Lake FCU Trona, California
Searles Lake FCU Trona Trona CA 1999
99-0407-VI Lowe, Shirlee Aileen
An Institution-Affiliated Party and Person Participating in the Affairs of San Bernardino School Employees Federal Credit Union, San Bernardino, California
San Bernardino School Employees Federal Credit Union San Bernardino CA 1999
99-0405-VI Rana, Margaret S.
Searles Lake FCU Trona, California
Searles Lake FCU Trona Trona CA 1999
99-0403-VI Foote, Frieda L.
Searles Lake FCU Trona, California
Searles Lake FCU Trona Trona CA 1999
99-0404-VI Gossett, Robin E.
Searles Lake FCU Trona, California
Searles Lake FCU Trona Trona CA 1999
99-0402-IV McCurdy, Linda C.
Searles Lake FCU Trona, California
Searles Lake FCU Trona Trona CA 1999
99-1201-VI Kay, William Bruce
Former President and CEO of CU Master Insurance Services Incorporated (CUSO), of Hughes Aircraft Employees Federal Credit Union, Manhattan Beach, California
of Hughes Aircraft Employees Federal Credit Union Manhattan Beach CA 1999
17-0109-r5 Camino Federal Credit Union, Camino Federal Credit Union
Camino Federal Credit Union
Camino Federal Credit Union Montebello CA 2017
17-0110-r5 Denocos Federal Credit Union, Denocos Federal Credit Union
Denocos Federal Credit Union
Denocos Federal Credit Union Crescent City CA 2017
17-0112-r5 L.A. Mission Federal Credit Union, L.A. Mission Federal Credit Union
L.A. Mission Federal Credit Union
L.A. Mission Federal Credit Union San Fernando CA 2017
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